FINRA Series 79 (Investment Banking) and Series 63 (All States) licenses or must take and pass the Securities Industry Essentials (SIE), Series 79 and Series 63 exams within required time frame.
FINRA Series 79 (Investment Banking) and Series 63 (All States) licenses or must take and pass the Securities Industry Essentials (SIE), Series 79 and Series 63 exams within required time frame.
FINRA Series 79 (Investment Banking) and Series 63 (All States) licenses or must take and pass the Securities Industry Essentials (SIE), Series 79 and Series 63 exams within required time frame.
FINRA Series 79 (Investment Banking) and Series 63 (All States) licenses or must take and pass the Securities Industry Essentials (SIE), Series 79 and Series 63 exams within required time frame.
Licenses: SIE, FINRA series 7, 63 and 79 licenses, or must acquire licenses within 120 days. Preferences: Experience networking and relationship building with financial institutions including ...
Licenses: SIE, FINRA series 7, 63 and 79 licenses, or must acquire licenses within 120 days. Preferences: Experience networking and relationship building with financial institutions including ...
FINRA Series 79 (Investment Banking) and Series 63 (All States) licenses or must take and pass the Securities Industry Essentials (SIE), Series 79 and Series 63 exams within required time frame.
FINRA Series 79 (Investment Banking) and Series 63 (All States) licenses or must take and pass the Securities Industry Essentials (SIE), Series 79 and Series 63 exams within required time frame.
Investment Banking Director - Consumer & Retail (New York)
Manhattan, NY · On-site
$200K - $300K/yr
Series 79 and 63 licenses required; Bachelor's degree in Finance preferred; MBA preferred. Salary range: $200,000 - $300,000 plus additional compensation.Apply for this Position #J-18808-Ljbffr
Investment Banking Director - Consumer & Retail (New York)
Manhattan, NY · On-site
$200K - $300K/yr
Series 79 and 63 licenses required; Bachelor's degree in Finance preferred; MBA preferred. Salary range: $200,000 - $300,000 plus additional compensation.Apply for this Position #J-18808-Ljbffr
Capital Markets Associate - Sales (F)
Tower, MN · Hybrid
$75K - $150K/yr
DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...
Capital Markets Associate - Sales (F)
Tower, MN · Hybrid
$75K - $150K/yr
DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...
Capital Markets Associate - Sales (F)
Madison, WI · Hybrid
$75K - $150K/yr
DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...
Capital Markets Associate - Sales (F)
Madison, WI · Hybrid
$75K - $150K/yr
DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...
FINRA Series 79 (Investment Banking) and Series 63 (All States) licenses or must take and pass the Securities Industry Essentials (SIE), Series 79 and Series 63 exams within required time frame.
New
FINRA Series 79 (Investment Banking) and Series 63 (All States) licenses or must take and pass the Securities Industry Essentials (SIE), Series 79 and Series 63 exams within required time frame.
New
Investment Banking Director - Consumer & Retail
Manhattan, NY · On-site
$200K - $300K/yr
Series 79 and 63 licenses required; Bachelor's degree in Finance preferred; MBA preferred. Salary range: $200,000 - $300,000 plus additional compensation.Apply for this Position #J-18808-Ljbffr
Investment Banking Director - Consumer & Retail
Manhattan, NY · On-site
$200K - $300K/yr
Series 79 and 63 licenses required; Bachelor's degree in Finance preferred; MBA preferred. Salary range: $200,000 - $300,000 plus additional compensation.Apply for this Position #J-18808-Ljbffr
SIE, FINRA series 7, 63 and 79 licenses, or must acquire licenses within 120 days. Preferences: Experience networking and relationship building with financial institutions including Executives Well ...
SIE, FINRA series 7, 63 and 79 licenses, or must acquire licenses within 120 days. Preferences: Experience networking and relationship building with financial institutions including Executives Well ...
SIE, FINRA series 7, 63 and 79 licenses, or must acquire licenses within 120 days. Preferences: Experience networking and relationship building with financial institutions including Executives Well ...
SIE, FINRA series 7, 63 and 79 licenses, or must acquire licenses within 120 days. Preferences: Experience networking and relationship building with financial institutions including Executives Well ...
$75K - $150K/yr
DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...
$75K - $150K/yr
DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...
SIE, FINRA series 7, 63 and 79 licenses, or must acquire licenses within 120 days. Preferences: Experience networking and relationship building with financial institutions including Executives Well ...
SIE, FINRA series 7, 63 and 79 licenses, or must acquire licenses within 120 days. Preferences: Experience networking and relationship building with financial institutions including Executives Well ...
SIE, FINRA series 7, 63 and 79 licenses, or must acquire licenses within 120 days. Preferences: Experience networking and relationship building with financial institutions including Executives Well ...
