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Full Time Finra Series 3 Jobs (NOW HIRING)

tastytrade

Trade Desk Representative

Chicago, IL · On-site

$70K - $90K/yr

FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...

tastylive

Trade Desk Representative

Chicago, IL · On-site

$70K - $90K/yr

FINRA Series 3, 7, and 63 Certified As aTrade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...

tastylive

Trade Desk Representative

Chicago, IL · On-site

$70K - $90K/yr

FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...

tastytrade

Trade Desk Representative

Chicago, IL · On-site

$70K - $90K/yr

FINRA Series 3, 7, and 63 Certified As a Trade Desk Representative with tastytrade , you will be responsible for providing effective customer service for tastytrade customers by utilizing sharp, in ...

Fidelity Investments

Branch Leader - Katy, TX

Katy, TX · On-site

Three or more years of management within a financial services environment is preferred * Series 7 ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...

Fidelity Investments

Branch Leader - Katy, TX

Katy, TX · On-site

Three or more years of management within a financial services environment is preferred * Series 7 ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...

Societe Generale

Trader

New York, NY · On-site

Must pass FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment Minimum 2 years of experience at a financial institution on a trading desk that manages at least $20 ...

Fidelity Investments

Branch Leader - Novi, MI

Novi, MI · On-site

Three or more years of management within a financial services environment is preferred * Series 7 ... Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRA, Series 65 - FINRA ...

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Full Time Finra Series 3 information

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How much do full time finra series 3 jobs pay per hour?

As of Sep 7, 2026, the average hourly pay for full time finra series 3 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What is a full time FINRA Series 3 professional?

A Full Time FINRA Series 3 professional is an individual who has passed the Series 3 exam administered by FINRA and works full time in the financial industry, specifically in roles involving the solicitation or sale of commodity futures contracts and options. The Series 3 license is required for those who wish to become associated persons of a National Futures Association (NFA) member firm and engage in commodities trading or advising. These professionals may work as brokers, traders, or advisors in futures and commodities markets, ensuring they comply with regulatory standards and provide informed service to clients.

What are the key skills and qualifications needed to thrive as a FINRA Series 3 professional?

To thrive as a FINRA Series 3 professional, you need deep knowledge of commodities and futures markets, strong analytical skills, and must pass the National Commodities Futures Exam (Series 3). Familiarity with trading platforms, compliance software, and regulatory reporting systems is essential. Outstanding interpersonal skills, attention to detail, and ethical judgment help you build trust with clients and navigate complex regulations. These skills and qualifications are vital for ensuring legal compliance, effective risk management, and successful client relationships in the commodities trading industry.

What are some common challenges faced by professionals in full time FINRA Series 3 roles, and how can they be addressed?

Professionals in Full-Time FINRA Series 3 roles, such as futures and commodities brokers, often face challenges like navigating complex regulatory requirements and keeping up with rapidly changing market conditions. Staying compliant with both NFA and CFTC rules requires continuous education and attention to detail. Additionally, building and maintaining client relationships in a competitive environment can be demanding. Many successful Series 3 professionals address these challenges by regularly participating in industry training, leveraging compliance resources, and fostering strong communication within their teams and with clients.

What is the difference between Full Time Finra Series 3 vs Full Time Finra Series 7?

AspectFull Time Finra Series 3Full Time Finra Series 7
CertificationsSeries 3Series 7
Work EnvironmentFutures and commodities tradingSecurities and investment products
Industry UsageFutures brokers, commodity firmsStockbrokers, investment firms

Full Time Finra Series 3 primarily focuses on futures and commodities trading, requiring the Series 3 license. In contrast, Full Time Finra Series 7 covers a broader range of securities, including stocks and bonds. Both roles involve client interaction and compliance but serve different markets within the financial industry.

What can I do with a full time FINRA Series 3 license?

A full-time FINRA Series 3 license qualifies individuals to work as commodities futures representatives, trading and selling futures contracts, options, and other derivatives. It is required for roles involving commodity trading, risk management, and client advisory services in the futures and commodities markets. The license demonstrates knowledge of trading regulations, market analysis, and trading platforms.

What cities are hiring for Full Time Finra Series 3 jobs?

Cities with the most Full Time Finra Series 3 job openings:

What are the most commonly searched types of Finra Series 3 jobs?

The most popular types of Finra Series 3 jobs are:

What states have the most Full Time Finra Series 3 jobs?

States with the most job openings for Full Time Finra Series 3 jobs include:

Full Time Finra Series 3 jobs near you

Junior FX EM Trader, Analyst

Societe Generale

New York, NY • On-site

Full-time

Posted 27 days ago

Job description

RESPONSIBILITIES: 
    Support senior EM & FX traders with daily responsibilities and medium-term projects
    Learning trading intricacies of FX and EM markets in preparation of market making trading role. 
    Help develop quantitative tools and models to optimize trading, reduce risk increase profitability
    Manage trade bookings, fixing positions and cumulative desk risk
    Engage in pricing and hedging of EM and G-10 FX & EM Rate derivatives. 
    Work closely with the sales team to develop the efx and voice client franchise. 
    Quantitative Analysis - systematic analysis of client flows to build trading strategies. 
 

DIVISION DESCRIPTION: 
Within Societe Generale Corporate & Investment Banking, the Global Markets Division brings together the Research, Investment and Risk Management Solutions, Execution and Clearing, Prime Services, Equities, Fixed Income, Futures and Currencies & Commodities structuring capabilities with the objective of providing investors with one integrated multi-asset market solutions team. The business uses an advisory and innovation mindset, focused on client needs, with a global leader in financial markets engineering. Global Markets is a leading player in derivatives, with unrivaled over the counter and listed derivatives expertise, as well as cross-asset and economic research.  Our prime services' offering is a unique combination of execution, clearing, custody and financing services.

SKILLS AND QUALIFICATIONS:
Must Have: 
    Bachelor's or Master's degree in Financial Eng, Physics, Mathematics, Computer Science, or similar
    1-3 years relevant experience within MARK; sales or trading functions preferred
    VIE experience is highly valued
    Facile with internal SG systems such as Xone, SGM, Vulcan, Trading Suite preferred 
    Highly collaborative, team player within multi-disciplinary, multi-national teams
    High achievers driven to exceed expectations, with the highest personal standards
    Demonstrated ability to build relationships within a large organization 
    Must pass FINRA Series 7, Series 3 and Series 63 licensing after commencement of employment

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