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Finra Series 3 Jobs (NOW HIRING)

Robinhood

Customer Experience Representative, Concierge

Roanoke, TX · On-site

$15.25 - $21/hr

  • Medical

  • Life

  • Retirement

  • PTO

FINRA Series 3 and Series 66 licenses are preferred and must be obtained within a certain amount of days of employment if not already held. * Solid proficiency in multi-leg options strategies, margin ...

Robinhood

Customer Experience Representative, Concierge

Chicago, IL · On-site

$16.50 - $22.50/hr

  • Medical

  • Life

  • Retirement

  • PTO

FINRA Series 3 and Series 66 licenses are preferred and must be obtained within a certain amount of days of employment if not already held. * Solid proficiency in multi-leg options strategies, margin ...

Robinhood

Customer Experience Representative, Concierge

Denver, CO · On-site

$16.50 - $22.50/hr

  • Medical

  • Life

  • Retirement

  • PTO

FINRA Series 3 and Series 66 licenses are preferred and must be obtained within a certain amount of days of employment if not already held. * Solid proficiency in multi-leg options strategies, margin ...

Mindlance

CSR/ CLIENT SERVICE REPRESENTATIVE

Minneapolis, MN · On-site

$16.75 - $22.75/hr

The program includes 3 months of full-time paid training focused on preparing candidates for the FINRA Series 7 exam. Upon successful completion of the training and passing the Series 7 examination ...

Jobtailor

Senior Wealth Advisor

Oakland, CA · On-site

$90 - $140/hr

At least 3 years of experience as a planning-based Advisor * FINRA Series 65 License or 7 and 66 * Proficient in MS Office Suite and CRMs * CFP designation is preferred Core Competencies Demonstrates ...

Jobtailor

Senior Wealth Advisor

Edina, MN · On-site

$110 - $180/hr

At least 3 years of experience as a planning-based Advisor * FINRA Series 65 License or 7 and 66 * Proficient in MS Office Suite and CRMs * CFP designation is preferred Core Competencies Demonstrates ...

Robinhood

Customer Experience Representative, Concierge

Chicago, IL · On-site

$16.50 - $22.50/hr

  • Medical

  • Life

  • Retirement

  • PTO

FINRA Series 3 and Series 66 licenses are preferred and must be obtained within a certain amount of days of employment if not already held. * Solid proficiency in multi-leg options strategies, margin ...

Robinhood

Customer Experience Representative, Social

Denver, CO · On-site

$28.10 - $33/hr

  • Medical

  • Life

  • Retirement

  • PTO

FINRA Series 3 and 66 to obtain * Strong analytical and investigative skills with the ability to resolve complex issues independently * Experience managing highly escalated or sensitive customer ...

Wells Fargo

Financial Advisory Senior Area Manager

Cheyenne, WY · On-site

$103K - $140K/yr

  • Medical

  • Life

  • Retirement

  • PTO

... * 3+ years of management or leadership experience * US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents ...

Wells Fargo

Financial Advisory Senior Area Manager

Billings, MT · On-site

$107K - $146K/yr

  • Medical

  • Life

  • Retirement

  • PTO

... * 3+ years of management or leadership experience * US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents ...

Wells Fargo

Financial Advisory Senior Area Manager

Jackson, WY · On-site

$113K - $153K/yr

  • Medical

  • Life

  • Retirement

  • PTO

... * 3+ years of management or leadership experience * US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents ...

Wells Fargo

Financial Advisory Senior Area Manager

Boise, ID · On-site

$103K - $141K/yr

  • Medical

  • Life

  • Retirement

  • PTO

... * 3+ years of management or leadership experience * US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents ...

Wells Fargo

Financial Advisory Senior Area Manager

Denver, CO · On-site

$112K - $152K/yr

  • Medical

  • Life

  • Retirement

  • PTO

... * 3+ years of management or leadership experience * US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents ...

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Finra Series 3 information

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How much do finra series 3 jobs pay per hour?

As of Aug 18, 2026, the average hourly pay for finra series 3 in the United States is $22.34, according to ZipRecruiter salary data. Most workers in this role earn between $16.59 and $23.32 per hour, depending on experience, location, and employer.

What is a Finra Series 3?

