Wealth Manager
Peoria, AZ · On-site
$100K - $120K/yr
Key Responsibilities: • Complete a formal 3-month advisor training program • Learn and apply the firm's consultative sales methodology • Obtain Series 65 license if not currently held • Build ...
Wealth Manager
Peoria, AZ · On-site
$100K - $120K/yr
Key Responsibilities: • Complete a formal 3-month advisor training program • Learn and apply the firm's consultative sales methodology • Obtain Series 65 license if not currently held • Build ...
Sr Financial Planner
Kansas City, MO · Hybrid
$74K - $99K/yr
FINRA Series 65 licensed MINIMUM: Job Skills: * Great communicator with strong interpersonal skills * Systems thinking and complex problem solving * Attention to detail, yet ability to grasp big ...
Sr Financial Planner
Kansas City, MO · Hybrid
$74K - $99K/yr
FINRA Series 65 licensed MINIMUM: Job Skills: * Great communicator with strong interpersonal skills * Systems thinking and complex problem solving * Attention to detail, yet ability to grasp big ...
Wealth Management Assistant
Corona, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Wealth Management Assistant
Corona, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Wealth Management Assistant
Corona, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Quick apply
Wealth Management Assistant
Corona, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Wealth Management Assistant
Corona, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Wealth Management Assistant
Corona, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Wealth Management Assistant
West Covina, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Wealth Management Assistant
West Covina, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Wealth Management Assistant
West Covina, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Wealth Management Assistant
West Covina, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Wealth Management Assistant
West Covina, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Quick apply
Wealth Management Assistant
West Covina, CA · On-site
$27/hr
The WMA will focus on completing key licensing requirements, including the Series 65 and Life & Health Insurance licenses, using company-provided study materials. Additionally, the WMA will ...
Fiduciary Advisor
$60K - $80K/yr
Active Series 65 License * Active Life & Health Insurance License * Strong relationship management skills * Strong communication and presentation skills * Public speaking experience * Strong ...
Quick apply
Fiduciary Advisor
$60K - $80K/yr
Active Series 65 License * Active Life & Health Insurance License * Strong relationship management skills * Strong communication and presentation skills * Public speaking experience * Strong ...
WA-Tacoma Licensed series 65 Fiduciary Advisor
Tacoma, WA · On-site
$100K - $200K/yr
Licensed series 65 fiduciary advisors * Relationship-driven, ethical, and passionate about helping seniors secure their retirement. * Self-motivated with sales or financial services experience ...
WA-Tacoma Licensed series 65 Fiduciary Advisor
Tacoma, WA · On-site
$100K - $200K/yr
Licensed series 65 fiduciary advisors * Relationship-driven, ethical, and passionate about helping seniors secure their retirement. * Self-motivated with sales or financial services experience ...
Treasury Advisor
New York, NY · On-site
$115K - $150K/yr
The ideal candidate is a licensed investment adviser representative (Series 65) who understands both traditional wealth management and the evolving fintech ecosystem. You are comfortable working in a ...
Treasury Advisor
New York, NY · On-site
$115K - $150K/yr
The ideal candidate is a licensed investment adviser representative (Series 65) who understands both traditional wealth management and the evolving fintech ecosystem. You are comfortable working in a ...
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start date). * 5+ years of experience in retirement plan sales, financial services, or a related field.
Series 65 License information
What is a Series 65 license?
A Series 65 License qualifies individuals to work as investment adviser representatives (IARs), allowing them to provide financial and investment advice for a fee. It is required by most states for those who offer professional investment guidance. To obtain the license, candidates must pass the Series 65 exam, which covers topics like investment strategies, regulations, and ethical practices. Many financial advisors, wealth managers, and portfolio managers hold this license to serve clients independently or as part of a firm.
What are typical career advancement opportunities for professionals with a Series 65 license?
Professionals with a Series 65 license often start as investment advisor representatives or financial consultants, but can advance to roles such as senior advisor, portfolio manager, or branch manager as they gain experience and build a client base. Many also choose to specialize in areas like retirement planning, wealth management, or institutional advising. The license opens doors to additional certifications, such as the CFP or CFA, which further enhance career prospects and credibility. Advancement is generally driven by a combination of industry experience, continued education, and a strong track record in client service.
What are the key skills and qualifications needed to thrive in a Series 65 license position?
