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Finra Series 3 Jobs (NOW HIRING)

Transamerica

Sr Sales Supervision Principal

What We Do Transamerica is organized into three distinct businesses. These include 1) World ... • FINRA Series 24 • FINRA Series 63 and 65, or FINRA Series 66 (with Series 7), or obtain ...

Transamerica Corporation

$60 - $80/hr

What We Do Transamerica is organized into three distinct businesses. These include 1) World ... FINRA Series 51 or 53, or obtain within 12 months from job entry date * Strong knowledge of ...

Robinhood

$250/hr

FINRA Series 3 and 66 to obtain * Strong analytical and investigative skills with the ability to resolve complex issues independently * Experience managing highly escalated or sensitive customer ...

Cetera

Supervision Specialist

Dallas, TX · Hybrid

... FINRA Series 4 and 53 required (or ability to obtain within 6 months of hire if not already held) 3+ years of progressive securities industry experience , including significant compliance and ...

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How much do finra series 3 jobs pay per hour?

As of Sep 8, 2026, the average hourly pay for finra series 3 in the United States is $22.34, according to ZipRecruiter salary data. Most workers in this role earn between $16.59 and $23.32 per hour, depending on experience, location, and employer.

What is a Finra Series 3?

A FINRA Series 3 job typically refers to a role in the futures and commodities trading industry that requires a Series 3 license. The Series 3 exam, administered by the National Futures Association (NFA), qualifies individuals to sell commodity futures contracts and options. Common roles requiring this license include commodity brokers, futures traders, and risk analysts. These professionals help clients manage risk, hedge investments, and execute trades in commodities markets. Obtaining the Series 3 license demonstrates knowledge of market regulations, trading strategies, and ethical practices.

What are the typical responsibilities and work environment for someone in a Finra Series 3 role?

Professionals with a Finra Series 3 license commonly work in brokerage firms, trading desks, or commodity investment companies, where they advise clients on futures and options trading strategies. Day-to-day, they monitor market trends, execute trades, maintain compliance with industry regulations, and provide ongoing client support. These roles often involve high-paced environments and require collaboration with other financial professionals, such as analysts and risk managers. Career growth opportunities are available in areas like senior trading, portfolio management, or compliance, especially as you gain more experience and build a strong performance track record.

What are the key skills and qualifications needed to thrive in the Finra Series 3 position, and why are they important?

To thrive as a Finra Series 3 professional, you need in-depth knowledge of commodity futures and options markets, strong quantitative skills, and a Series 3 license issued by FINRA after passing the National Commodities Futures Examination. Familiarity with trading platforms, market analysis software, and regulatory compliance systems is critical. Excellent communication, attention to detail, and a high level of integrity are important soft skills in this field. These capabilities ensure you can effectively advise clients, execute trades, and comply with industry regulations.

What can I do with a Finra Series 3 license?

A FINRA Series 3 license qualifies individuals to work as commodity futures representatives, including trading, selling, and advising on futures contracts and options. It is required for roles involving commodities, futures, and derivatives trading, and demonstrates knowledge of market regulations and trading practices.

What jobs can you get with a Finra Series 3?

A Finra Series 3 license qualifies individuals to work as commodities futures brokers, traders, or sales representatives. It is required for roles involving the trading, selling, or advising on futures and commodities contracts, often within brokerage firms or trading firms. The license demonstrates knowledge of futures markets, trading strategies, and regulatory compliance.
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Finra Series 3 jobs near you
Infographic showing various Finra Series 3 job openings in the United States as of August 2026, with employment types broken down into 1% Internship, 84% Full Time, 12% Part Time, 1% Temporary, and 2% Contract. Highlights an 83% Physical, 4% Hybrid, and 13% Remote job distribution, with an average salary of $46,466 per year, or $22.3 per hour.

Financial Consultant - The Woodlands, TX

Fidelity Investments

The Woodlands, TX • On-site

Full-time

Posted 24 days ago

Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 273 frontline employees who took The Breakroom Quiz

16th of 154 rated financial services

Job description

Job Description:

With your extraordinary knowledge and incomparable integrity, we know that clients invest their trust in you. Join a team that also invests in you with key product and service offerings, sophisticated technology and a premier investment platform. Here, you will build long-term, dedicated relationships with customers by bringing them peace of mind as you guide them through wealth management and retirement planning strategies

TheExpertiseWe're Looking For

  • FINRA Series 7 & 63 required prior to hire
  • Series 65 and/or 66 and state registrations required within 3 months of hire
  • Experience with High Net Worth clients
  • A CFP is preferred if you don't already have your CFP, our Tuition Reimbursement program can help you with classes to obtain it

ThePurposeof Your Role

We fully support you with an open architecture product platform and top resources in the financial industry, while you nurture relationships with an existing client base. Your keen focus, motivational skills and leadership qualities are prime attributes as you provide the appropriate investment solutions to existing clients and help expand the acquisition of new customers.

TheSkillsYou Bring

  • You demonstrate a deep understanding of financial markets, and can effectively simplify complex financial concepts while building rapport and credibility with highly valued clientele
  • Remarkable knowledge of investment products
  • Ability to thoughtfully introduce your clients to different investment strategies and bring together additional client assets while engaging in positive, client-centered discussions
  • Collaborating with multiple business partners allows you to craft an unsurpassed customer experience and meet the client's broad range of investment needs

TheValueYou Deliver

  • No longer spending time on cold calls and sourcing new clients, you are able to make an impact in the lives of your clients through deepening relationships and complex financial planning
  • Your integrity, insights, interpersonal skills and meticulous planning allows you to mentor and support your customers as they look to reach their retirement goals
  • Educating customers on the technology and channels available to them to better monitor, maintain, and handle their investments

How Your WorkImpactsthe Organization

Working in our Investor Center, you will engage face-to-face with your customers, offering mentorship and personalized planning, while helping extend the reach of the firm's brand. Backed by Fidelity's open architecture, you're able to provide comprehensive investment guidance and sustain long-lasting relationships. We will provide you the support of a well-rounded team of professionals, unlimited access to some of the best resources and tools in the industry, and a top compensation package with excellent benefits. While you form relationships here, you will also be building your career!

Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Certifications:Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRACategory:Sales

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

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