The ideal candidates will possess FINRA Series 9/10 or Series 4 and 24 certifications and have strong client service and communication skills. Join a supportive work culture with opportunities for ...
New
The ideal candidates will possess FINRA Series 9/10 or Series 4 and 24 certifications and have strong client service and communication skills. Join a supportive work culture with opportunities for ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Registration for FINRA Series 9/10 and Series 66 must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire.
Registration for FINRA Series 9/10 and Series 66 must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire.
Branch Support Manager
Canton, OH · On-site
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Branch Support Manager
Canton, OH · On-site
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Branch Operations Manager Trainee - Greenwich, CT
Greenwich, CT · On-site
$85K - $98K/yr
May perform some Branch Manager duties if Series 9 & 10 licensed. * Recruits, selects, orients, trains and supervises branch operations associates. * In conjunction with the Branch Manager conducts ...
Branch Operations Manager Trainee - Greenwich, CT
Greenwich, CT · On-site
$85K - $98K/yr
May perform some Branch Manager duties if Series 9 & 10 licensed. * Recruits, selects, orients, trains and supervises branch operations associates. * In conjunction with the Branch Manager conducts ...
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
Series 9/10 licensing Job Expectations: * US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. FINRA Series 9/10 and 65 or 66 ...
New
May perform some Branch Manager duties if Series 9 & 10 licensed. * Recruits, selects, orients, trains and supervises branch operations associates. * In conjunction with the Branch Manager conducts ...
May perform some Branch Manager duties if Series 9 & 10 licensed. * Recruits, selects, orients, trains and supervises branch operations associates. * In conjunction with the Branch Manager conducts ...
SRU Accounts Team Specialist
$13.75 - $19/hr
Qualifications FINRA Series 9/10 or Series 4 and 24 required. Excellent interpersonal and client service skills. Strong written and verbal communication skills. Ability to thrive in a dynamic and ...
New
SRU Accounts Team Specialist
$13.75 - $19/hr
Qualifications FINRA Series 9/10 or Series 4 and 24 required. Excellent interpersonal and client service skills. Strong written and verbal communication skills. Ability to thrive in a dynamic and ...
New
Series 9/10 or 24 preferred (or ability to obtain 9/10 within 120 days) * Strong coaching and leadership skills with a passion for developing frontline talent * Excellent written and verbal ...
Series 9/10 or 24 preferred (or ability to obtain 9/10 within 120 days) * Strong coaching and leadership skills with a passion for developing frontline talent * Excellent written and verbal ...
A valid and active Series 9/10 (or equivalent) is required or ability to obtain within 60 days of starting in the role as a condition of employment * A valid and active Securities Industry Essential ...
A valid and active Series 9/10 (or equivalent) is required or ability to obtain within 60 days of starting in the role as a condition of employment * A valid and active Securities Industry Essential ...
May perform some Branch Manager duties if Series 9 & 10 licensed. * Recruits, selects, orients, trains and supervises branch operations associates. * In conjunction with the Branch Manager conducts ...
May perform some Branch Manager duties if Series 9 & 10 licensed. * Recruits, selects, orients, trains and supervises branch operations associates. * In conjunction with the Branch Manager conducts ...
Client Relationship Manager - Bethesda, MD
Bethesda, MD · On-site
$91K - $139K/yr
A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) * 3+ years' experience with customer service * 3-5 years in a security/financial services ...
Client Relationship Manager - Bethesda, MD
Bethesda, MD · On-site
$91K - $139K/yr
A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) * 3+ years' experience with customer service * 3-5 years in a security/financial services ...
A valid and active Series 9/10 (or equivalent) is required or ability to obtain within 60 days of starting in the role as a condition of employment * A valid and active Securities Industry Essential ...
A valid and active Series 9/10 (or equivalent) is required or ability to obtain within 60 days of starting in the role as a condition of employment * A valid and active Securities Industry Essential ...
J.P. Morgan Wealth Management-Financial Advisor Team Lead - Chicago, IL
Chicago, IL · On-site
$95K - $150K/yr
A valid and active Series 9/10 (or equivalent) is required or ability to obtain within 60 days of starting in the role as a condition of employment * A valid and active Securities Industry Essential ...
J.P. Morgan Wealth Management-Financial Advisor Team Lead - Chicago, IL
Chicago, IL · On-site
$95K - $150K/yr
A valid and active Series 9/10 (or equivalent) is required or ability to obtain within 60 days of starting in the role as a condition of employment * A valid and active Securities Industry Essential ...
Client Relationship Manager - Millburn, NJ
Millburn, NJ · On-site
$32.79 - $67.07/hr
A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) * 3+ years' experience with customer service * 3-5 years in a security/financial services ...
Client Relationship Manager - Millburn, NJ
Millburn, NJ · On-site
$32.79 - $67.07/hr
A valid and active Series 9/10 (8) license required (may be obtained within a 90 day condition of employment) * 3+ years' experience with customer service * 3-5 years in a security/financial services ...
Series 9 10 information
See salary details
$11.30 - $14.42
12% of jobs
$14.42 - $17.55
12% of jobs
$18.46 is the 25th percentile. Wages below this are outliers.
$17.55 - $20.67
6% of jobs
$20.67 - $23.80
0% of jobs
$23.80 - $26.92
17% of jobs
The median wage is $27.24 / hr.
$26.92 - $30.05
36% of jobs
$30.05 - $33.17
1% of jobs
$33.17 - $36.30
0% of jobs
$36.30 - $39.42
8% of jobs
$39.42 - $42.55
5% of jobs
$42.55 - $45.67
3% of jobs
$11
$27
$45
How much do series 9 10 jobs pay per hour?
As of Jul 26, 2026, the average hourly pay for series 9 10 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.
What are some common responsibilities of a Series 9/10 licensed supervisor in a brokerage firm?
Series 9/10 licensed supervisors are primarily responsible for overseeing the sales practices of registered representatives, ensuring compliance with regulatory requirements, and addressing escalated client issues. They regularly review and approve trading activities, monitor for potential violations, and provide guidance to team members on best practices and compliance standards. The role involves working closely with compliance departments, managers, and advisors, often requiring timely decision-making and clear documentation of supervisory actions. This position is well-suited for professionals who enjoy leading teams and playing a crucial role in upholding ethical standards within financial institutions.
What are the key skills and qualifications needed to thrive in the Series 9 10 position, and why are they important?
To excel as a Series 9/10 licensed professional (often a General Securities Sales Supervisor), you need a deep understanding of securities regulations, broker-dealer operations, and supervisory principles, typically supported by passing the FINRA Series 9 and Series 10 exams. Familiarity with compliance software, trade monitoring systems, and FINRA regulatory frameworks is crucial for overseeing sales activities. Strong leadership, attention to detail, and effective communication skills set top performers apart. These abilities are essential to ensure regulatory compliance, manage teams effectively, and maintain the integrity of financial operations.
What is a Series 9 10 job?
A Series 9/10 job typically refers to a role as a General Securities Sales Supervisor, responsible for overseeing sales activities in a brokerage firm. Professionals holding these licenses supervise financial advisors, ensure compliance with industry regulations, and manage trading practices. The Series 9 exam focuses on options supervision, while the Series 10 exam covers broader supervisory responsibilities, including sales practices and regulatory compliance. These roles are crucial in maintaining ethical and legal standards within financial institutions.
More about Series 9 10 jobs
What cities are hiring for Series 9 10 jobs? Cities with the most Series 9 10 job openings:
What states have the most Series 9 10 jobs? States with the most job openings for Series 9 10 jobs include:
What job categories do people searching Series 9 10 jobs look for? The top searched job categories for Series 9 10 jobs are:
Accounts & Compliance Specialist (KYC/CIP, Modifications)
South Jordan, UT
Full-time
Posted yesterday
Job description
Dormont Manufacturing Co is seeking dedicated Accounts Team Specialists to join their team in South Jordan, Utah. This role involves collaborating with field management for efficient processing of new accounts and modifications. The ideal candidates will possess FINRA Series 9/10 or Series 4 and 24 certifications and have strong client service and communication skills. Join a supportive work culture with opportunities for growth and development. #J-18808-Ljbffr