SIE, FINRA series 7, 63 and 79 licenses, or must acquire licenses within 120 days. Preferences: Experience networking and relationship building with financial institutions including Executives Well ...
FIG Insurance Coverage Vice President
New York, NY · On-site
$190K - $240K/yr
FINRA Series 79 and 63 (or ability to obtain within a defined period) * FINRA SIE, Series 79, Series 63 required (or willing to obtain in 3 months of hire) Preferred * Experience covering or ...
FIG Insurance Coverage Vice President
New York, NY · On-site
$190K - $240K/yr
FINRA Series 79 and 63 (or ability to obtain within a defined period) * FINRA SIE, Series 79, Series 63 required (or willing to obtain in 3 months of hire) Preferred * Experience covering or ...
SIE Exam, Series 79, and Series 63 must be acquired within 90 days of hire Basic Qualifications * 2+ years of relevant experience * Ability to work in the U.S. without sponsorship * Willingness to ...
SIE Exam, Series 79, and Series 63 must be acquired within 90 days of hire Basic Qualifications * 2+ years of relevant experience * Ability to work in the U.S. without sponsorship * Willingness to ...
SIE Exam, Series 79, and Series 63 must be acquired within 90 days of hire Basic Qualifications * 2+ years of relevant experience * Ability to work in the U.S. without sponsorship * Willingness to ...
SIE Exam, Series 79, and Series 63 must be acquired within 90 days of hire Basic Qualifications * 2+ years of relevant experience * Ability to work in the U.S. without sponsorship * Willingness to ...
SIE / Series 79 / Series 63 a plus where applicable About us CIG Companies (Carey International Group) is an Orlando, Florida-based, family-office-backed institutional platform that develops, owns ...
Quick apply
SIE / Series 79 / Series 63 a plus where applicable About us CIG Companies (Carey International Group) is an Orlando, Florida-based, family-office-backed institutional platform that develops, owns ...
DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...
DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...
DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...
DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within 120 days of employment. Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and ...
Series 79 information
See salary details
$11K - $20.7K
0% of jobs
$20.7K - $30.5K
0% of jobs
$30.5K - $40.2K
0% of jobs
$40.2K - $49.9K
7% of jobs
$55.9K is the 25th percentile. Wages below this are outliers.
$49.9K - $59.6K
29% of jobs
$59.6K - $69.4K
0% of jobs
The median wage is $77.1K / yr.
$69.4K - $79.1K
18% of jobs
$79.1K - $88.8K
7% of jobs
$95.2K is the 75th percentile. Wages above this are outliers.
$88.8K - $98.5K
22% of jobs
$98.5K - $108.3K
11% of jobs
$108.3K - $118K
6% of jobs
$11K
$78.3K
$118K
How much do series 79 jobs pay per year?
What is a Series 79?
A Series 79 job typically refers to a role in investment banking that requires the Financial Industry Regulatory Authority (FINRA) Series 79 license. This license is required for professionals involved in advising on mergers and acquisitions (M&A), debt and equity offerings, and other capital-raising activities. Individuals in this role work on complex financial transactions, perform valuation analyses, and assist clients with strategic financial decisions. To obtain the Series 79 license, candidates must pass the Series 79 exam and be sponsored by a FINRA-member firm.
What does a Series 79 professional do?
Series 79 licensed professionals, typically investment banking representatives, spend their days analyzing financial statements, preparing pitch books and deal documentation, and supporting the execution of mergers, acquisitions, and other corporate transactions. They frequently collaborate with internal teams, such as senior bankers, legal professionals, and due diligence staff, as well as with external clients and stakeholders. The role also involves market research, financial modeling, and ensuring all materials comply with regulatory requirements. This dynamic environment requires balancing multiple projects, maintaining strong attention to detail, and adapting quickly to changing client needs.
What are the key skills and qualifications needed for a Series 79?
To thrive as a Series 79 professional, you need a strong background in corporate finance, analytical skills, and the ability to interpret complex financial statements, typically supported by a bachelor's degree in finance or a related field and passing the FINRA Series 79 exam. Familiarity with financial modeling software, deal management platforms, and regulatory compliance systems is essential. Exceptional communication, attention to detail, and the ability to perform under tight deadlines are valuable soft skills in this role. These skills are critical for accurately advising clients, executing transactions, and maintaining compliance in investment banking environments.
What jobs require a Series 79?
What cities are hiring for Series 79 jobs?
Cities with the most Series 79 job openings:
What are the most commonly searched types of Series 79 jobs?
The most popular types of Series 79 jobs are:
What states have the most Series 79 jobs?
States with the most job openings for Series 79 jobs include:
What job categories do people searching Series 79 jobs look for?
The top searched job categories for Series 79 jobs are:
What other helpful pages are available for Series 79?
