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Series 65 License Jobs (NOW HIRING)

Jobtailor

Senior Wealth Advisor

Edina, MN · On-site

$110 - $180/hr

FINRA Series 65 License or 7 and 66 * Proficient in MS Office Suite and CRMs * CFP designation is preferred Core Competencies Demonstrates expertise in financial planning and client relationship ...

Jobtailor

Senior Wealth Advisor

Oakland, CA · On-site

$90 - $140/hr

FINRA Series 65 License or 7 and 66 * Proficient in MS Office Suite and CRMs * CFP designation is preferred Core Competencies Demonstrates expertise in financial planning and client relationship ...

ValuTeachers

Internal Financial Advisor

Ponte Vedra, FL · On-site

$75K - $250K/yr

  • Retirement

As we expand our presence in Northeast Florida, we are seeking a licensed Financial Advisor with a Series 65 license who is entrepreneurial, client-focused, and motivated to build a thriving advisory ...

Express Employment Professionals

Be Seen First

Finance Client Service Associate (Series 65 or 66 Required)

Boynton Beach, FL · On-site

$65K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

Candidates holding an active Series 65 license are preferred. Key Responsibilities Client Relationship Management * Serve as a primary point of contact for clients, ensuring a positive and responsive ...

ValuTeachers

Internal Financial Advisor

Ponte Vedra, FL · On-site

$75K - $250K/yr

  • Retirement

As we expand our presence in Northeast Florida, we are seeking a licensed Financial Advisor with a Series 65 license who is entrepreneurial, client-focused, and motivated to build a thriving advisory ...

CFS

Financial Advisor w/ SR65

Elkhart, IN · Hybrid

$50K - $60K/yr

  • Life

  • PTO

Active Series 65 license required * 1+ years of experience in wealth management, financial planning, investment advisory, or related financial services * Strong interpersonal and relationship ...

Rose Wealth

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Financial Advisor

Lubbock, TX · On-site

$70K - $250K/yr

  • PTO

Series 7 License * Series 65 License * Texas Insurance License * Expertise in financial planning, investment strategies, and risk management * Strong skills in client relationship management ...

Cerity Partners

Senior Client Service Associate

Philadelphia, PA · On-site

$70K - $85K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

Series 65 licensing * Completion of CFP ® Skills and Competencies: * Demonstrate strong and effective communication, organizational and time management skills. * Comprehensive knowledge of ...

New

Cerity Partners

Senior Client Service Associate

Conshohocken, PA · On-site

$70K - $85K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

Series 65 licensing * Completion of CFP ® Skills and Competencies: * Demonstrate strong and effective communication, organizational and time management skills. * Comprehensive knowledge of ...

New

Ceritypartners

Senior Client Service Associate

Conshohocken, PA · On-site

$70K - $85K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

Upon obtaining the Series 65 license: * Give basic financial advice * Assist with 401(k) rollovers Required Qualifications: * Bachelor's degree * 5+ years of experience Preferred Qualifications:

New

CBIZ

Retirement Plan Sales Consultant

Phoenix, AZ · On-site

  • Medical

  • Dental

  • Vision

  • Retirement

FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.

Addison Group

Wealth Manager

Peoria, AZ · On-site

$100K - $120K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

Obtain Series 65 license if not currently held * Build and expand a portfolio of clients * Conduct polished presentations, including group seminars and dinners * Generate new assets consistently ...

Addison Group

Wealth Manager

Peoria, AZ · On-site

$100K - $120K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

Obtain Series 65 license if not currently held * Build and expand a portfolio of clients * Conduct polished presentations, including group seminars and dinners * Generate new assets consistently ...

Addison Group

Wealth Manager

Peoria, AZ · On-site

$100K - $120K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

Obtain Series 65 license if not currently held * Build and expand a portfolio of clients * Conduct polished presentations, including group seminars and dinners * Generate new assets consistently ...

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All JobsSeries 65 License Jobs

Series 65 License information

What can I do with a Series 65 License?

A Series 65 License qualifies individuals to act as investment adviser representatives, providing financial advice and managing client portfolios. It allows for roles such as financial planner, investment advisor, or wealth manager, often requiring knowledge of securities, regulations, and client needs. The license is essential for offering investment advice independently or with a firm.

What is a Series 65 license?

