... FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment
... FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment
Trade Desk Representative
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Trade Desk Representative
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Supervisor BD/RIA (Series 7&24)
Chicago, IL · On-site
$65K - $115K/yr
FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or industry regulator * Working knowledge of the Investment Advisers Act, the Investment Company Act, and ...
Quick apply
Supervisor BD/RIA (Series 7&24)
Chicago, IL · On-site
$65K - $115K/yr
FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or industry regulator * Working knowledge of the Investment Advisers Act, the Investment Company Act, and ...
Trade Desk Representative
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Trade Desk Representative
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Associate, Institutional Business Development - Parametric
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Associate, Institutional Business Development - Parametric
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Associate, Institutional Business Development - Parametric
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Associate, Institutional Business Development - Parametric
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Trade Desk Representative
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Trade Desk Representative
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Associate, Institutional Business Development - Parametric
Boston, MA · On-site
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Associate, Institutional Business Development - Parametric
Boston, MA · On-site
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Trade Desk Representative
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Trade Desk Representative
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
FINRA Series 3, 30 Required * Experience interacting with C-suite executives and Boards of Directors * Proven track record with FINRA, SEC, NFA and other industry regulatory authorities * Advanced ...
Quick apply
FINRA Series 3, 30 Required * Experience interacting with C-suite executives and Boards of Directors * Proven track record with FINRA, SEC, NFA and other industry regulatory authorities * Advanced ...
Customer Experience Representative, Social
$16.50 - $22.50/hr
FINRA Series 3 and 66 to obtain * Strong analytical and investigative skills with the ability to resolve complex issues independently * Experience managing highly escalated or sensitive customer ...
Customer Experience Representative, Social
$16.50 - $22.50/hr
FINRA Series 3 and 66 to obtain * Strong analytical and investigative skills with the ability to resolve complex issues independently * Experience managing highly escalated or sensitive customer ...
Must pass FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment Minimum 2 years of experience at a financial institution on a trading desk that manages at least $20 ...
Must pass FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment Minimum 2 years of experience at a financial institution on a trading desk that manages at least $20 ...
Brokerage Services Registered Analyst - Series 7/63 - Remote
Franklin, WI · On-site +1
$34.66/hr
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) * Associates degree in business or related field or equivalent combination of education and experience * Minimum of 3 years related financial ...
Brokerage Services Registered Analyst - Series 7/63 - Remote
Franklin, WI · On-site +1
$34.66/hr
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) * Associates degree in business or related field or equivalent combination of education and experience * Minimum of 3 years related financial ...
Registered Client Service Associate (Series 7)
Parsippany, NJ · On-site
$50K - $70K/yr
This role is ideal for individuals who currently hold their FINRA Series 7 and Series 63 licenses ... Bachelor's Degree preferred or equivalent professional experience * 1-3 years of financial ...
Quick apply
Registered Client Service Associate (Series 7)
Parsippany, NJ · On-site
$50K - $70K/yr
This role is ideal for individuals who currently hold their FINRA Series 7 and Series 63 licenses ... Bachelor's Degree preferred or equivalent professional experience * 1-3 years of financial ...
Brokerage Services Registered Analyst - Series 7/63 - Remote
Franklin, WI · On-site +1
$34.66/hr
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) * Associates degree in business or related field or equivalent combination of education and experience * Minimum of 3 years related financial ...
Brokerage Services Registered Analyst - Series 7/63 - Remote
Franklin, WI · On-site +1
$34.66/hr
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) * Associates degree in business or related field or equivalent combination of education and experience * Minimum of 3 years related financial ...
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) * Associates degree in business or related field or equivalent combination of education and experience * Minimum of 3 years related financial ...
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) * Associates degree in business or related field or equivalent combination of education and experience * Minimum of 3 years related financial ...
Branch Leader - Katy, TX
Katy, TX · On-site
Three or more years of management within a financial services environment is preferred * Series 7 ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...
Branch Leader - Katy, TX
Katy, TX · On-site
Three or more years of management within a financial services environment is preferred * Series 7 ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...
Three or more years of management within a financial services environment is preferred * Series 7 ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...
Three or more years of management within a financial services environment is preferred * Series 7 ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...
We believe that three or more years of management within a financial services environment is ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...
We believe that three or more years of management within a financial services environment is ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...
We believe that three or more years of management within a financial services environment is ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...
We believe that three or more years of management within a financial services environment is ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...
Finra Series 3 information
See salary details
$7.93 - $11.56
2% of jobs
$11.56 - $15.19
8% of jobs
$16.97 is the 25th percentile. Wages below this are outliers.
$15.19 - $18.82
31% of jobs
The median wage is $19.70 / hr.
$18.82 - $22.44
38% of jobs
$22.44 - $26.07
16% of jobs
$26.07 - $29.70
1% of jobs
$29.70 - $33.33
1% of jobs
$33.33 - $36.95
3% of jobs
$36.95 - $40.58
0% of jobs
$40.58 - $44.21
0% of jobs
$44.21 - $47.84
0% of jobs
$7
$22
$47
How much do finra series 3 jobs pay per hour?
What is a Finra Series 3?
A FINRA Series 3 job typically refers to a role in the futures and commodities trading industry that requires a Series 3 license. The Series 3 exam, administered by the National Futures Association (NFA), qualifies individuals to sell commodity futures contracts and options. Common roles requiring this license include commodity brokers, futures traders, and risk analysts. These professionals help clients manage risk, hedge investments, and execute trades in commodities markets. Obtaining the Series 3 license demonstrates knowledge of market regulations, trading strategies, and ethical practices.
What are the typical responsibilities and work environment for someone in a Finra Series 3 role?
Professionals with a Finra Series 3 license commonly work in brokerage firms, trading desks, or commodity investment companies, where they advise clients on futures and options trading strategies. Day-to-day, they monitor market trends, execute trades, maintain compliance with industry regulations, and provide ongoing client support. These roles often involve high-paced environments and require collaboration with other financial professionals, such as analysts and risk managers. Career growth opportunities are available in areas like senior trading, portfolio management, or compliance, especially as you gain more experience and build a strong performance track record.
What are the key skills and qualifications needed to thrive in the Finra Series 3 position, and why are they important?
To thrive as a Finra Series 3 professional, you need in-depth knowledge of commodity futures and options markets, strong quantitative skills, and a Series 3 license issued by FINRA after passing the National Commodities Futures Examination. Familiarity with trading platforms, market analysis software, and regulatory compliance systems is critical. Excellent communication, attention to detail, and a high level of integrity are important soft skills in this field. These capabilities ensure you can effectively advise clients, execute trades, and comply with industry regulations.
What can I do with a Finra Series 3 license?
What jobs can you get with a Finra Series 3?
What cities are hiring for Finra Series 3 jobs?
Cities with the most Finra Series 3 job openings:
What are the most commonly searched types of Finra Series 3 jobs?
The most popular types of Finra Series 3 jobs are:
What states have the most Finra Series 3 jobs?
States with the most job openings for Finra Series 3 jobs include:
What job categories do people searching Finra Series 3 jobs look for?
The top searched job categories for Finra Series 3 jobs are:

Full-time
Posted 7 days ago
Job description
RESPONSIBILITIES:
Support senior EM & FX traders with daily responsibilities and medium-term projects
Learning trading intricacies of FX and EM markets in preparation of market making trading role.
Help develop quantitative tools and models to optimize trading, reduce risk increase profitability
Manage trade bookings, fixing positions and cumulative desk risk
Engage in pricing and hedging of EM and G-10 FX & EM Rate derivatives.
Work closely with the sales team to develop the efx and voice client franchise.
Quantitative Analysis - systematic analysis of client flows to build trading strategies.
DIVISION DESCRIPTION:
Within Societe Generale Corporate & Investment Banking, the Global Markets Division brings together the Research, Investment and Risk Management Solutions, Execution and Clearing, Prime Services, Equities, Fixed Income, Futures and Currencies & Commodities structuring capabilities with the objective of providing investors with one integrated multi-asset market solutions team. The business uses an advisory and innovation mindset, focused on client needs, with a global leader in financial markets engineering. Global Markets is a leading player in derivatives, with unrivaled over the counter and listed derivatives expertise, as well as cross-asset and economic research. Our prime services' offering is a unique combination of execution, clearing, custody and financing services.
SKILLS AND QUALIFICATIONS:
Must Have:
Bachelor's or Master's degree in Financial Eng, Physics, Mathematics, Computer Science, or similar
1-3 years relevant experience within MARK; sales or trading functions preferred
VIE experience is highly valued
Facile with internal SG systems such as Xone, SGM, Vulcan, Trading Suite preferred
Highly collaborative, team player within multi-disciplinary, multi-national teams
High achievers driven to exceed expectations, with the highest personal standards
Demonstrated ability to build relationships within a large organization
Must pass FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment