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Series 24 Jobs (NOW HIRING)

Jobtailor

Senior Director, Wealth Management

Roseland, NJ · On-site

$120 - $180/hr

Series 24 or Series 9/10 Core Competencies Demonstrates expertise in Wealth Management, focusing on client relationship management, team coaching, and strategic market growth. Proficient in ...

New

Jobtailor

Director, Client Delivery

Manhattan, NY · On-site

$150 - $230/hr

Series 24 License required within 12 months of initial employment. Core Competencies Demonstrates expertise in client onboarding strategy development, relationship management, and operational ...

First Farmers Bank & Trust

AVP Financial Advisor

Lafayette, IN · On-site

$25/hr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Series 24 and/or willingness to obtain a Series 24 strongly preferred * Ability to communicate effectively with existing and potential bank customers and fellow employees * Must maintain licensing to ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here

Osaic

Branch Office Examiner

Petersburg, VA · On-site +1

$65K - $75K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here

Frost Bank

Wealth Sales Coach

Postoak, TX

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Must maintain active FINRA registrations, including Series 7, Series 63, Series 24 (General Securities Principal), and either Series 65 or Series 66; candidates not currently holding the Series 24 ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here

Frost Bank

Wealth Sales Coach

Houston, TX · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Must maintain active FINRA registrations, including Series 7, Series 63, Series 24 (General Securities Principal), and either Series 65 or Series 66; candidates not currently holding the Series 24 ...

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All JobsSeries 24 Jobs

Series 24 information

See salary details

$29K

$47.5K

$64.5K

How much do series 24 jobs pay per year?

As of Aug 16, 2026, the average yearly pay for series 24 in the United States is $47,454.00, according to ZipRecruiter salary data. Most workers in this role earn between $42,000.00 and $51,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Series 24?

To thrive as a Series 24 (General Securities Principal), you need in-depth knowledge of securities regulations, supervisory procedures, and must hold a FINRA Series 24 license, often accompanied by prior securities licenses such as Series 7. Familiarity with compliance monitoring systems, trade surveillance tools, and regulatory reporting platforms is essential. Leadership, critical thinking, and strong communication skills help effectively manage teams and ensure regulatory compliance. These skills and qualifications are vital to maintain firm-wide adherence to industry rules, mitigate risks, and foster a compliant business environment.

What jobs can you get with Series 24?

A Series 24 license qualifies individuals for supervisory roles in securities firms, including compliance, branch management, and operations positions. It is often required for overseeing registered representatives and ensuring adherence to industry regulations. These roles typically involve regulatory knowledge, leadership skills, and experience in securities trading or compliance.

What is a Series 24 license?

A Series 24 license, officially known as the General Securities Principal Qualification Examination, allows individuals to supervise or manage branch activities at a broker-dealer. Holders of the Series 24 can oversee compliance, trading, and the sales activities of registered representatives. To obtain this license, candidates must pass the Series 24 exam administered by FINRA. It is typically required for those seeking managerial or supervisory roles in the securities industry.

What are some common challenges faced by Series 24-licensed supervisors in managing broker-dealer compliance?

Series 24-licensed supervisors often encounter challenges such as staying updated on evolving FINRA regulations, monitoring the activities of registered representatives, and ensuring thorough documentation of supervisory procedures. Balancing compliance requirements with business objectives can be demanding, especially when overseeing multiple branches or teams. Proactive communication, continuous training, and leveraging compliance technology are key strategies to effectively manage these responsibilities and mitigate risks.
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Series 24 jobs near you
Infographic showing various Series 24 job openings in the United States as of August 2026, with employment types broken down into 75% Full Time, 21% Part Time, 1% Temporary, and 3% Contract. Highlights an 84% Physical, 3% Hybrid, and 13% Remote job distribution, with an average salary of $47,454 per year, or $22.8 per hour.

Supervisor BD/RIA (Series 7&24)

San Blas Securities

Chicago, IL • On-site

$65K - $115K/yr

Full-time

Re-posted 10 days ago

Job description

About San Blas Securities:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We provide our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
We are seeking a highly organized and detail-oriented Compliance Supervisor to help support our regulatory and compliance efforts. This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere. The position is full-time, based in Chicago, with less than 10% travel. Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA rules.
Competitive Compensation + bonus based on experience.  $80 - $100K
Responsibilities include:
  • Review and enforce the firms Written Supervisory Procedures and Compliance initiatives.
  • Manage Firm’s Onboarding Training Program for compliance with new hires
    • Schedule new hire training
    • Assist in administering firm annual training and advisor attestations
    • Schedule targeted training as required
  • Foster a culture of compliance
  • Document supervisory activities
  • Review advisors purchase and sales blotter
  • Review advisors communications to (and from) clients
  • Review/report customer complaints to CCO
  • Assist in conducting Branch Exams
  • Assist in review and follow up with exception reports generated by Compliance which require action from supervisors
Qualifications
  • Bachelor’s degree or experience equivalent
  • FINRA Series 7 and FINRA Series 24 required
  • 3 – 5 years relevant experience at RIA and BD or industry regulator
  • Working knowledge of the Investment Advisers Act, the Investment Company Act, and related regulatory requirements; application of SEC rules
  • Familiarity with RBC and Schwab back-office a plus

 

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