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Series 79 Jobs (NOW HIRING)

PNC Bank

$80K - $200K/yr

DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...

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All JobsSeries 79 Jobs

Series 79 information

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$11K

$78.3K

$118K

How much do series 79 jobs pay per year?

As of Jul 7, 2026, the average yearly pay for series 79 in the United States is $78,333.00, according to ZipRecruiter salary data. Most workers in this role earn between $50,000.00 and $96,500.00 per year, depending on experience, location, and employer.

What is a Series 79 job?

A Series 79 job typically refers to a role in investment banking that requires the Financial Industry Regulatory Authority (FINRA) Series 79 license. This license is required for professionals involved in advising on mergers and acquisitions (M&A), debt and equity offerings, and other capital-raising activities. Individuals in this role work on complex financial transactions, perform valuation analyses, and assist clients with strategic financial decisions. To obtain the Series 79 license, candidates must pass the Series 79 exam and be sponsored by a FINRA-member firm.

What percentage of people pass the series 79?

The Series 79 exam has a pass rate of approximately 70-75%. Success depends on thorough preparation, understanding of investment banking and financial advisory concepts, and familiarity with the exam format. Candidates often prepare using study guides, practice exams, and coursework to improve their chances of passing.

What is a series 79 license for?

A Series 79 license qualifies individuals to work as investment banking representatives, focusing on advising on and facilitating mergers, acquisitions, and other corporate finance transactions. It demonstrates knowledge of securities regulations, financial analysis, and deal structuring, and is often required for professionals involved in capital raising and advisory services in investment banking. The license is obtained by passing the Series 79 exam administered by FINRA.

What are some common daily responsibilities for professionals who hold a Series 79 license?

Series 79 licensed professionals, typically investment banking representatives, spend their days analyzing financial statements, preparing pitch books and deal documentation, and supporting the execution of mergers, acquisitions, and other corporate transactions. They frequently collaborate with internal teams, such as senior bankers, legal professionals, and due diligence staff, as well as with external clients and stakeholders. The role also involves market research, financial modeling, and ensuring all materials comply with regulatory requirements. This dynamic environment requires balancing multiple projects, maintaining strong attention to detail, and adapting quickly to changing client needs.

What jobs require series 79?

The Series 79 license is required for investment banking roles such as mergers and acquisitions (M&A) advisory, capital markets, and corporate finance professionals. It qualifies individuals to engage in private placements, public offerings, and financial advisory services, often in a fast-paced, client-facing environment. Holding the Series 79 demonstrates knowledge of securities regulations, financial analysis, and deal structuring.

What are the key skills and qualifications needed to thrive in the Series 79 position, and why are they important?

To thrive as a Series 79 professional, you need a strong background in corporate finance, analytical skills, and the ability to interpret complex financial statements, typically supported by a bachelor's degree in finance or a related field and passing the FINRA Series 79 exam. Familiarity with financial modeling software, deal management platforms, and regulatory compliance systems is essential. Exceptional communication, attention to detail, and the ability to perform under tight deadlines are valuable soft skills in this role. These skills are critical for accurately advising clients, executing transactions, and maintaining compliance in investment banking environments.

Which 3 jobs will survive AI?

In the finance industry, roles such as financial analysts, compliance officers, and relationship managers are likely to persist despite AI advancements. These jobs require complex judgment, interpersonal skills, and regulatory knowledge that are difficult for AI to fully replicate. Certifications like the Series 79 can enhance expertise in these areas, supporting job security.
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Series 79 jobs near you
Infographic showing various Series 79 job openings in the United States as of July 2026, with employment types broken down into 97% Full Time, and 3% Temporary. Highlights an 91% In-person, 3% Hybrid, and 6% Remote job distribution, with an average salary of $78,333 per year, or $37.7 per hour.

Executive Director, Capital Markets (Houston)

Post Oak Group

Houston, TX • On-site

Full-time

Posted 3 days ago

Job description

As Executive Director of the Capital Markets practice at The Post Oak Group, you will lead execution of capital-raising transactions while supporting senior origination and client coverage.

You will manage live financing processes and ensure disciplined investor engagement.

Responsibilities
  • Lead execution of equity and debt financings
  • Manage investor processes and diligence
  • Oversee financial modeling and offering materials
  • Coordinate internal teams and external advisors
Qualifications & Licensing
  • 12+ years of capital markets or investment banking experience
  • Strong execution background in private placements
  • Active FINRA Series 79 and Series 63 required
  • Series 24 preferred
Seniority Level

Director

Employment Type

Full-time

Job Function

Finance and Sales

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