A Series 65 License qualifies individuals to work as investment adviser representatives (IARs), allowing them to provide financial and investment advice for a fee. It is required by most states for those who offer professional investment guidance. To obtain the license, candidates must pass the Series 65 exam, which covers topics like investment strategies, regulations, and ethical practices. Many financial advisors, wealth managers, and portfolio managers hold this license to serve clients independently or as part of a firm.

What are the key skills and qualifications needed to thrive in a Series 65 license position?

To thrive as a Series 65 License holder, you need strong knowledge of investment products, portfolio management, and state securities regulations, along with successfully passing the Series 65 Uniform Investment Adviser Law Exam. Familiarity with financial planning software, client relationship management (CRM) systems, and compliance platforms is often required. Excellent interpersonal skills, ethical judgment, and the ability to clearly explain complex financial concepts help set top performers apart. These skills are crucial for building client trust, ensuring regulatory compliance, and delivering sound investment advice.

What are typical career advancement opportunities for professionals with a Series 65 license?

Professionals with a Series 65 license often start as investment advisor representatives or financial consultants, but can advance to roles such as senior advisor, portfolio manager, or branch manager as they gain experience and build a client base. Many also choose to specialize in areas like retirement planning, wealth management, or institutional advising. The license opens doors to additional certifications, such as the CFP or CFA, which further enhance career prospects and credibility. Advancement is generally driven by a combination of industry experience, continued education, and a strong track record in client service.

What kind of job can I get with a Series 65 License?

A Series 65 License qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. It is required for roles such as financial advisor, investment consultant, or wealth manager, often involving client interaction and compliance with regulatory standards.
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Series 65 License jobs near you
Infographic showing various Series 65 License job openings in the United States as of August 2026, with employment types broken down into 100% Full Time. Highlights an 93% In-person, 2% Hybrid, and 5% Remote job distribution.

Senior Investment Advisor(Series 65)

Premier Tax Advising & Bookkeeping

Bismarck, ND • On-site

$136K - $136K/yr

Full-time

Medical, Dental, Vision, Retirement, PTO

Re-posted 28 days ago

Job description

Senior Investment Advisor (Series 65)

?? Bismarck, North Dakota
?? Full-Time | Growth Opportunity

Are you a financial advisor tired of cold calling and wearing too many hats? Looking for a career opportunity where qualified client relationships already exist?

Wealth Plus of the Dakotas, a growing Registered Investment Advisory firm, is seeking a Senior Investment Advisor to help expand our investment and financial planning services within our established tax, accounting, and payroll firm serving Tax and accounting 700+ active clients.

This is a rare opportunity to build a long-term advisory practice inside a respected professional tax and accounting firm with built-in referral opportunities and a collaborative, technology-driven environment.

What You’ll Do

  • Partner with tax and accounting professionals to onboard clients needing investment and retirement planning services

  • Develop trusted client relationships and provide personalized financial guidance

  • Educate clients on the Wealth Plus investment philosophy and comprehensive planning approach

  • Align portfolio strategies with client goals and risk tolerance

  • Oversee onboarding and asset transfer processes

  • Help grow assets through referrals and relationship development

  • Collaborate with internal teams to deliver an exceptional client experience

What We’re Looking For

  • 3+ years of financial services or wealth management experience

  • Series 65 license (or ability to obtain upon hire)

  • Existing book of business preferred

  • Strong relationship management and business development skills

  • Professional, growth-oriented mindset with a passion for helping clients

Why Advisors Are Excited About This Opportunity

  • Access to an established client base of 700+ individuals and businesses

  • Warm referral opportunities through trusted tax and accounting relationships

  • Opportunity to grow your practice without starting from scratch

  • Collaborative team environment integrating tax planning and wealth management

  • Modern technology and operational support designed to help you scale

Compensation & Benefits

  • Uncapped performance-based compensation with strong six-figure earning potential

  • 100% paid medical, dental, and vision premiums for employees and qualifying dependents

  • 4% company 401(k) match

  • Over 10 days of paid time off annually

At Wealth Plus of the Dakotas, we are building more than an advisory business, we are building long-term client relationships and a firm where talented professionals can grow their careers and make a meaningful impact.

Apply today to learn more about joining Wealth Plus of the Dakotas.


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