Junior FX EM Trader, Analyst
New York, NY · On-site
... FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment
New York, NY · On-site
... FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment
New York, NY · On-site
... FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Phoenix, AZ · On-site
$150 - $200/hr
Must have an active and valid FINRA Series 63 license * A Series 3 license (Futures) is required but may be offered as a 180-day Condition of Employment * Strong sales aptitude with proven ...
Phoenix, AZ · On-site
$150 - $200/hr
Must have an active and valid FINRA Series 63 license * A Series 3 license (Futures) is required but may be offered as a 180-day Condition of Employment * Strong sales aptitude with proven ...
Minneapolis, MN · Hybrid
$46K - $63K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. 2 - 4 years' experience working in the investment management industry Dedicated ...
Minneapolis, MN · Hybrid
$46K - $63K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. 2 - 4 years' experience working in the investment management industry Dedicated ...
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Chicago, IL · On-site
$80 - $100/hr
FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or industry regulator * Working knowledge of the Investment Advisers Act, the Investment Company Act, and ...
Chicago, IL · On-site
$80 - $100/hr
FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or industry regulator * Working knowledge of the Investment Advisers Act, the Investment Company Act, and ...
Chicago, IL · On-site
$65K - $115K/yr
FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or industry regulator * Working knowledge of the Investment Advisers Act, the Investment Company Act, and ...
Quick apply
Chicago, IL · On-site
$65K - $115K/yr
FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or industry regulator * Working knowledge of the Investment Advisers Act, the Investment Company Act, and ...
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...
Dallas, TX · On-site
FINRA Series 7 and Series 24 are required. Series 3 is required or expected to be obtained shortly after joining. Why Join * $250,000 to $350,000 Base + Targeted Discretionary Bonus + Equity ...
Dallas, TX · On-site
FINRA Series 7 and Series 24 are required. Series 3 is required or expected to be obtained shortly after joining. Why Join * $250,000 to $350,000 Base + Targeted Discretionary Bonus + Equity ...
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. 2 - 4 years' experience working in the investment management industry Dedicated ...
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. 2 - 4 years' experience working in the investment management industry Dedicated ...
Boston, MA · On-site
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
Boston, MA · On-site
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one-year of employment. * 2 - 4 years' experience working in the investment management industry * Dedicated ...
FINRA Series 3, 30 Required * Experience interacting with C-suite executives and Boards of Directors * Proven track record with FINRA, SEC, NFA and other industry regulatory authorities * Advanced ...
Quick apply
FINRA Series 3, 30 Required * Experience interacting with C-suite executives and Boards of Directors * Proven track record with FINRA, SEC, NFA and other industry regulatory authorities * Advanced ...
Denver, CO · On-site
$16.50 - $22.50/hr
FINRA Series 3 and 66 to obtain * Strong analytical and investigative skills with the ability to resolve complex issues independently * Experience managing highly escalated or sensitive customer ...
Denver, CO · On-site
$16.50 - $22.50/hr
FINRA Series 3 and 66 to obtain * Strong analytical and investigative skills with the ability to resolve complex issues independently * Experience managing highly escalated or sensitive customer ...
New York, NY · On-site
Must pass FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment Minimum 2 years of experience at a financial institution on a trading desk that manages at least $20 ...
New York, NY · On-site
Must pass FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment Minimum 2 years of experience at a financial institution on a trading desk that manages at least $20 ...
Sugar Land, TX · On-site
$100 - $125/hr
... and partners * 3+ years of experience recommending products and services * FINRA Series 6 and Series 63 (or FINRA-recognized equivalents), active or completed within a designated timeframe
New
Sugar Land, TX · On-site
$100 - $125/hr
... and partners * 3+ years of experience recommending products and services * FINRA Series 6 and Series 63 (or FINRA-recognized equivalents), active or completed within a designated timeframe
New
Parsippany, NJ · On-site
$50K - $70K/yr
This role is ideal for individuals who currently hold their FINRA Series 7 and Series 63 licenses ... Bachelor's Degree preferred or equivalent professional experience * 1-3 years of financial ...
Quick apply
Parsippany, NJ · On-site
$50K - $70K/yr
This role is ideal for individuals who currently hold their FINRA Series 7 and Series 63 licenses ... Bachelor's Degree preferred or equivalent professional experience * 1-3 years of financial ...