A FINRA Series 3 job typically refers to a role in the futures and commodities trading industry that requires a Series 3 license. The Series 3 exam, administered by the National Futures Association (NFA), qualifies individuals to sell commodity futures contracts and options. Common roles requiring this license include commodity brokers, futures traders, and risk analysts. These professionals help clients manage risk, hedge investments, and execute trades in commodities markets. Obtaining the Series 3 license demonstrates knowledge of market regulations, trading strategies, and ethical practices.

What are the typical responsibilities and work environment for someone in a Finra Series 3 role?

Professionals with a Finra Series 3 license commonly work in brokerage firms, trading desks, or commodity investment companies, where they advise clients on futures and options trading strategies. Day-to-day, they monitor market trends, execute trades, maintain compliance with industry regulations, and provide ongoing client support. These roles often involve high-paced environments and require collaboration with other financial professionals, such as analysts and risk managers. Career growth opportunities are available in areas like senior trading, portfolio management, or compliance, especially as you gain more experience and build a strong performance track record.

What are the key skills and qualifications needed to thrive in the Finra Series 3 position, and why are they important?

To thrive as a Finra Series 3 professional, you need in-depth knowledge of commodity futures and options markets, strong quantitative skills, and a Series 3 license issued by FINRA after passing the National Commodities Futures Examination. Familiarity with trading platforms, market analysis software, and regulatory compliance systems is critical. Excellent communication, attention to detail, and a high level of integrity are important soft skills in this field. These capabilities ensure you can effectively advise clients, execute trades, and comply with industry regulations.

What can I do with a Finra Series 3 license?

A FINRA Series 3 license qualifies individuals to work as commodity futures representatives, including trading, selling, and advising on futures contracts and options. It is required for roles involving commodities, futures, and derivatives trading, and demonstrates knowledge of market regulations and trading practices.

What jobs can you get with a Finra Series 3?

A Finra Series 3 license qualifies individuals to work as commodities futures brokers, traders, or sales representatives. It is required for roles involving the trading, selling, or advising on futures and commodities contracts, often within brokerage firms or trading firms. The license demonstrates knowledge of futures markets, trading strategies, and regulatory compliance.
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Finra Series 3 jobs near you
Infographic showing various Finra Series 3 job openings in the United States as of August 2026, with employment types broken down into 96% Full Time, and 4% Part Time. Highlights an 100% In-person job distribution, with an average salary of $46,466 per year, or $22.3 per hour.

Prime Financial Services - Account Management - Associate

JPMorgan Chase & Co.

Rochester, NY • On-site

$90 - $120/hr

Other

Posted 7 days ago

JPMorgan Chase & Co. rating

8.0

Company rating: 8.0 out of 10

Based on 495 frontline employees who took The Breakroom Quiz

72nd of 171 rated banks

Job description

As an associate in J.P. Morgan Prime Financial Services (PFS) Group, you'll be a part of a team that combines capabilities across Prime Finance and Futures & Derivatives Clearing (F&DC) within the Corporate & Investment Bank. As an Account Manager in New York, you will help support relationship management and day-to-day client engagement, contribute to analysis of client metrics and trends, and help coordinate issue resolution and communications across product, technology, and operations.

Job responsibilities
  • Support relationship management with key client stakeholders by preparing for daily interactions, meetings, and events; maintain contact lists, meeting notes, and follow-ups.
  • Help engage clients on new products, technology, and regulatory developments within the Prime Financial Services platform.
  • Identify and elevate business opportunities by tracking client activity, service issues, and pipeline items.
  • Perform quantitative analysis on client metrics and balance trends.
  • Assist with client requests related to regulatory and market changes by summarizing impacts, compiling required information, and partnering with internal stakeholders.
  • Help manage the end-to-end client experience across product, technology, and operations by tracking issues/resolutions and ensuring timely communication.
  • Contribute to client experience and product improvement initiatives by gathering data, documenting processes, preparing materials, and supporting implementation and testing.
Required qualifications, capabilities, and skills
  • Bachelor’s degree in Finance, Economics, or a related field.
  • At least 1 year of experience in a client-facing role within financial services.
  • General understanding of alternatives and institutional clients, including financing and clearing products used in client strategies.
  • Ability to build relationships with clients and internal partner groups.
  • Strong organizational and project management skills; ability to prioritize, multitask, and deliver in a dynamic environment.
  • Proactive self-starter able to work independently and elevate issues when required.
  • Inquisitive mindset with interest in learning and taking on new challenges.
Preferred qualifications, capabilities, and skills
  • Experience with business analytics tools to drive process improvements and build templates/materials for clients.
  • FINRA Series 3, 7, and 63
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