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Finra Series 66 Jobs (NOW HIRING)

Principal

Entry-Level Financial Advisor

Lansing, MI · On-site

Description Launch your career as a Financial Advisor with industry-leading training, mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing. No prior Financial Advisor experience is ...

Principal

Entry-Level Financial Advisor

Lansing, MI

$76K/yr

What We Offer - Sponsorship for FINRA Series 7 and Series 66 licensing - Comprehensive training and onboarding program - Mentorship from experienced financial professionals - AI-powered prospecting ...

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$95.7K

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How much do finra series 66 jobs pay per year?

As of Jul 16, 2026, the average yearly pay for finra series 66 in the United States is $95,687.00, according to ZipRecruiter salary data. Most workers in this role earn between $81,500.00 and $110,500.00 per year, depending on experience, location, and employer.

What is a Finra Series 66 job?

A FINRA Series 66 job typically refers to a role in financial advising or investment management that requires the Series 66 license. This license, issued by the North American Securities Administrators Association (NASAA) and administered by FINRA, allows professionals to act as both securities agents and investment advisor representatives. Common roles include financial advisors, wealth managers, and investment consultants. To obtain the license, candidates must pass the Series 66 exam and also hold the Series 7 license.

What types of career paths can I pursue after obtaining my Series 66 license?

With a Series 66 license, you are qualified to work as an investment advisor representative or securities agent, allowing you to provide comprehensive investment advice and manage client portfolios. Many professionals use this as a stepping stone into roles such as financial advisor, wealth manager, or portfolio analyst, with opportunities to specialize based on your interests and additional certifications. You’ll often work on a team with other advisors, compliance professionals, and client service staff, gaining collaborative experience and industry exposure. Career advancement can come from building a strong client base, developing niche expertise, or progressing into leadership and management positions within a financial services firm.

What are the key skills and qualifications needed to thrive in the Finra Series 66 position, and why are they important?

To thrive in a role requiring the FINRA Series 66 license, you need a solid understanding of investment products, financial regulations, and client portfolio management, often supported by a relevant bachelor's degree and other FINRA or state securities licenses. Familiarity with financial planning software, CRM platforms, and compliance monitoring systems is important, as is maintaining current licensure through continuing education. Strong interpersonal communication, attention to detail, and ethical judgment are essential soft skills for building trust and providing tailored advice. These skills and qualifications are crucial for serving clients effectively, adhering to regulatory standards, and driving success in a competitive financial advisory environment.

More about Finra Series 66 jobs
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Finra Series 66 jobs near you
Infographic showing various Finra Series 66 job openings in the United States as of July 2026, with employment types broken down into 2% As Needed, 81% Full Time, 15% Part Time, and 2% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $95,687 per year, or $46 per hour.
Sr. Associate Financial Planner - FINRA Series 7 and Series 66

Sr. Associate Financial Planner - FINRA Series 7 and Series 66

Talent Search PRO

Bellevue, WA • On-site

$75K - $83K/yr

Full-time

Re-posted 8 days ago

Job description

Sr. Associate Financial Planner (High-Net-Worth Clients | CFP® | Series 7 & 66)
Location: Bellevue, WA
Salary: $75,000 - $83,000
What's In It for You?
• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice
Overview
Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.
What You Will Be Doing
• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation
What You Will Need
• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities
Ideal Candidate
A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.

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