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Series 24 Jobs (NOW HIRING)

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AML Manager

California, MO · On-site

$150 - $200/hr

Series 24 and Series 57 are a plus * Ability to multitask in a highly demanding environment and reprioritize assignments * Strong interpersonal and collaborative skills * Ability to foster ...

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Series 24 information

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$29K

$47.5K

$64.5K

How much do series 24 jobs pay per year?

As of Sep 9, 2026, the average yearly pay for series 24 in the United States is $47,454.00, according to ZipRecruiter salary data. Most workers in this role earn between $42,000.00 and $51,500.00 per year, depending on experience, location, and employer.

What is a Series 24 license?

A Series 24 license, officially known as the General Securities Principal Qualification Examination, allows individuals to supervise or manage branch activities at a broker-dealer. Holders of the Series 24 can oversee compliance, trading, and the sales activities of registered representatives. To obtain this license, candidates must pass the Series 24 exam administered by FINRA. It is typically required for those seeking managerial or supervisory roles in the securities industry.

What are the key skills and qualifications needed to thrive as a Series 24?

To thrive as a Series 24 (General Securities Principal), you need in-depth knowledge of securities regulations, supervisory procedures, and must hold a FINRA Series 24 license, often accompanied by prior securities licenses such as Series 7. Familiarity with compliance monitoring systems, trade surveillance tools, and regulatory reporting platforms is essential. Leadership, critical thinking, and strong communication skills help effectively manage teams and ensure regulatory compliance. These skills and qualifications are vital to maintain firm-wide adherence to industry rules, mitigate risks, and foster a compliant business environment.

What are some common challenges faced by Series 24-licensed supervisors in managing broker-dealer compliance?

Series 24-licensed supervisors often encounter challenges such as staying updated on evolving FINRA regulations, monitoring the activities of registered representatives, and ensuring thorough documentation of supervisory procedures. Balancing compliance requirements with business objectives can be demanding, especially when overseeing multiple branches or teams. Proactive communication, continuous training, and leveraging compliance technology are key strategies to effectively manage these responsibilities and mitigate risks.

What jobs can I get with a Series 24?

A Series 24 license qualifies individuals to supervise and manage securities activities within broker-dealers, including compliance, operations, and branch management roles. Common jobs include Compliance Officer, Branch Manager, and Operations Supervisor, often requiring knowledge of FINRA rules and securities regulations.
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Series 24 jobs near you
Infographic showing various Series 24 job openings in the United States as of August 2026, with employment types broken down into 1% Internship, 84% Full Time, 12% Part Time, 1% Temporary, and 2% Contract. Highlights an 83% Physical, 4% Hybrid, and 13% Remote job distribution, with an average salary of $47,454 per year, or $22.8 per hour.

Supervisor BD/RIA (Series 7&24)

Chicago, IL • On-site

San Blas Securities
Finance and Insurance • 11 - 50 employees
Learn more about San Blas Securitiesexternal

$80 - $100/hr

Other

Re-posted 24 days ago

Job description

About San Blas Securities

San Blas Securities is a rapidly growing, full‑service investment bank and independent advisor network. We provide our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.

Position Overview

We are seeking a highly organized and detail‑oriented Compliance Supervisor to help support our regulatory and compliance efforts. This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere. The position is full‑time, based in Chicago, with less than 10% travel.

Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA rules.

Compensation

Competitive compensation and bonus based on experience. $80 – $100K.

Responsibilities
  • Review and enforce the firm’s Written Supervisory Procedures and Compliance initiatives.
  • Manage firm’s onboarding training program for compliance with new hires
    • Schedule new hire training
    • Assist in administering firm annual training and advisor attestations
    • Schedule targeted training as required
  • Foster a culture of compliance
  • Document supervisory activities
  • Review advisors purchase and sales blotter
  • Review advisors communications to (and from) clients
  • Review/report customer complaints to CCO
  • Assist in conducting Branch Exams
  • Assist in review and follow up with exception reports generated by Compliance which require action from supervisors
Qualifications
  • Bachelor’s degree or experience equivalent
  • FINRA Series 7 and FINRA Series 24 required
  • 3 – 5 years relevant experience at RIA and BD or industry regulator
  • Working knowledge of the Investment Advisers Act, the Investment Company Act, and related regulatory requirements; application of SEC rules
  • Familiarity with RBC and Schwab back‑office a plus
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