Edina, MN · On-site
$110 - $180/hr
FINRA Series 65 License or 7 and 66 * Proficient in MS Office Suite and CRMs * CFP designation is preferred Core Competencies Demonstrates expertise in financial planning and client relationship ...
Edina, MN · On-site
$110 - $180/hr
FINRA Series 65 License or 7 and 66 * Proficient in MS Office Suite and CRMs * CFP designation is preferred Core Competencies Demonstrates expertise in financial planning and client relationship ...
Oakland, CA · On-site
$90 - $140/hr
FINRA Series 65 License or 7 and 66 * Proficient in MS Office Suite and CRMs * CFP designation is preferred Core Competencies Demonstrates expertise in financial planning and client relationship ...
Oakland, CA · On-site
$90 - $140/hr
FINRA Series 65 License or 7 and 66 * Proficient in MS Office Suite and CRMs * CFP designation is preferred Core Competencies Demonstrates expertise in financial planning and client relationship ...
Ponte Vedra, FL · On-site
$75K - $250K/yr
As we expand our presence in Northeast Florida, we are seeking a licensed Financial Advisor with a Series 65 license who is entrepreneurial, client-focused, and motivated to build a thriving advisory ...
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Ponte Vedra, FL · On-site
$75K - $250K/yr
As we expand our presence in Northeast Florida, we are seeking a licensed Financial Advisor with a Series 65 license who is entrepreneurial, client-focused, and motivated to build a thriving advisory ...
Candidates holding an active Series 65 license are preferred. Key Responsibilities Client Relationship Management * Serve as a primary point of contact for clients, ensuring a positive and responsive ...
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Candidates holding an active Series 65 license are preferred. Key Responsibilities Client Relationship Management * Serve as a primary point of contact for clients, ensuring a positive and responsive ...
Ponte Vedra, FL · On-site
$75K - $250K/yr
As we expand our presence in Northeast Florida, we are seeking a licensed Financial Advisor with a Series 65 license who is entrepreneurial, client-focused, and motivated to build a thriving advisory ...
Ponte Vedra, FL · On-site
$75K - $250K/yr
As we expand our presence in Northeast Florida, we are seeking a licensed Financial Advisor with a Series 65 license who is entrepreneurial, client-focused, and motivated to build a thriving advisory ...
Elkhart, IN · Hybrid
$50K - $60K/yr
Active Series 65 license required * 1+ years of experience in wealth management, financial planning, investment advisory, or related financial services * Strong interpersonal and relationship ...
Elkhart, IN · Hybrid
$50K - $60K/yr
Active Series 65 license required * 1+ years of experience in wealth management, financial planning, investment advisory, or related financial services * Strong interpersonal and relationship ...
Irvine, CA · On-site
$120 - $170/hr
Series 65 and state insurance license required; if not currently held, required within 90 days of employment * Bachelor's degree required * 3-5 years of demonstrated advisory, client management, and ...
Irvine, CA · On-site
$120 - $170/hr
Series 65 and state insurance license required; if not currently held, required within 90 days of employment * Bachelor's degree required * 3-5 years of demonstrated advisory, client management, and ...
Granite Bay, CA · On-site
$60K - $175K/yr
Must hold a valid Series 65 license. * Must hold a Life insurance license * Fit Solera culture. * High character: integrity, humility, hunger to grow, loving people, and excellence. * Proven ...
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Granite Bay, CA · On-site
$60K - $175K/yr
Must hold a valid Series 65 license. * Must hold a Life insurance license * Fit Solera culture. * High character: integrity, humility, hunger to grow, loving people, and excellence. * Proven ...
Granite Bay, CA · On-site
$60K - $175K/yr
Must hold a valid Series 65 license. * Must hold a Life insurance license * Fit Solera culture. * High character: integrity, humility, hunger to grow, loving people, and excellence. * Proven ...
Quick apply
Granite Bay, CA · On-site
$60K - $175K/yr
Must hold a valid Series 65 license. * Must hold a Life insurance license * Fit Solera culture. * High character: integrity, humility, hunger to grow, loving people, and excellence. * Proven ...
Current Series 65 License Compensation package includes: Salary, ESOP, 401k with Employer match, Health Insurance, Long Term Disability Insurance, and Vacation/PTO #hc259836
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Current Series 65 License Compensation package includes: Salary, ESOP, 401k with Employer match, Health Insurance, Long Term Disability Insurance, and Vacation/PTO #hc259836
Granite Bay, CA · On-site
$60K - $175K/yr
Must hold a valid Series 65 license. * Must hold a Life insurance license * Fit Solera culture. * High character: integrity, humility, hunger to grow, loving people, and excellence. * Proven ...
Quick apply
Granite Bay, CA · On-site
$60K - $175K/yr
Must hold a valid Series 65 license. * Must hold a Life insurance license * Fit Solera culture. * High character: integrity, humility, hunger to grow, loving people, and excellence. * Proven ...
Houston, TX · On-site
$70 - $110/hr
Key Requirements Series 65 License Required 2+ Years Experience Client Relations Skills Position Overview We are seeking a passionate and experienced Licensed FinancialConsultant to join our growing ...
Houston, TX · On-site
$70 - $110/hr
Key Requirements Series 65 License Required 2+ Years Experience Client Relations Skills Position Overview We are seeking a passionate and experienced Licensed FinancialConsultant to join our growing ...
Conshohocken, PA · On-site
$70K - $85K/yr
Series 65 licensing * Completion of CFP ® Skills and Competencies: * Demonstrate strong and effective communication, organizational and time management skills. * Comprehensive knowledge of ...
