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$45

How much do full time finra series 3 jobs pay per hour?

As of Sep 7, 2026, the average hourly pay for full time finra series 3 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What is a full time FINRA Series 3 professional?

A Full Time FINRA Series 3 professional is an individual who has passed the Series 3 exam administered by FINRA and works full time in the financial industry, specifically in roles involving the solicitation or sale of commodity futures contracts and options. The Series 3 license is required for those who wish to become associated persons of a National Futures Association (NFA) member firm and engage in commodities trading or advising. These professionals may work as brokers, traders, or advisors in futures and commodities markets, ensuring they comply with regulatory standards and provide informed service to clients.

What are the key skills and qualifications needed to thrive as a FINRA Series 3 professional?

To thrive as a FINRA Series 3 professional, you need deep knowledge of commodities and futures markets, strong analytical skills, and must pass the National Commodities Futures Exam (Series 3). Familiarity with trading platforms, compliance software, and regulatory reporting systems is essential. Outstanding interpersonal skills, attention to detail, and ethical judgment help you build trust with clients and navigate complex regulations. These skills and qualifications are vital for ensuring legal compliance, effective risk management, and successful client relationships in the commodities trading industry.

What are some common challenges faced by professionals in full time FINRA Series 3 roles, and how can they be addressed?

Professionals in Full-Time FINRA Series 3 roles, such as futures and commodities brokers, often face challenges like navigating complex regulatory requirements and keeping up with rapidly changing market conditions. Staying compliant with both NFA and CFTC rules requires continuous education and attention to detail. Additionally, building and maintaining client relationships in a competitive environment can be demanding. Many successful Series 3 professionals address these challenges by regularly participating in industry training, leveraging compliance resources, and fostering strong communication within their teams and with clients.

What is the difference between Full Time Finra Series 3 vs Full Time Finra Series 7?

AspectFull Time Finra Series 3Full Time Finra Series 7
CertificationsSeries 3Series 7
Work EnvironmentFutures and commodities tradingSecurities and investment products
Industry UsageFutures brokers, commodity firmsStockbrokers, investment firms

Full Time Finra Series 3 primarily focuses on futures and commodities trading, requiring the Series 3 license. In contrast, Full Time Finra Series 7 covers a broader range of securities, including stocks and bonds. Both roles involve client interaction and compliance but serve different markets within the financial industry.

What can I do with a full time FINRA Series 3 license?

A full-time FINRA Series 3 license qualifies individuals to work as commodities futures representatives, trading and selling futures contracts, options, and other derivatives. It is required for roles involving commodity trading, risk management, and client advisory services in the futures and commodities markets. The license demonstrates knowledge of trading regulations, market analysis, and trading platforms.

What cities are hiring for Full Time Finra Series 3 jobs?

Cities with the most Full Time Finra Series 3 job openings:

What are the most commonly searched types of Finra Series 3 jobs?

The most popular types of Finra Series 3 jobs are:

What states have the most Full Time Finra Series 3 jobs?

States with the most job openings for Full Time Finra Series 3 jobs include:

Full Time Finra Series 3 jobs near you

Wealth Planner - Overland Park, KS

Fidelity Investments

Overland Park, KS • On-site

Full-time

Retirement

Posted 3 days ago

New

Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 273 frontline employees who took The Breakroom Quiz

16th of 154 rated financial services

Job description

Job Description:

Note: Fidelity will not provide immigration sponsorship for this position.

The Role

As a Wealth Planner, your expertise drives meaningful, long-term relationships with clients seeking tailored financial guidance. You serve as a trusted adviser, counselor, and coach to clients with significant wealth and complexity, helping them grow, manage, and protect their assets. You partner with clients to develop personalized, comprehensive financial roadmaps and deliver integrated wealth planning and investment strategies aligned with their goals today, tomorrow, and across generations. Using sophisticated planning tools, you implement solutions that support key life events, wealth transfer decisions, and multigenerational planning needs. Through a high-touch planning experience, you build client dedication, increase share of wallet, generate referrals, and collaborate with peers to strengthen a culture of planning.

The Expertise and Skills You Bring
  • Bachelor's Degree highly preferred
  • CFP highly preferred
  • Active FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
  • 5+ years industry experience in financial services or a related field, 10+ years preferred
  • 3-5 years of financial planning experience, 5+ years preferred
  • Strong understanding of behavioral economics and family dynamics
  • Outstanding relationship-building skills with collaborative attitude
  • Proven track record of client satisfaction (high Net Promoter Score)
  • Deep understanding of investment theory, markets, and products
  • Success in fast paced environment
  • Experience developing, delivering, and executing comprehensive wealth management strategies including investment management, retirement, tax, and protection planning
The Team

Fidelity's greatest advantage is its people, and we believe in supporting associates both professionally and personally through a competitive total rewards package, comprehensive benefits, and a stable base salary that recognizes performance and achievement. We are committed to your success by providing robust training and onboarding opportunities at the branch, regional, national, and virtual levels, ensuring you have the resources and support needed to thrive. Backed by industry-leading products and services, sophisticated technology, and a premier investment platform, you will build long-term relationships with clients, earn their trust through your expertise and integrity, and help guide them toward their wealth management and retirement planning goals with confidence and peace of mind.

Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Certifications:Certified Financial Planner / CFP- - Issuing Authority, Insurance License - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRACategory:Sales

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

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