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Remote Finra Series 3 Jobs (NOW HIRING)

Osaic

Branch Office Examiner

Petersburg, VA · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open ... Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series ...

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All JobsRemote Finra Series 3 Jobs

Remote Finra Series 3 information

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$27

$45

How much do remote finra series 3 jobs pay per hour?

As of Jun 12, 2026, the average hourly pay for remote finra series 3 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What is the difference between Remote Finra Series 3 vs Remote Finra Series 7?

AspectRemote Finra Series 3Remote Finra Series 7
CertificationsFinra Series 3Finra Series 7
Work EnvironmentRemote or in-office trading and commoditiesRemote or in-office securities trading
Industry UsageFutures and commoditiesSecurities and investment products
Common RolesFutures broker, commodities traderStock broker, securities trader

The main difference between Remote Finra Series 3 and Remote Finra Series 7 lies in the certifications and industry focus. Series 3 is geared toward futures and commodities trading, while Series 7 covers a broader range of securities trading. Both roles can be performed remotely and are essential in the financial industry, but they serve different markets and require specific licensing.

More about Remote Finra Series 3 jobs
What cities are hiring for Remote Finra Series 3 jobs? Cities with the most Remote Finra Series 3 job openings:
What are the most commonly searched types of Finra Series 3 jobs? The most popular types of Finra Series 3 jobs are:
What job categories do people searching Remote Finra Series 3 jobs look for? The top searched job categories for Remote Finra Series 3 jobs are:
Remote Finra Series 3 jobs near you
Infographic showing various Remote Finra Series 3 job openings in the United States as of June 2026, with employment types broken down into 100% Full Time. Highlights an 100% Remote job distribution, with an average salary of $57,583 per year, or $27.7 per hour.

Branch Office Examiner

Osaic

Petersburg, VA • On-site, Remote

$65K - $75K/yr

Full-time

Medical, Dental, Vision, Retirement

Posted 19 days ago

Osaic rating

8.2

Company rating: 8.2 out of 10

Based on 8 frontline employees who took The Breakroom Quiz

Job description

Current Employees and Contractors Apply HereOsaic Careers

REMOTE Compliance Risk Opportunity in Financial Services

Branch Office Examiner

Location(s): Open to Qualified Remote Applicants in the United States

Role Type:Full-time

Salary: $65,000 - $75,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.

Summary:

Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic's Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.

Education Requirements:

  • Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Responsibilities:

  • Conduct approximately 85-100 onsite exams per year.
  • Travel independently up to 50% of the time for onsite branch examinations.
  • Schedule and discuss exam expectations with the OSJ and Satellite branches.
  • Prepare for each exam by generating and analyzing various reports.
  • Review exam findings with OSJ and Satellite Branch Managers.
  • Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner.
  • Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam.
  • Identify and share best practices with OSJ Managers regarding supervisory systems during the exam.

Basic Requirements:

  • Minimum 3 years Independent Broker-Dealer experience.
  • FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
  • Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.
  • Strong verbal and written communications skills required.
  • Basic knowledge and understanding of the Firm's and Regulatory Policies
  • Basic proficiency in information technology and skills used to communicate electronically, organize activities and analyze information.
  • Must be detail-oriented, investigative and the ability to work independently.

Preferred Requirements:

  • Branch Examiner experience.
  • FINRA Series 24, FINRA Series 65 and/ or 66 preferred.

#LI-Remote

Current Employees and Contractors Apply Here

About Osaic

Sourced by ZipRecruiter

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

2016

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