Three or more years of management within a financial services environment is preferred * Series 7 ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...
Three or more years of management within a financial services environment is preferred * Series 7 ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...
$7.93 - $11.56
2% of jobs
$11.56 - $15.19
8% of jobs
$16.97 is the 25th percentile. Wages below this are outliers.
$15.19 - $18.82
31% of jobs
The median wage is $19.70 / hr.
$18.82 - $22.44
38% of jobs
$22.44 - $26.07
16% of jobs
$26.07 - $29.70
1% of jobs
$29.70 - $33.33
1% of jobs
$33.33 - $36.95
3% of jobs
$36.95 - $40.58
0% of jobs
$40.58 - $44.21
0% of jobs
$44.21 - $47.84
0% of jobs
$7
$22
$47
A FINRA Series 3 job typically refers to a role in the futures and commodities trading industry that requires a Series 3 license. The Series 3 exam, administered by the National Futures Association (NFA), qualifies individuals to sell commodity futures contracts and options. Common roles requiring this license include commodity brokers, futures traders, and risk analysts. These professionals help clients manage risk, hedge investments, and execute trades in commodities markets. Obtaining the Series 3 license demonstrates knowledge of market regulations, trading strategies, and ethical practices.
Professionals with a Finra Series 3 license commonly work in brokerage firms, trading desks, or commodity investment companies, where they advise clients on futures and options trading strategies. Day-to-day, they monitor market trends, execute trades, maintain compliance with industry regulations, and provide ongoing client support. These roles often involve high-paced environments and require collaboration with other financial professionals, such as analysts and risk managers. Career growth opportunities are available in areas like senior trading, portfolio management, or compliance, especially as you gain more experience and build a strong performance track record.
To thrive as a Finra Series 3 professional, you need in-depth knowledge of commodity futures and options markets, strong quantitative skills, and a Series 3 license issued by FINRA after passing the National Commodities Futures Examination. Familiarity with trading platforms, market analysis software, and regulatory compliance systems is critical. Excellent communication, attention to detail, and a high level of integrity are important soft skills in this field. These capabilities ensure you can effectively advise clients, execute trades, and comply with industry regulations.
Cities with the most Finra Series 3 job openings:
The most popular types of Finra Series 3 jobs are:
States with the most job openings for Finra Series 3 jobs include:
The top searched job categories for Finra Series 3 jobs are:

Full-time
Posted 28 days ago
RESPONSIBILITIES:
Support senior EM & FX traders with daily responsibilities and medium-term projects
Learning trading intricacies of FX and EM markets in preparation of market making trading role.
Help develop quantitative tools and models to optimize trading, reduce risk increase profitability
Manage trade bookings, fixing positions and cumulative desk risk
Engage in pricing and hedging of EM and G-10 FX & EM Rate derivatives.
Work closely with the sales team to develop the efx and voice client franchise.
Quantitative Analysis - systematic analysis of client flows to build trading strategies.
DIVISION DESCRIPTION:
Within Societe Generale Corporate & Investment Banking, the Global Markets Division brings together the Research, Investment and Risk Management Solutions, Execution and Clearing, Prime Services, Equities, Fixed Income, Futures and Currencies & Commodities structuring capabilities with the objective of providing investors with one integrated multi-asset market solutions team. The business uses an advisory and innovation mindset, focused on client needs, with a global leader in financial markets engineering. Global Markets is a leading player in derivatives, with unrivaled over the counter and listed derivatives expertise, as well as cross-asset and economic research. Our prime services' offering is a unique combination of execution, clearing, custody and financing services.
SKILLS AND QUALIFICATIONS:
Must Have:
Bachelor's or Master's degree in Financial Eng, Physics, Mathematics, Computer Science, or similar
1-3 years relevant experience within MARK; sales or trading functions preferred
VIE experience is highly valued
Facile with internal SG systems such as Xone, SGM, Vulcan, Trading Suite preferred
Highly collaborative, team player within multi-disciplinary, multi-national teams
High achievers driven to exceed expectations, with the highest personal standards
Demonstrated ability to build relationships within a large organization
Must pass FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment