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Series 34 Jobs (NOW HIRING)

Head of Compliance

New York, NY ยท On-site +1

$137K - $184K/yr

Legal background (JD) or relevant certifications such as Series 3 or Series 34 Benefits * Competitive Salary & Equity * 401(k) Program * Health, Dental, Vision and Life Insurance * Unlimited PTO and ...

Head of Compliance

New York, NY ยท On-site

$137K - $184K/yr

Legal background (JD) or relevant certifications such as Series 3 or Series 34 Benefits * Competitive Salary & Equity * 401(k) Program * Health, Dental, Vision and Life Insurance * Unlimited PTO and ...

Job Overview The FINRA Series 7 Study Class is designed for individuals preparing to take the SIE, Series 63, and Series 7 exam, which qualifies them to become registered representatives in the ...

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Series 34 information

See salary details

$10

$21

$47

How much do series 34 jobs pay per hour?

As of Jun 12, 2026, the average hourly pay for series 34 in the United States is $21.91, according to ZipRecruiter salary data. Most workers in this role earn between $16.35 and $23.56 per hour, depending on experience, location, and employer.

What professions make $500,000 a year?

Professions that can reach $500,000 annually include senior financial advisors, hedge fund managers, specialized surgeons, and high-level executives such as CEOs. These roles often require advanced certifications, extensive experience, and leadership responsibilities, with compensation frequently including bonuses and incentives.

What jobs pay $80,000 a year without a degree?

The Series 34 license is typically required for compliance officers and certain financial regulators, but many high-paying jobs without a degree include commercial pilot, real estate broker, sales manager, and skilled trades such as elevator installers or power plant operators. These roles often rely on experience, certifications, or specialized training rather than formal degrees and can offer salaries around or above $80,000 annually.

What is the difference between Series 34 vs Series 24?

AspectSeries 34Series 24
Required CredentialsSeries 34 license, Series 24 qualificationSeries 24 license, Series 34 qualification
Work EnvironmentFinancial firms, compliance departmentsFinancial firms, compliance departments
Employer & Industry UsageBroker-dealers, investment firmsBroker-dealers, investment firms
Common Search & ComparisonSeries 34 vs Series 24

The Series 34 and Series 24 licenses are both essential for compliance professionals in the financial industry. The Series 34 focuses on municipal securities, while the Series 24 covers general securities supervision. Both roles are vital in broker-dealer firms, often overlapping in responsibilities but differing in scope and specialization.

What job makes $10,000 a month without a degree?

A Series 34 license holder, typically a securities license for registered representatives, can potentially earn $10,000 or more per month through commissions and fees in the financial services industry. Success depends on sales performance, client base, and experience, with some professionals reaching high income levels without a college degree.

How can I make 2000 a week working from home?

A Series 34 license is required for individuals working as registered representatives in the securities industry, often involved in trading or investment advisory roles. To earn $2000 weekly, professionals typically need experience, strong client relationships, and may work on commission or fee-based structures, often utilizing trading platforms and financial analysis skills. Achieving this income level from home involves building a client base, maintaining compliance, and possibly working flexible hours to meet client needs.
More about Series 34 jobs
What cities are hiring for Series 34 jobs? Cities with the most Series 34 job openings:
What states have the most Series 34 jobs? States with the most job openings for Series 34 jobs include:
Infographic showing various Series 34 job openings in the United States as of June 2026, with employment types broken down into 1% As Needed, 87% Full Time, 8% Part Time, 1% Temporary, and 3% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution, with an average salary of $45,575 per year, or $21.9 per hour.

Specialist, Trader Service - International Client Services (Mandarin/Cantonese/Spanish Required)

Charles Schwab Inc.

Austin, TX โ€ข On-site

$56K - $80K/yr

Full-time

Posted 10 days ago


Job description

Your Opportunity
In addition to the salary range, this role is eligible for bonus and language incentive opportunities.
At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together.
We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location(s).
Our International Trader Service organization has been recognized as the best online broker for the last 10 years. We are client-focused with a vision to be the most trusted trade desk on the street. As champions of investors, we are looking for other advocates to join our team as an Inbound International Trader Service Specialist where you will work with brokerage clients as the subject matter expert in equities, and derivatives (options & futures). Working on the first and second shift, you'll have increased exposure to complex client trades, offering an accelerated growth trajectory.
Our team consists of a diverse workforce in all different stages of their careers, including career changers and individuals re-entering the workforce. If you enjoy providing an outstanding level of service to others around you, have a passion for continuous learning, and enjoy working with like-minded individuals with whom you can learn and grow - this is the role for you.
What you have
To ensure that we fulfill our promise of "challenging the status quo," this role has specific qualifications that successful candidates should have.
Required Qualifications:
  • Series 7 and 63 licenses
  • Spanish or Mandarin

Preferred Qualifications:
  • 1 year of experience in Client Service, Financial Services and/or Brokerage Services; preferably trading, interacting with clients in a proactive and consultative manner
  • Series 9/10 valued but not required
  • Series 3 license
  • Series 34 license
  • Takes initiative and thrives in a fast-paced, independent environment
  • A desire to learn and quickly progress through to Trader 3
  • Bachelor's Degree
  • Passion for trading and market knowledge; ability to proactively discuss trading topics and appropriate solutions with clients
  • Current or previous contact center experience
  • Ability to deliver a heightened client experience utilizing an advanced client dialog model
  • Previous experience in customer service, client support and problem resolution skills
  • Proven analytical skills with the ability to effectively mitigate risk and adhere to trading accuracy while adhering to policies, procedures, and guidelines
  • Strong trading or familiarity with the securities industry and an understanding of options and equities
  • Ability to serve as a peer mentor and role model to less tenured and less knowledgeable peers