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Entry Level Finra Series 66 Jobs (NOW HIRING)

Principal

Entry-Level Financial Advisor

Kalamazoo, MI · On-site

We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...

Principal

Entry-Level Financial Advisor

Kalamazoo, MI

$76K/yr

We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed. At Principal ...

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Entry Level Finra Series 66 information

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$36K

$102.1K

$144K

How much do entry level finra series 66 jobs pay per year?

As of Aug 14, 2026, the average yearly pay for entry level finra series 66 in the United States is $102,134.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,000.00 and $131,000.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as an entry level FINRA Series 66 professional?

To thrive as an Entry Level FINRA Series 66 professional, you need a solid understanding of securities regulations, investment products, and financial planning, supported by passing the Series 66 exam and often holding a Series 7 license. Familiarity with CRM systems, portfolio management software, and compliance platforms is typically required. Strong interpersonal skills, attention to detail, and ethical judgment help build client trust and ensure regulatory adherence. These abilities are essential for delivering compliant financial advice and establishing credibility with clients and colleagues in the financial services industry.

What are some common challenges faced by entry level FINRA Series 66 professionals preparing for the exam while starting their careers?

Entry-level professionals often find balancing exam preparation with the demands of a new job to be challenging. Adapting to the fast-paced financial services environment while dedicating sufficient time to study can be stressful, especially as the Series 66 covers a broad range of topics. Many firms provide study resources and support, but it's important for new hires to proactively manage their time and communicate with their team about their progress. Building a strong foundation through structured study schedules and seeking mentorship from colleagues who have recently passed the exam can make the process smoother.

What is an entry level FINRA Series 66 professional?

An Entry Level FINRA Series 66 professional is an individual who has recently passed the Series 66 exam and is qualified to work as both a securities agent and an investment adviser representative. This license is typically required for those starting out in the financial services industry, especially in roles that involve advising clients on investments or selling securities. Entry level professionals in this field often work under supervision as they gain practical experience and further industry knowledge. The Series 66 exam covers topics like ethics, investment vehicles, and state securities regulations.

What jobs can I get with an entry level FINRA Series 66?

An entry-level FINRA Series 66 license qualifies individuals for roles such as financial advisor, investment consultant, or securities agent. These positions typically involve client interaction, investment planning, and compliance with industry regulations, often requiring knowledge of financial products and tools like CRM software.
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Entry Level Finra Series 66 jobs near you
Infographic showing various Entry Level Finra Series 66 job openings in the United States as of August 2026, with employment types broken down into 84% Full Time, 12% Part Time, 1% Temporary, and 3% Contract. Highlights an 84% Physical, 4% Hybrid, and 12% Remote job distribution, with an average salary of $102,134 per year, or $49.1 per hour.

Entry-Level Financial Advisor

Principal

Kalamazoo, MI • On-site

Full-time

Posted 10 days ago

Principal Financial Group rating

8.6

Company rating: 8.6 out of 10

Based on 58 frontline employees who took The Breakroom Quiz

90th of 307 rated insurance

Job description

Description
Begin your career in financial services with a structured development program designed to prepare you for long-term success as a Financial Advisor. No prior advisory experience is required. We provide comprehensive training, one-on-one mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing to help you build the knowledge and confidence needed to succeed.
At Principal, you'll work with business owners, professionals, and families to help them plan for their financial future while building your own book of business. With access to innovative technology, AI-driven prospecting resources, and experienced leadership, you'll develop the skills to grow a rewarding and entrepreneurial career.
What We Offer
- Sponsorship for FINRA Series 7 and Series 66 licensing
- Comprehensive training and onboarding program
- Mentorship from experienced financial professionals
- AI-powered prospecting and client engagement tools
- Opportunity to build and grow your own client base
- Competitive compensation and performance incentives
- Career advancement within a Fortune 500 financial services organization

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