Collaborative environment with mentorship from senior planning and investment professionals ... Active FINRA Series 7 and Series 66 licenses (or recognized equivalents) * CFP ® designation or ...
Quick apply
Collaborative environment with mentorship from senior planning and investment professionals ... Active FINRA Series 7 and Series 66 licenses (or recognized equivalents) * CFP ® designation or ...
Sr. Associate Financial Planner - FINRA Series 7 and Series 66
Bellevue, WA · On-site
$75K - $83K/yr
... mentorship from senior planning and investment professionals • Long-term career path within a ... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other ...
Sr. Associate Financial Planner - FINRA Series 7 and Series 66
Bellevue, WA · On-site
$75K - $83K/yr
... mentorship from senior planning and investment professionals • Long-term career path within a ... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other ...
Trade Desk Representative
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be ... Shuttle to/from Metra Salary Range: $70,000 - $90,000 The actual salary offered will be based on ...
Trade Desk Representative
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be ... Shuttle to/from Metra Salary Range: $70,000 - $90,000 The actual salary offered will be based on ...
Trade Desk Representative
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be ... Shuttle to/from Metra Salary Range: $70,000 - $90,000 The actual salary offered will be based on ...
Trade Desk Representative
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be ... Shuttle to/from Metra Salary Range: $70,000 - $90,000 The actual salary offered will be based on ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
... FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment
... FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment
Trade Desk Representative
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be ... Shuttle to/from Metra Salary Range: $70,000 - $90,000 The actual salary offered will be based on ...
Trade Desk Representative
Chicago, IL · On-site
$70K - $90K/yr
FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be ... Shuttle to/from Metra Salary Range: $70,000 - $90,000 The actual salary offered will be based on ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
Series 7 Tutor
Miami, FL · On-site
Strong knowledge of the FINRA Series 7 exam and related securities concepts. * Prior tutoring ... from you. Apply today and help the next generation of financial professionals pass the Series 7 ...
Series 7 Tutor
Miami, FL · On-site
Strong knowledge of the FINRA Series 7 exam and related securities concepts. * Prior tutoring ... from you. Apply today and help the next generation of financial professionals pass the Series 7 ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
What We Do Transamerica is organized into three distinct businesses. These include 1) World ... You must hold FINRA Series 6, 63, and 65; OR Series 7 and 66 at time of hire. Provides customers ...
Associate, Institutional Business Development - Parametric
Minneapolis, MN · Hybrid
$46K - $63K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one ... WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital ...
Associate, Institutional Business Development - Parametric
Minneapolis, MN · Hybrid
$46K - $63K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one ... WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital ...
Supervisor BD/RIA (Series 7&24)
Chicago, IL · On-site
$80 - $100/hr
... from supervisors Qualifications * Bachelor's degree or experience equivalent * FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or industry regulator
Supervisor BD/RIA (Series 7&24)
Chicago, IL · On-site
$80 - $100/hr
... from supervisors Qualifications * Bachelor's degree or experience equivalent * FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or industry regulator
Supervisor BD/RIA (Series 7&24)
Chicago, IL · On-site
$65K - $115K/yr
... from supervisors Qualifications * Bachelor's degree or experience equivalent * FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or industry regulator
Quick apply
Supervisor BD/RIA (Series 7&24)
Chicago, IL · On-site
$65K - $115K/yr
... from supervisors Qualifications * Bachelor's degree or experience equivalent * FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or industry regulator
Trader Acquisition Consultant
Phoenix, AZ · On-site
$120 - $180/hr
Must have an active and valid FINRA Series 63 license * A Series 3 license (Futures) is required but may be offered as a 180-day Condition of Employment * Strong sales aptitude with proven ...
Trader Acquisition Consultant
Phoenix, AZ · On-site
$120 - $180/hr
Must have an active and valid FINRA Series 63 license * A Series 3 license (Futures) is required but may be offered as a 180-day Condition of Employment * Strong sales aptitude with proven ...