Other pages related to Series 79:

Associate - Corporate and Specialty Banking Relationship Manager
Farmers Branch, TX • On-site
Full-time
Posted 7 days ago
Huntington National Bank rating
8.1
Based on 174 frontline employees who took The Breakroom Quiz
67th of 176 rated banks
Job description
Summary:
The Associate - Corporate, Specialty and Government Banking RM is responsible for supporting Senior Corporate Banking Relationship Managers in the building and servicing of a sound and profitable portfolio of commercial business relationships, satisfying and exceeding customer needs and expectations, and meeting credit and regulatory requirements, through the origination and structuring of Commercial loans. The role also serves as a developmental position for future assignment as an Associate Director - Relationship Manager.
Duties and Responsibilities:
- Assist Senior Corporate Banking Relationship Managers with their marketing efforts by researching clients and prospects.
- Create proposals and pitch materials for assigned Corporate Banking team(s). Develop and maintain financial models for a standard set of pitch templates. Interact with OCR partners in the development of team call pitch materials. Create and organize content and analysis, collaborate with capital markets and other product and service partners. Participate in Pre-Call Planning, including development of agendas.
- Join Senior Corporate Banking Relationship Managers on client and prospect calls (some travel required), take detailed notes, and enter call reports into the corporate CRM system.
- Assist in the monitoring and execution of pipeline of referrals and opportunities for loans, deposits and fee-generating products and services, update the corporate CRM system to maintain pipeline accuracy.
- Participate, as needed, in the underwriting of loan requests for new and existing customers.
- Assist Senior Relationship Managers by performing BSA/AML/KYC on-boarding for deposit and loan closings.
- Create annual account plans and update activity throughout the year. Monitor and update OCR cross-sell plans and achievement of Capital Allocation Committee commitments including achievement of targeted ROE. Help to identify cross-sell opportunities within the existing portfolio.
- Inform management and Relationship Managers on all key factors of prospect and client relationships, the portfolio overall and the competitive environment.
- Develop knowledge of all corporate banking products.
- Performs other duties as assigned.
Basic Qualifications:
- Bachelor's Degree
- Formal credit training (at Huntington or equivalent).
- Minimum 2+ years of commercial banking experience, preferably in a CSG Credit Products Analyst/Associate role or equivalent.
- FINRA Series 79 (Investment Banking) and Series 63 (All States) licenses or must take and pass the Securities Industry Essentials (SIE), Series 79 and Series 63 exams within required time frame.
Preferred Qualifications:
- MBA, CFA or similar advanced degree.
- Strong credit skills, credit background and knowledge. Ability to analyze corporate financial statements and make recommendations on credit structure.
- Sound understanding of the Corporate Banking business and its related products, and pertinent regulations.
- Excellent oral and written communication skills, strong planning, negotiation, organizational and analytical skills. High level of attention to detail.
- A high level of interpersonal and sales skills are necessary to compete effectively, present proposals to client, and recommend loan transactions to bank senior management.
- Legal/Loan documentation experience.
- Proficiency in Microsoft Office suite (particularly Microsoft Excel and PowerPoint) and the ability to quickly learn additional systems/software.
- Proficiency in credit fundamentals to determine the appropriate risks on new and prospective customers so that all relationships are in strategic alignment with Bank risk appetite and return parameters.
#LI-DS23
#LI-onsite
Exempt Status: (Yes = not eligible for overtime pay) (No = eligible for overtime pay)
Yes
Workplace Type:
Office
Our Approach to Office Workplace Type
Certain positions outside our branch network may be eligible for a flexible work arrangement. We're combining the best of both worlds: in-office and work from home. Our approach enables our teams to deepen connections, maintain a strong community, and do their best work. Remote roles will also have the opportunity to come together in our offices for moments that matter. Specific work arrangements will be provided by the hiring team.
Huntington will not sponsor applicants for this position for immigration benefits, including but not limited to assisting with obtaining work permission for F-1 students, H-1B professionals, O-1 workers, TN workers, E-3 workers, among other immigration statuses. Applicants must be currently authorized to work in the United States on a full-time basis.
Huntington is an Equal Opportunity Employer.
Tobacco-Free Hiring Practice: Visit Huntington's Career Web Site for more details.
Note to Agency Recruiters: Huntington will not pay a fee for any placement resulting from the receipt of an unsolicited resume. All unsolicited resumes sent to any Huntington colleagues, directly or indirectly, will be considered Huntington property. Recruiting agencies must have a valid, written and fully executed Master Service Agreement and Statement of Work for consideration.
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Benefits
Hours and flexibility
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About Huntington Bank
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Industry
Banking and credit intermediation
Company size
10,000+ Employees
Headquarters location
Columbus, OH, US