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Series 34 Jobs (NOW HIRING)

Series 7, Series 3, Series 34 required Preferred Qualifications: * Series 63 and/or 24 a plus * Experience with SPAN2 implementation or migration * Proficiency in Python, SQL, and Excel/VBA for risk ...

Head of Compliance

New York, NY · On-site

$137K - $184K/yr

Legal background (JD) or relevant certifications such as Series 3 or Series 34 Benefits * Competitive Salary & Equity * 401(k) Program * Health, Dental, Vision and Life Insurance * Unlimited PTO and ...

Head of Compliance

New York, NY · On-site +1

$137K - $184K/yr

Legal background (JD) or relevant certifications such as Series 3 or Series 34 Benefits * Competitive Salary & Equity * 401(k) Program * Health, Dental, Vision and Life Insurance * Unlimited PTO and ...

We're seeking an experienced FINRA exams tutor to work with candidates preparing for licensing exams including SIE, Series 7, Series 6, Series 63, Series 65, and Series 66. This role includes ...

Local Travel LPN

Bloomfield, NM · On-site

$29.75 - $34.75/hr

... Rate $29.75 - $34.75 per hour SHIFTS / AVAILABILITY Shift Period 17:00-05:30 Days Tuesday ... Agency staff must have completed the original or updated COVID-19 vaccine series or present a ...

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Series 34 information

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$10

$21

$47

How much do series 34 jobs pay per hour?

As of Jul 25, 2026, the average hourly pay for series 34 in the United States is $21.91, according to ZipRecruiter salary data. Most workers in this role earn between $16.35 and $23.56 per hour, depending on experience, location, and employer.

How hard is it to get a job at FINRA?

Getting a Series 34 license, which qualifies individuals to supervise proprietary trading, requires passing the Series 34 exam, which is considered challenging due to its comprehensive content. Employers often look for relevant experience, industry knowledge, and a clean regulatory record, making competition for roles in this area fairly competitive.

What professions make $500,000 a year?

Professions that can earn $500,000 annually include senior financial advisors, investment bankers, corporate executives, specialized surgeons, and successful entrepreneurs. These roles often require advanced skills, extensive experience, and sometimes certifications or licenses. Compensation varies based on industry, location, and individual performance.

What is the difference between Series 34 vs Series 24?

AspectSeries 34Series 24
Required CredentialsSeries 34 license, Series 24 qualificationSeries 24 license, Series 34 qualification
Work EnvironmentFinancial firms, compliance departmentsFinancial firms, compliance departments
Employer & Industry UsageBroker-dealers, investment firmsBroker-dealers, investment firms
Common Search & ComparisonSeries 34 vs Series 24

The Series 34 and Series 24 licenses are both essential for compliance professionals in the financial industry. The Series 34 focuses on municipal securities, while the Series 24 covers general securities supervision. Both roles are vital in broker-dealer firms, often overlapping in responsibilities but differing in scope and specialization.

What jobs can I get with series 3?

The Series 3 exam qualifies individuals to work as a registered commodities representative or futures trader, enabling roles such as commodity broker, futures commission merchant, or trading advisor. These positions typically involve trading commodities, futures, or options and require knowledge of market regulations and trading platforms.

What professions make 200,000 a year without a degree?

Certain high-paying professions such as commercial pilots, real estate brokers, and sales managers can earn $200,000 or more annually without requiring a college degree. Success in these roles often depends on experience, skills, licensing, or certifications rather than formal education.
More about Series 34 jobs
What cities are hiring for Series 34 jobs? Cities with the most Series 34 job openings:
What states have the most Series 34 jobs? States with the most job openings for Series 34 jobs include:
What job categories do people searching Series 34 jobs look for? The top searched job categories for Series 34 jobs are:
Infographic showing various Series 34 job openings in the United States as of July 2026, with employment types broken down into 2% As Needed, 78% Full Time, 18% Part Time, and 2% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution, with an average salary of $45,575 per year, or $21.9 per hour.
Specialist, Trader Service - International Client Services

Specialist, Trader Service - International Client Services

Charles Schwab Inc.

Westlake, TX • On-site

$60K - $80K/yr

Full-time

This job post has expired 1 day ago. Applications are no longer accepted.


Job description

Your Opportunity
In addition to the salary range, this role is eligible for bonus and language incentive opportunities.
At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together.
We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location(s).
Our International Trader Service organization has been recognized as the best online broker for the last 10 years. We are client-focused with a vision to be the most trusted trade desk on the street. As champions of investors, we are looking for other advocates to join our team as an Inbound International Trader Service Specialist where you will work with brokerage clients as the subject matter expert in equities, and derivatives (options & futures). Working on the first and second shift, you'll have increased exposure to complex client trades, offering an accelerated growth trajectory.
Our team consists of a diverse workforce in all different stages of their careers, including career changers and individuals re-entering the workforce. If you enjoy providing an outstanding level of service to others around you, have a passion for continuous learning, and enjoy working with like-minded individuals with whom you can learn and grow - this is the role for you.
What you have
To ensure that we fulfill our promise of "challenging the status quo," this role has specific qualifications that successful candidates should have.
Required Qualifications:
  • Series 7 and 63 licenses (can be obtained as Condition of Employment))
  • Series 3 license (can be obtained as Condition of Employment)
  • Mandarin and/or Cantonese

Preferred Qualifications:
  • One year of experience in Client Service, Financial Services and/or Brokerage Services; preferably trading, interacting with clients in a proactive and consultative manner
  • Series 9/10 valued but not required
  • Series 34 license
  • Takes initiative and thrives in a fast-paced, independent environment
  • A desire to learn and quickly progress through to Trader 3
  • Bachelor's Degree
  • Passion for trading and market knowledge; ability to proactively discuss trading topics and appropriate solutions with clients
  • Current or previous contact center experience
  • Ability to deliver a heightened client experience utilizing an advanced client dialog model
  • Previous experience in customer service, client support and problem resolution skills
  • Proven analytical skills with the ability to effectively mitigate risk and adhere to trading accuracy while adhering to policies, procedures, and guidelines
  • Strong trading or familiarity with the securities industry and an understanding of options and equities
  • Ability to serve as a peer mentor and role model to less tenured and less knowledgeable peers