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Series 14 Jobs (NOW HIRING)

AAM1

Front Desk Monitor

Phoenix, AZ

Must complete Basic Title 4 Training for the sale of alcohol under the Series 14 Liquor License. (Online course paid by Verdin). Physical Demands & Work Environment: * Sitting at workstation ...

AAM

Front Desk Monitor

Phoenix, AZ · On-site

Must complete Basic Title 4 Training for the sale of alcohol under the Series 14 Liquor License. (Online course paid by Verdin). Physical Demands & Work Environment: * Sitting at workstation ...

Integritymarketing

Compliance Officer

Scottsdale, AZ

Active FINRA registrations: o SIE and either Series 6 or 7 required o Either Series 26 or 24 required(or ability to obtain within 6 months of hire) o Series 14 preferred (or ability to obtain within ...

AAM LLC

Front Desk Monitor

Phoenix, AZ

Must complete Basic Title 4 Training for the sale of alcohol under the Series 14 Liquor License. (Online course paid by Verdin). Physical Demands & Work Environment: * Sitting at workstation ...

AAM Brand

Front Desk Monitor

Phoenix, AZ

Must complete Basic Title 4 Training for the sale of alcohol under the Series 14 Liquor License. (Online course paid by Verdin). Physical Demands & Work Environment: * Sitting at workstation ...

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All JobsSeries 14 Jobs

Series 14 information

See salary details

$11K

$78.3K

$118K

How much do series 14 jobs pay per year?

As of Jun 9, 2026, the average yearly pay for series 14 in the United States is $78,333.00, according to ZipRecruiter salary data. Most workers in this role earn between $50,000.00 and $96,500.00 per year, depending on experience, location, and employer.

What is FINRA series 14?

The FINRA Series 14 is a license required for individuals who supervise and manage proprietary trading activities and trading desk operations within broker-dealer firms. It certifies knowledge of trading rules, compliance, and supervisory procedures, and typically requires passing an exam and ongoing continuing education. This license is essential for compliance officers and trading supervisors in the securities industry.

What is the difference between Series 14 vs Series 7?

AspectSeries 14Series 7
Primary RoleFinancial planning and advisory servicesSecurities and investment brokerage
Required CertificationsSeries 14, Series 7
Work EnvironmentFinancial advisory firms, banks
Industry UsageFinancial planning, wealth management

Series 14 and Series 7 both require securities licenses and are used in financial services. Series 14 focuses on investment advisory and financial planning, while Series 7 is geared toward securities trading and brokerage. Professionals often obtain both to provide comprehensive financial services, but Series 14 emphasizes client advisory roles, whereas Series 7 is more transaction-focused.

More about Series 14 jobs
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Series 14 jobs near you

Front Desk Monitor

AAM1

Phoenix, AZ

Full-time

Posted 2 days ago

Job description

Verdin is a beautiful, new masterplan community nestled in prestigious northeast Phoenix, surrounded by the protected Sonoran Preserve. The community includes a 23,000 sq. ft. amenity center featuring a luxurious resort-style pool, a lap pool, fitness center, and movement studio. Outdoor amenities include pickleball courts, gated dog park, playground and inviting space to relax or host events. The ideal candidate will be dependable, customer-service oriented, and able to work a flexible schedule of up to 28 hours per week. Shifts may include a combination of morning, afternoon and evening shifts, including weekdays, weekends, and occasional holidays. The Front Desk Monitor creates a welcoming environment by greeting residents and guests, answering phones, assisting with inquiries, monitoring facility activity, and ensuring community rules are followed. This position is ideal for someone with strong communication skills who can maintain a safe atmosphere.

Position Responsibilities:

  • Provides direct receptionist support to all on-site property needs by providing the highest quality customer service to inbound callers, visitors and vendors.
  • Partners with Administrative Support team and the On-site Community Manager to effectively manage the front reception area and inbound calls as well as assist with various administrative projects.
  • Filters inbound calls to determine appropriate direction.
  • Greets all visitors/homeowners and determines their immediate needs.
  • Monitors pickups/deliveries.
  • Assist with event set up and break down as needed.
  • Performs other related duties as directed.

Knowledge, Skills & Abilities:

  • Excellent customer service and communication skills.
  • Ability to offer support to administrative support staff with ever-changing needs.
  • Ability to elicit information from callers and visitors in a professional and efficient manner.
  • Ability to handle multiple tasks simultaneously, establish priorities, and meet deadlines.
  • Exceptional organization and tracking skills.
  • Ability to function efficiently in a high volume, fast-paced environment.
  • Ability to proficiently utilize computer programs and company database systems, including MS Office (Excel, Word and Outlook), internet and e-mail systems.
  • Ability to interact and work positively and effectively with staff at all levels.
  • Advanced communication skills (both verbally and written), and the ability to communicate with all levels of management and staff.
  • Ability to work collaboratively and cooperatively within the department as well as with other departments.
  • Must complete Basic Title 4 Training for the sale of alcohol under the Series 14 Liquor License. (Online course paid by Verdin).

Physical Demands & Work Environment:

  • Sitting at workstation utilizing a computer in an office setting.
  • Walking throughout property/facilities as needed.
  • Setting up, taking down and stacking tables and chairs.
  • Work weekends and holidays.