Conshohocken, PA · On-site
$70K - $85K/yr
Series 65 licensing * Completion of CFP ® Skills and Competencies: * Demonstrate strong and effective communication, organizational and time management skills. * Comprehensive knowledge of ...
Philadelphia, PA · On-site
$70K - $85K/yr
Series 65 licensing * Completion of CFP ® Skills and Competencies: * Demonstrate strong and effective communication, organizational and time management skills. * Comprehensive knowledge of ...
Philadelphia, PA · On-site
$70K - $85K/yr
Series 65 licensing * Completion of CFP ® Skills and Competencies: * Demonstrate strong and effective communication, organizational and time management skills. * Comprehensive knowledge of ...
Conshohocken, PA · On-site
$70K - $85K/yr
Series 65 licensing * Completion of CFP ® Skills and Competencies: * Demonstrate strong and effective communication, organizational and time management skills. * Comprehensive knowledge of ...
Conshohocken, PA · On-site
$70K - $85K/yr
Series 65 licensing * Completion of CFP ® Skills and Competencies: * Demonstrate strong and effective communication, organizational and time management skills. * Comprehensive knowledge of ...
Conshohocken, PA · On-site
$70K - $85K/yr
Upon obtaining the Series 65 license: * Give basic financial advice * Assist with 401(k) rollovers Required Qualifications: * Bachelor's degree * 5+ years of experience Preferred Qualifications:
Conshohocken, PA · On-site
$70K - $85K/yr
Upon obtaining the Series 65 license: * Give basic financial advice * Assist with 401(k) rollovers Required Qualifications: * Bachelor's degree * 5+ years of experience Preferred Qualifications:
Peoria, AZ · On-site
$100K - $120K/yr
Obtain Series 65 license if not currently held * Build and expand a portfolio of clients * Conduct polished presentations, including group seminars and dinners * Generate new assets consistently ...
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Peoria, AZ · On-site
$100K - $120K/yr
Obtain Series 65 license if not currently held * Build and expand a portfolio of clients * Conduct polished presentations, including group seminars and dinners * Generate new assets consistently ...
Kansas City, MO · On-site
$74K - $99K/yr
FINRA Series 65 licensed MINIMUM: Job Skills: * Great communicator with strong interpersonal skills * Systems thinking and complex problem solving * Attention to detail, yet ability to grasp big ...
Kansas City, MO · On-site
$74K - $99K/yr
FINRA Series 65 licensed MINIMUM: Job Skills: * Great communicator with strong interpersonal skills * Systems thinking and complex problem solving * Attention to detail, yet ability to grasp big ...
Peoria, AZ · On-site
$100K - $120K/yr
Obtain Series 65 license if not currently held * Build and expand a portfolio of clients * Conduct polished presentations, including group seminars and dinners * Generate new assets consistently ...
Quick apply
Peoria, AZ · On-site
$100K - $120K/yr
Obtain Series 65 license if not currently held * Build and expand a portfolio of clients * Conduct polished presentations, including group seminars and dinners * Generate new assets consistently ...
Peoria, AZ · On-site
$100K - $120K/yr
Obtain Series 65 license if not currently held * Build and expand a portfolio of clients * Conduct polished presentations, including group seminars and dinners * Generate new assets consistently ...
Quick apply
Peoria, AZ · On-site
$100K - $120K/yr
Obtain Series 65 license if not currently held * Build and expand a portfolio of clients * Conduct polished presentations, including group seminars and dinners * Generate new assets consistently ...
A Series 65 License qualifies individuals to work as investment adviser representatives (IARs), allowing them to provide financial and investment advice for a fee. It is required by most states for those who offer professional investment guidance. To obtain the license, candidates must pass the Series 65 exam, which covers topics like investment strategies, regulations, and ethical practices. Many financial advisors, wealth managers, and portfolio managers hold this license to serve clients independently or as part of a firm.
Professionals with a Series 65 license often start as investment advisor representatives or financial consultants, but can advance to roles such as senior advisor, portfolio manager, or branch manager as they gain experience and build a client base. Many also choose to specialize in areas like retirement planning, wealth management, or institutional advising. The license opens doors to additional certifications, such as the CFP or CFA, which further enhance career prospects and credibility. Advancement is generally driven by a combination of industry experience, continued education, and a strong track record in client service.
To thrive as a Series 65 License holder, you need strong knowledge of investment products, portfolio management, and state securities regulations, along with successfully passing the Series 65 Uniform Investment Adviser Law Exam. Familiarity with financial planning software, client relationship management (CRM) systems, and compliance platforms is often required. Excellent interpersonal skills, ethical judgment, and the ability to clearly explain complex financial concepts help set top performers apart. These skills are crucial for building client trust, ensuring regulatory compliance, and delivering sound investment advice.
Cities with the most Series 65 License job openings:
The most popular types of Series 65 License jobs are:
States with the most job openings for Series 65 License jobs include:
The top searched job categories for Series 65 License jobs are:
$110 - $180/hr
Other
Posted 17 days ago
Source and acquire new clients to build business
Use CPP generated leads, referral leads, and outbound calling leads to educate and convert into clients through the Wealth Accelerator Process
Follow up with prospective clients, maximize relationships, create referrals and referral partnership
Work with prospective clients and current clients to understand their goals, concerns and current financial information. Analyze information to create a long-range financial plan
Develop and maintain a base of clients who value your input and guidance
Work with clients to keep their financial plans current and aligned with their goals
Maximize relationships, create referrals and keep SalesForce updated
Research industry guidelines. Stay up to date with current events and market trends
Comply with current policies and procedures for financial, investment, tax and insurance industry
Demonstrates expertise in financial planning and client relationship management, leveraging strong analytical skills to develop tailored financial strategies. Proficient in utilizing CRM systems and maintaining compliance with industry regulations.
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