Active FINRA Series 7 and Series 66 licenses (or recognized equivalents) * CFP ® designation or other relevant financial planning credential * Experience supporting financial planning and wealth ...
Quick apply
Active FINRA Series 7 and Series 66 licenses (or recognized equivalents) * CFP ® designation or other relevant financial planning credential * Experience supporting financial planning and wealth ...
Quick apply
Active FINRA Series 7 and Series 66 licenses (or recognized equivalents) * CFP ® designation or other relevant financial planning credential * Experience supporting financial planning and wealth ...
Bellevue, WA · On-site
$75K - $83K/yr
... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other relevant financial planning credential • Experience supporting financial planning and wealth ...
Bellevue, WA · On-site
$75K - $83K/yr
... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other relevant financial planning credential • Experience supporting financial planning and wealth ...
$75K - $83K/yr
Tukwila, WA Salary: $75,000-$83,000/year Employment Type: Full-Time, Permanent Join a collaborative ... FINRA Series 7 and Series 66 licenses (or recognized equivalents). * Bachelor's degree. * CFP ® ...
Quick apply
$75K - $83K/yr
Tukwila, WA Salary: $75,000-$83,000/year Employment Type: Full-Time, Permanent Join a collaborative ... FINRA Series 7 and Series 66 licenses (or recognized equivalents). * Bachelor's degree. * CFP ® ...
We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...
We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...
We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...
We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...
Description Launch your career as a Financial Advisor with industry-leading training, mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing. No prior Financial Advisor experience is ...
Description Launch your career as a Financial Advisor with industry-leading training, mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing. No prior Financial Advisor experience is ...
We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...
We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...
Tukwila, WA · On-site
$75K - $83K/yr
Tukwila, WA Salary: $75,000-$83,000/year Employment Type: Full-Time, Permanent Join a collaborative ... FINRA Series 7 and Series 66 licenses (or recognized equivalents). * Bachelor's degree. * CFP ® ...
Tukwila, WA · On-site
$75K - $83K/yr
Tukwila, WA Salary: $75,000-$83,000/year Employment Type: Full-Time, Permanent Join a collaborative ... FINRA Series 7 and Series 66 licenses (or recognized equivalents). * Bachelor's degree. * CFP ® ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...
Quick apply
We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...
We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...
Quick apply
We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
What We Offer - Sponsorship for FINRA Series 7 and Series 66 licensing - Comprehensive training and onboarding program - Mentorship from experienced financial professionals - AI-powered prospecting ...
Quick apply
What We Offer - Sponsorship for FINRA Series 7 and Series 66 licensing - Comprehensive training and onboarding program - Mentorship from experienced financial professionals - AI-powered prospecting ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series ... Fidelity's Onsite Working Model Fidelity is transitioning to a full-time onsite working model ...
$75K - $79.8K
9% of jobs
$82.8K is the 25th percentile. Wages below this are outliers.
$79.8K - $84.6K
25% of jobs
The median wage is $88.3K / yr.
$84.6K - $89.5K
20% of jobs
$89.5K - $94.3K
20% of jobs
$94.6K is the 75th percentile. Wages above this are outliers.
$94.3K - $99.1K
4% of jobs
$99.1K - $103.9K
0% of jobs
$103.9K - $108.7K
1% of jobs
$108.7K - $113.5K
3% of jobs
$113.5K - $118.4K
4% of jobs
$118.4K - $123.2K
5% of jobs
$123.2K - $128K
7% of jobs
$75K
$95.7K
$128K
| Aspect | Full Time Finra Series 66 | Full Time Finra Series 7 |
|---|---|---|
| Certifications | Series 66 (combined with Series 7 for certain roles) | Series 7 (general securities representative) |
| Work Environment | Financial advisory, securities sales, compliance | Securities brokerage, trading, client account management |
| Employer & Industry | Broker-dealers, investment advisory firms | Broker-dealers, investment firms, banks |
The Series 66 and Series 7 are both essential licenses in the securities industry. The Series 66 often complements the Series 7, which is more focused on securities trading and sales. While the Series 7 qualifies individuals to sell a broad range of securities, the Series 66 emphasizes state law and regulations for financial advising. Many professionals obtain both to expand their roles in securities and advisory services.

$75K - $83K/yr
Full-time
Re-posted yesterday
Location: Bellevue, WA
Salary: $75,000 - $83,000
• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice
Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.
What You Will Be Doing• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation
• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities
A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.
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Human resources consulting services
1 - 10 Employees
Oakland, CA, US