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Series 65 License Jobs (NOW HIRING)

ValuTeachers

Internal Financial Advisor

Ponte Vedra, FL · On-site

$75K - $250K/yr

As we expand our presence in Northeast Florida, we are seeking a licensed Financial Advisor with a Series 65 license who is entrepreneurial, client-focused, and motivated to build a thriving advisory ...

ValuTeachers

Internal Financial Advisor

Ponte Vedra, FL · On-site

$75K - $250K/yr

As we expand our presence in Northeast Florida, we are seeking a licensed Financial Advisor with a Series 65 license who is entrepreneurial, client-focused, and motivated to build a thriving advisory ...

PYA P C

Trade Operations Associate

Knoxville, TN · On-site

Series 65 license required; the Trade Operations Associate should hold a Series 65 License or PYA Waltman will support the Trade Operations Associate in pursuing the license in the first 90 days of ...

UMB Financial

Sr Financial Planner

Kansas City, MO · Hybrid

$74K - $99K/yr

FINRA Series 65 licensed MINIMUM: Job Skills: * Great communicator with strong interpersonal skills * Systems thinking and complex problem solving * Attention to detail, yet ability to grasp big ...

Addison Group

Wealth Manager

Peoria, AZ · On-site

$100K - $120K/yr

Key Responsibilities: • Complete a formal 3-month advisor training program • Learn and apply the firm's consultative sales methodology • Obtain Series 65 license if not currently held • Build ...

Addison Group

Wealth Manager

Peoria, AZ · On-site

$100K - $120K/yr

Key Responsibilities: • Complete a formal 3-month advisor training program • Learn and apply the firm's consultative sales methodology • Obtain Series 65 license if not currently held • Build ...

Addison Group

Wealth Manager

Peoria, AZ · On-site

$100K - $120K/yr

Key Responsibilities: • Complete a formal 3-month advisor training program • Learn and apply the firm's consultative sales methodology • Obtain Series 65 license if not currently held • Build ...

Addison Group

Wealth Manager

Peoria, AZ · On-site

$100K - $120K/yr

Key Responsibilities: • Complete a formal 3-month advisor training program • Learn and apply the firm's consultative sales methodology • Obtain Series 65 license if not currently held • Build ...

Addison Group

Wealth Manager

Peoria, AZ · On-site

$100K - $120K/yr

Key Responsibilities: • Complete a formal 3-month advisor training program • Learn and apply the firm's consultative sales methodology • Obtain Series 65 license if not currently held • Build ...

Rho Technologies

Treasury Advisor

New York, NY · On-site

$115K - $150K/yr

The ideal candidate is a licensed investment adviser representative (Series 65) who understands both traditional wealth management and the evolving fintech ecosystem. You are comfortable working in a ...

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All JobsSeries 65 License Jobs

Series 65 License information

What kind of job can I get with a series 65?

A Series 65 license qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. These roles often involve working for registered investment advisory firms and require strong knowledge of securities, regulations, and client needs.

How much do series 65 holders make?

Series 65 license holders typically earn between $50,000 and $125,000 annually, depending on experience, location, and the firm they work for. Compensation often includes base salary plus commissions or bonuses based on client assets and sales performance.

What is a Series 65 License job?

A Series 65 License qualifies individuals to work as investment adviser representatives (IARs), allowing them to provide financial and investment advice for a fee. It is required by most states for those who offer professional investment guidance. To obtain the license, candidates must pass the Series 65 exam, which covers topics like investment strategies, regulations, and ethical practices. Many financial advisors, wealth managers, and portfolio managers hold this license to serve clients independently or as part of a firm.

What are the key skills and qualifications needed to thrive in the Series 65 License position, and why are they important?

To thrive as a Series 65 License holder, you need strong knowledge of investment products, portfolio management, and state securities regulations, along with successfully passing the Series 65 Uniform Investment Adviser Law Exam. Familiarity with financial planning software, client relationship management (CRM) systems, and compliance platforms is often required. Excellent interpersonal skills, ethical judgment, and the ability to clearly explain complex financial concepts help set top performers apart. These skills are crucial for building client trust, ensuring regulatory compliance, and delivering sound investment advice.

