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Series 24 Jobs (NOW HIRING)

Jobtailor

Director, Fixed Income Trading

Manhattan, NY · On-site

$180 - $250/hr

Series 24 preferred * Professional proficiency from 10 years of relevant work or internship experience in finance, accounting, or a related field * Deep expertise in fixed income instruments, market ...

Deutsche Bank

Registered Principal

Jacksonville, FL · On-site

$75K - $110K/yr

  • Medical

  • Retirement

  • PTO

This role requires experience with an active Financial Industry Regulatory Authority (FINRA) Series 24 reviewing communications and marketing materials acting as a gatekeeper. You will supervise ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

Series 24 is required to be obtained within 180 days of hire. Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable ...

Deutsche Bank

Registered Principal

Jacksonville, FL · Hybrid

$75K - $110K/yr

  • Medical

  • Retirement

  • PTO

This role requires experience with an active Financial Industry Regulatory Authority (FINRA) Series 24 reviewing communications and marketing materials acting as a gatekeeper.You will supervise ...

The Rockridge Group

Supervisory Analyst

Woodinville, WA · On-site

Series 24 preferred * Strong understanding of finance and economics * Experience using BlueMatrix publishing platform preferred * Excellent verbal and written communication skills; proven ability to ...

CCI Consulting

Trade Desk -

Wyncote, PA

Series 24 & 4 a plus; must obtain 24 and 53 within 1 years of placement. Insurance license a plus. 1-3 years experience selling/trading stocks, bonds and mutual funds. Additional Information ...

Jobtailor

Supervisory Control Manager

Oregon, WI · On-site

$90 - $130/hr

Series 24 is not required * Strong client service skills * Strong attention to detail and accuracy skills * Effective organizational, multitasking, and prioritizing skills * Strong verbal, written ...

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Series 24 information

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$29K

$47.5K

$64.5K

How much do series 24 jobs pay per year?

As of Aug 17, 2026, the average yearly pay for series 24 in the United States is $47,454.00, according to ZipRecruiter salary data. Most workers in this role earn between $42,000.00 and $51,500.00 per year, depending on experience, location, and employer.

What is a Series 24 license?

A Series 24 license, officially known as the General Securities Principal Qualification Examination, allows individuals to supervise or manage branch activities at a broker-dealer. Holders of the Series 24 can oversee compliance, trading, and the sales activities of registered representatives. To obtain this license, candidates must pass the Series 24 exam administered by FINRA. It is typically required for those seeking managerial or supervisory roles in the securities industry.

What are the key skills and qualifications needed to thrive as a Series 24?

To thrive as a Series 24 (General Securities Principal), you need in-depth knowledge of securities regulations, supervisory procedures, and must hold a FINRA Series 24 license, often accompanied by prior securities licenses such as Series 7. Familiarity with compliance monitoring systems, trade surveillance tools, and regulatory reporting platforms is essential. Leadership, critical thinking, and strong communication skills help effectively manage teams and ensure regulatory compliance. These skills and qualifications are vital to maintain firm-wide adherence to industry rules, mitigate risks, and foster a compliant business environment.

What are some common challenges faced by Series 24-licensed supervisors in managing broker-dealer compliance?

Series 24-licensed supervisors often encounter challenges such as staying updated on evolving FINRA regulations, monitoring the activities of registered representatives, and ensuring thorough documentation of supervisory procedures. Balancing compliance requirements with business objectives can be demanding, especially when overseeing multiple branches or teams. Proactive communication, continuous training, and leveraging compliance technology are key strategies to effectively manage these responsibilities and mitigate risks.

What jobs can you get with Series 24?

A Series 24 license qualifies individuals for supervisory roles in securities firms, including compliance, branch management, and operations positions. It is often required for overseeing registered representatives and ensuring adherence to industry regulations. These roles typically involve regulatory knowledge, leadership skills, and experience in securities trading or compliance.
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Series 24 jobs near you
Infographic showing various Series 24 job openings in the United States as of August 2026, with employment types broken down into 75% Full Time, 21% Part Time, 1% Temporary, and 3% Contract. Highlights an 84% Physical, 3% Hybrid, and 13% Remote job distribution, with an average salary of $47,454 per year, or $22.8 per hour.

Director, Fixed Income Trading

Jobtailor

Manhattan, NY • On-site

$180 - $250/hr

Other

Posted 27 days ago

Job description

Responsibilities
  • Overseeing trading strategy, risk management, and revenue generation across a designated asset class
  • Setting Trading Strategy for the asset class, aligning execution with market conditions, client objectives, and departmental revenue goals
  • Monitoring Risk and Positions across the trading desk
  • Leading and Developing Talent by mentoring junior traders
  • Collaborating with Internal Partners including Compliance, Risk Management, and senior leadership
  • Executing Trades in support of Institutional and Retail Sales representatives
  • Generating Revenue Ideas by delivering actionable trade recommendations and market insights to Sales teams
  • Maintaining Broker Relationships with national and regional dealers to enhance liquidity and market access
  • Ensuring Regulatory Compliance through timely reporting and adherence to all applicable regulations
  • Providing Product Expertise via formal training sessions and daily collaboration with Sales teams
  • Representing Fifth Third as a thought leader in fixed income markets
Requirements
  • Bachelor’s degree in Finance, Accounting, Economics, or a related field
  • 12 years of experience in Banking, Investment Banking, M&A, or Capital Markets
  • Securities Industry Essentials (SIE), Series 7, and Series 63 licenses (or ability to obtain within company policy)
  • Series 24 preferred
  • Professional proficiency from 10 years of relevant work or internship experience in finance, accounting, or a related field
  • Deep expertise in fixed income instruments, market dynamics, and trading strategies
  • Advanced proficiency in Bloomberg and trade processing systems
  • Strong risk management and regulatory compliance knowledge
Core Competencies

Demonstrates expertise in trading strategy, risk management, and revenue generation within fixed income markets, while ensuring regulatory compliance and fostering talent development among junior traders.

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