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Full Time Finra Series 3 Jobs (NOW HIRING)

Aegon

Sr Sales Supervision Principal

What We Do Transamerica is organized into three distinct businesses. These include 1) World ... FINRA Series 51 or 53, or obtain within 12 months from job entry date Strong knowledge of ...

Transamerica

Sr Sales Supervision Principal

What We Do Transamerica is organized into three distinct businesses. These include 1) World ... • FINRA Series 24 • FINRA Series 63 and 65, or FINRA Series 66 (with Series 7), or obtain ...

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Full Time Finra Series 3 information

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How much do full time finra series 3 jobs pay per hour?

As of Sep 7, 2026, the average hourly pay for full time finra series 3 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What is a full time FINRA Series 3 professional?

A Full Time FINRA Series 3 professional is an individual who has passed the Series 3 exam administered by FINRA and works full time in the financial industry, specifically in roles involving the solicitation or sale of commodity futures contracts and options. The Series 3 license is required for those who wish to become associated persons of a National Futures Association (NFA) member firm and engage in commodities trading or advising. These professionals may work as brokers, traders, or advisors in futures and commodities markets, ensuring they comply with regulatory standards and provide informed service to clients.

What are the key skills and qualifications needed to thrive as a FINRA Series 3 professional?

To thrive as a FINRA Series 3 professional, you need deep knowledge of commodities and futures markets, strong analytical skills, and must pass the National Commodities Futures Exam (Series 3). Familiarity with trading platforms, compliance software, and regulatory reporting systems is essential. Outstanding interpersonal skills, attention to detail, and ethical judgment help you build trust with clients and navigate complex regulations. These skills and qualifications are vital for ensuring legal compliance, effective risk management, and successful client relationships in the commodities trading industry.

What are some common challenges faced by professionals in full time FINRA Series 3 roles, and how can they be addressed?

Professionals in Full-Time FINRA Series 3 roles, such as futures and commodities brokers, often face challenges like navigating complex regulatory requirements and keeping up with rapidly changing market conditions. Staying compliant with both NFA and CFTC rules requires continuous education and attention to detail. Additionally, building and maintaining client relationships in a competitive environment can be demanding. Many successful Series 3 professionals address these challenges by regularly participating in industry training, leveraging compliance resources, and fostering strong communication within their teams and with clients.

What is the difference between Full Time Finra Series 3 vs Full Time Finra Series 7?

AspectFull Time Finra Series 3Full Time Finra Series 7
CertificationsSeries 3Series 7
Work EnvironmentFutures and commodities tradingSecurities and investment products
Industry UsageFutures brokers, commodity firmsStockbrokers, investment firms

Full Time Finra Series 3 primarily focuses on futures and commodities trading, requiring the Series 3 license. In contrast, Full Time Finra Series 7 covers a broader range of securities, including stocks and bonds. Both roles involve client interaction and compliance but serve different markets within the financial industry.

What can I do with a full time FINRA Series 3 license?

A full-time FINRA Series 3 license qualifies individuals to work as commodities futures representatives, trading and selling futures contracts, options, and other derivatives. It is required for roles involving commodity trading, risk management, and client advisory services in the futures and commodities markets. The license demonstrates knowledge of trading regulations, market analysis, and trading platforms.

What cities are hiring for Full Time Finra Series 3 jobs?

Cities with the most Full Time Finra Series 3 job openings:

What are the most commonly searched types of Finra Series 3 jobs?

The most popular types of Finra Series 3 jobs are:

What states have the most Full Time Finra Series 3 jobs?

States with the most job openings for Full Time Finra Series 3 jobs include:

Full Time Finra Series 3 jobs near you

Team Leader, Client Services

Fidelity Investments

Smithfield, RI • On-site

Full-time

Re-posted 24 days ago

Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 273 frontline employees who took The Breakroom Quiz

16th of 154 rated financial services

Job description

Job Description:

Team Leader, Client Services

Note: Fidelity will not provide immigration sponsorship for this position.

The Role

The Team Leader is a key member of the Regional Center Client Services group providing leadership to a team of licensed associates. Their primary responsibility is to lead, coach, and develop the team to drive exceptional customer experiences and build lifetime relationships with our customers.

The Expertise and Skills You Bring

  • Proven Leadership Experience
  • Previous Management or Leadership Experience in financial services is a plus
  • Series 7, 63, 9/10 licenses preferred or able to obtain within 120 days
  • Your outstanding mentoring and leadership skills, and ability to empower associates to grow and develop
  • Your ability to balance leadership and supervisory responsibilities
  • Your ability to partner with peers locally and nationally to maintain a culture of collaboration, success and reward
  • Your experience with regulatory and compliance practices and rules
  • Your relationship expertise, leading with empathy and enhancing team cohesion

The Value You Deliver

  • Coaching and developing a team of associates to deliver an outstanding experience to our clients
  • Enabling your team to drive outstanding client service interactions/ results
  • Helping associates realize their own personal definitions of success
  • Ability to inspire associates to deliver their best
  • Partnering with associates to build personalized plans that support their development towards career goals
  • Protecting the Fidelity brand through active supervision of associate interactions and transactions
  • Being coachable, collaborative, and curious are your "go to" attributes

Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Certifications:Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRACategory:Customer Service

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

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