How to make money with a series 65 license?

A Series 65 license qualifies individuals to act as investment adviser representatives, allowing them to charge fees for financial planning and investment advisory services. Professionals can earn income through client consultations, asset management fees, and ongoing advisory fees, often working in registered investment advisory firms or as independent advisors. Success depends on building a client base, demonstrating expertise, and maintaining compliance with regulatory standards.

What does a series 65 license allow you to do?

A Series 65 license authorizes individuals to act as investment adviser representatives, providing financial advice and managing client portfolios. It qualifies them to offer investment recommendations and receive fees for advisory services, often in conjunction with other licenses or certifications. The exam covers topics such as securities regulations, ethics, and investment strategies.

What are some typical career advancement opportunities for professionals with a Series 65 license?

Professionals with a Series 65 license often start as investment advisor representatives or financial consultants, but can advance to roles such as senior advisor, portfolio manager, or branch manager as they gain experience and build a client base. Many also choose to specialize in areas like retirement planning, wealth management, or institutional advising. The license opens doors to additional certifications, such as the CFP or CFA, which further enhance career prospects and credibility. Advancement is generally driven by a combination of industry experience, continued education, and a strong track record in client service.

More about Series 65 License jobs
What cities are hiring for Series 65 License jobs? Cities with the most Series 65 License job openings:
What are the most commonly searched types of Series 65 License jobs? The most popular types of Series 65 License jobs are:
What states have the most Series 65 License jobs? States with the most job openings for Series 65 License jobs include:
What job categories do people searching Series 65 License jobs look for? The top searched job categories for Series 65 License jobs are:
Series 65 License jobs near you
Infographic showing various Series 65 License job openings in the United States as of July 2026, with employment types broken down into 100% Full Time. Highlights an 90% In-person, 5% Hybrid, and 5% Remote job distribution.

Senior Investment Advisor(Series 65)

Premier Tax Advising & Bookkeeping

Bismarck, ND

$136K - $136K/yr

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 19 hours ago

Job description

Senior Investment Advisor (Series 65)

?? Bismarck, North Dakota
?? Full-Time | Growth Opportunity

Are you a financial advisor tired of cold calling and wearing too many hats? Looking for a career opportunity where qualified client relationships already exist?

Wealth Plus of the Dakotas, a growing Registered Investment Advisory firm, is seeking a Senior Investment Advisor to help expand our investment and financial planning services within our established tax, accounting, and payroll firm serving Tax and accounting 700+ active clients.

This is a rare opportunity to build a long-term advisory practice inside a respected professional tax and accounting firm with built-in referral opportunities and a collaborative, technology-driven environment.

What You’ll Do

  • Partner with tax and accounting professionals to onboard clients needing investment and retirement planning services

  • Develop trusted client relationships and provide personalized financial guidance

  • Educate clients on the Wealth Plus investment philosophy and comprehensive planning approach

  • Align portfolio strategies with client goals and risk tolerance

  • Oversee onboarding and asset transfer processes

  • Help grow assets through referrals and relationship development

  • Collaborate with internal teams to deliver an exceptional client experience

What We’re Looking For

  • 3+ years of financial services or wealth management experience

  • Series 65 license (or ability to obtain upon hire)

  • Existing book of business preferred

  • Strong relationship management and business development skills

  • Professional, growth-oriented mindset with a passion for helping clients

Why Advisors Are Excited About This Opportunity

  • Access to an established client base of 700+ individuals and businesses

  • Warm referral opportunities through trusted tax and accounting relationships

  • Opportunity to grow your practice without starting from scratch

  • Collaborative team environment integrating tax planning and wealth management

  • Modern technology and operational support designed to help you scale

Compensation & Benefits

  • Uncapped performance-based compensation with strong six-figure earning potential

  • 100% paid medical, dental, and vision premiums for employees and qualifying dependents

  • 4% company 401(k) match

  • Over 10 days of paid time off annually

At Wealth Plus of the Dakotas, we are building more than an advisory business, we are building long-term client relationships and a firm where talented professionals can grow their careers and make a meaningful impact.

Apply today to learn more about joining Wealth Plus of the Dakotas.


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