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Series 24 Jobs (NOW HIRING)

TIAA

Senior Director, Wealth Management - Iowa

Ames, IA · On-site

$155K - $180K/yr

Series 24 or Series 9/10 Physical Requirements * Physical Requirements: Sedentary Work Career Level 10PL Required Qualifications * 8+ years of experience in the financial services industry * FINRA ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable ...

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Series 24 is required to be obtained within 180 days of hire. Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable ...

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All JobsSeries 24 Jobs

Series 24 information

See salary details

$29K

$47.5K

$64.5K

How much do series 24 jobs pay per year?

As of Jul 6, 2026, the average yearly pay for series 24 in the United States is $47,454.00, according to ZipRecruiter salary data. Most workers in this role earn between $42,000.00 and $51,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Series 24 (General Securities Principal), and why are they important?

To thrive as a Series 24 (General Securities Principal), you need in-depth knowledge of securities regulations, supervisory procedures, and must hold a FINRA Series 24 license, often accompanied by prior securities licenses such as Series 7. Familiarity with compliance monitoring systems, trade surveillance tools, and regulatory reporting platforms is essential. Leadership, critical thinking, and strong communication skills help effectively manage teams and ensure regulatory compliance. These skills and qualifications are vital to maintain firm-wide adherence to industry rules, mitigate risks, and foster a compliant business environment.

What is the highest paying job in financial services?

In financial services, chief executive officers (CEOs), chief financial officers (CFOs), and senior investment bankers tend to have the highest salaries, often exceeding several hundred thousand dollars annually, especially in large firms. These roles require extensive experience, advanced degrees, and strong leadership skills, and they often involve long hours and high responsibility.

What does a series 24 allow you to do?

A Series 24 license authorizes a person to supervise and manage branch activities of a broker-dealer, including overseeing securities transactions and compliance. It is typically required for branch managers and involves passing the Series 24 exam covering regulations, operations, and supervisory procedures.

What is a Series 24 license?

A Series 24 license, officially known as the General Securities Principal Qualification Examination, allows individuals to supervise or manage branch activities at a broker-dealer. Holders of the Series 24 can oversee compliance, trading, and the sales activities of registered representatives. To obtain this license, candidates must pass the Series 24 exam administered by FINRA. It is typically required for those seeking managerial or supervisory roles in the securities industry.

What are some common challenges faced by Series 24-licensed supervisors in managing broker-dealer compliance?

Series 24-licensed supervisors often encounter challenges such as staying updated on evolving FINRA regulations, monitoring the activities of registered representatives, and ensuring thorough documentation of supervisory procedures. Balancing compliance requirements with business objectives can be demanding, especially when overseeing multiple branches or teams. Proactive communication, continuous training, and leveraging compliance technology are key strategies to effectively manage these responsibilities and mitigate risks.

How much does a series 24 make?

A Series 24 license holder, typically a securities principal or supervisor, earns an average salary ranging from $70,000 to $120,000 annually, depending on experience, location, and firm size. Compensation may include bonuses and benefits, and the role often requires knowledge of compliance, regulations, and supervisory procedures.

What jobs can you get with a series 24?

A Series 24 license qualifies individuals to supervise and manage activities related to securities and investment banking, including overseeing registered representatives and compliance functions. Common roles include branch manager, compliance officer, and securities supervisor in brokerage firms or financial institutions. The license demonstrates knowledge of industry regulations and securities laws necessary for supervisory positions.
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Series 24 jobs near you
Senior Operations Specialist

Senior Operations Specialist

Phaxis

Chicago, IL • On-site

$115K - $150K/yr

Full-time

Posted 25 days ago

Job description


A financial services enterprise that owns and operates a network of industry-leading firms that empower independent financial advisors is seeking a Senior Operations Specialist to join their team. The Senior Operations Specialist supports the day-to-day operational functions of the wealth management business, ensuring accurate transaction processing, account maintenance, and regulatory compliance. This role partners with advisors, custodial platforms, and internal teams to deliver a high-quality client experience while maintaining operational controls.
Responsibilities
• Manage operational workflows including account openings, transfers, cash movements, trade support, and account maintenance
• Ensure transactions are processed accurately and in compliance with firm policies and regulatory standards
• Research and resolve operational issues, discrepancies, and escalations
• Support regulatory audits, branch inspections, and internal reviews
• Partner with internal departments on operational initiatives and process improvements
Qualifications
• 10+ years of operations experience within Wealth Management, Brokerage, or Financial Services
• Strong knowledge of Client and SEC regulations, particularly in an Independent Broker/Dealer environment
• Excellent communication, organizational, and problem-solving skills
• Bachelor's degree preferred in Finance, Business, or related field
Required Licenses
• SIE
• Series 7 (8+ years required)
• Series 63 or 66
• Series 24 (8+ years required)
Meet Your Recruiter
Byron Johnson
Phaxis logo

About Phaxis

Sourced by ZipRecruiter

Phaxis has been working on behalf of amazing clients and candidates for over 20 years, with much success. We have filled over 94,000 roles across our actively serviced clients. Our team understands how to deliver for our clients while guiding our candidates through their career journey and we all want to get you where you want to be. Your goals are our goals, and we treat them as such. Once you work with us, you’re a part of the team! How can we help you? We’re dedicated to helping you find yours.

Industry

Recruiting and staffing services

Company size

51 - 200 Employees

Headquarters location

Melville , NY, US

Year founded

2002

Social media

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