Associate, Institutional Business Development - Parametric
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one ... WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital ...
Associate, Institutional Business Development - Parametric
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one ... WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital ...
Associate, Institutional Business Development - Parametric
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one ... WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital ...
Associate, Institutional Business Development - Parametric
Boston, MA · Hybrid
$48K - $66K/yr
FINRA Series 3, 7, and 63 preferred; if hired, must obtain FINRA Series 3, 7, and 63 within one ... WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital ...
From Home Finra Series 3 information
See salary details
$22.5K - $28K
11% of jobs
$28K - $33.6K
7% of jobs
$38.7K is the 25th percentile. Wages below this are outliers.
$33.6K - $39.1K
7% of jobs
$39.1K - $44.7K
5% of jobs
$44.7K - $50.2K
4% of jobs
$50.2K - $55.8K
5% of jobs
$55.8K - $61.3K
6% of jobs
The median wage is $62.4K / yr.
$61.3K - $66.9K
17% of jobs
$71.7K is the 75th percentile. Wages above this are outliers.
$66.9K - $72.4K
13% of jobs
$72.4K - $78K
10% of jobs
$78K - $83.5K
14% of jobs
$22.5K
$57.6K
$83.5K
How much do from home finra series 3 jobs pay per year?
As of Sep 6, 2026, the average yearly pay for from home finra series 3 in the United States is $57,604.00, according to ZipRecruiter salary data. Most workers in this role earn between $38,500.00 and $73,500.00 per year, depending on experience, location, and employer.
What is a from home FINRA Series 3?
A From Home FINRA Series 3 job refers to a remote position where individuals who hold the FINRA Series 3 license work from home, typically as commodities and futures representatives. These professionals are authorized to solicit and sell commodity futures contracts and options, and provide advice to clients on these financial products. The remote aspect allows them to carry out their duties, such as client consultations, market research, and compliance work, from a home office using secure digital platforms. This setup offers flexibility but still requires adherence to regulatory standards and the maintenance of a valid Series 3 license.
What skills and qualifications are needed to thrive as a from home FINRA Series 3?
To thrive as a FINRA Series 3-licensed remote futures broker, you need a strong understanding of futures and commodities markets, risk management, and compliance, supported by passing the Series 3 exam. Familiarity with trading platforms, market analysis software, and compliance management systems is typically required. Excellent communication, self-motivation, and integrity are crucial soft skills for building client relationships and working independently from home. These skills and qualifications ensure effective client service, regulatory compliance, and successful performance in a competitive and regulated remote environment.
What are common challenges faced by remote FINRA Series 3 professionals, and how can they be addressed?
Working from home as a FINRA Series 3 professional offers flexibility but also presents unique challenges such as maintaining regulatory compliance, managing distractions, and staying updated on market changes. Effective time management, establishing a dedicated workspace, and using secure communication tools are crucial for success. Regular communication with your compliance team and participation in virtual training sessions can help you stay current with regulations and best practices. Building a strong routine and leveraging technology will help you deliver high-quality service to your clients while working remotely.
More about From Home Finra Series 3 jobs
What cities are hiring for From Home Finra Series 3 jobs?
Cities with the most From Home Finra Series 3 job openings:
What are the most commonly searched types of Finra Series 3 jobs?
The most popular types of Finra Series 3 jobs are:
What job categories do people searching From Home Finra Series 3 jobs look for?
The top searched job categories for From Home Finra Series 3 jobs are:
$75K - $83K/yr
Full-time
Re-posted 28 days ago
Job description
Sr. Associate Financial Planner (High-Net-Worth Clients | CFP® | Series 7 & 66)
Location: Bellevue, WA
Salary: $75,000 - $83,000
• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice
Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.
What You Will Be Doing• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation
• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities
A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.
About Talentsearchpro
Sourced by ZipRecruiter
Industry
Human resources consulting services
Company size
1 - 10 Employees
Headquarters location
Oakland, CA, US