To thrive as a Series 65 License holder, you need strong knowledge of investment products, portfolio management, and state securities regulations, along with successfully passing the Series 65 Uniform Investment Adviser Law Exam. Familiarity with financial planning software, client relationship management (CRM) systems, and compliance platforms is often required. Excellent interpersonal skills, ethical judgment, and the ability to clearly explain complex financial concepts help set top performers apart. These skills are crucial for building client trust, ensuring regulatory compliance, and delivering sound investment advice.
What kind of job can I get with a Series 65 License?
A Series 65 License qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. These roles often involve client consultations, compliance with regulatory standards, and the use of financial analysis tools. The license is essential for those seeking to operate independently or with registered investment advisory firms.
More about Series 65 License jobs
What cities are hiring for Series 65 License jobs?
Cities with the most Series 65 License job openings:
What are the most commonly searched types of Series 65 License jobs?
The most popular types of Series 65 License jobs are:
What states have the most Series 65 License jobs?
States with the most job openings for Series 65 License jobs include:
What job categories do people searching Series 65 License jobs look for?
The top searched job categories for Series 65 License jobs are:
- Financial Services Marketing
- Commission Finra Series 6
- Financial Internal Wholesaler
- Business Financial Services
- Remote Director Of Patient Financial Services
- Highest Imo
- Banking Advisor Rbc Salary
- Part Time Goldman Sachs Financial Analyst
- Work From Home International Financial Advisor
- Primeritus Financial Services
Wealth Manager
Peoria, AZ • On-site
Addison Group
$100K - $120K/yr
Full-time
Medical, Dental, Vision, Retirement, PTO
Re-posted 3 days ago
Job description
Job Title: Wealth Manager (2 Openings)
Location (City, State): Peoria, AZ
Compensation: $100K-$120K base during ramp-up, then $70K base + commission (10-20 bps);
Industry: Financial Services
Benefits: This position is eligible for health, dental, and vision coverage (75% employer-paid), 401(k) with 5% match, Roth option, PTO starting at 3 weeks/year, sick time, educational support, and annual award trips for goal achievement.
About Our Client:
Addison Group is hiring on behalf of a growing wealth management firm focused on helping clients save, invest, and plan for retirement with conservative, lower-risk strategies. The firm emphasizes a culture of collaboration, professional growth, and long-term career opportunity, with a strong retention rate and promotion-from-within philosophy. Advisors have access to AI-driven lead generation tools and a highly supportive team environment.
Job Description:
This Wealth Manager role offers a structured career path with a three-month training program before engaging in client-facing activities. Candidates will learn a consultative sales approach, obtain licensing if needed, and develop a book of business while delivering high-quality financial presentations.
Key Responsibilities:
• Complete a formal 3-month advisor training program
• Learn and apply the firm's consultative sales methodology
• Obtain Series 65 license if not currently held
• Build and expand a portfolio of clients
• Conduct polished presentations, including group seminars and dinners
• Generate new assets consistently, with growth expectations of $2M+ per month when fully ramped
• Leverage internal marketing and AI-enabled lead tools
• Manage client relationships using CRM and portfolio management platforms (Salesforce, Orion, Wealthscape)
• Maintain a disciplined daily routine to drive consistent prospecting and client follow-up
Qualifications:
Required:
• 10+ years professional experience in insurance, financial services, fundraising, or consultative sales
• Bachelor's degree
• Polished, professional presence with strong public speaking skills
• Demonstrated ability to generate revenue through presentations
• High level of discipline and structured daily habits
• Ability to quickly build trust and establish high-level connections
Preferred:
• Series 65 license or willingness to obtain during training
• Experience using Salesforce, Orion, or Wealthscape
• Experience in growth-focused, team-oriented environments
Culture Fit / Soft Skills:
• Growth mindset and coachable nature
• Team-first mentality and collaboration-focused
• Strong morning routine and personal development habits
• Comfortable presenting to groups and leading client-facing events
Additional Details:
• Reporting to Director of Sales
• Small team, highly collaborative environment
• Flexible work-life balance with weekly half-day Fridays
• Opportunities for long-term growth and uncapped earnings potential
• Stable, growing firm with a strong emphasis on teamwork and AI-driven client acquisition
Perks:
• Access to high-quality leads through AI and internal marketing
• Low turnover with 95% retention among senior staff
• Professional development and education support
• Award trips for goal attainment
• Collaborative, people-first office environment
Addison Group is an Equal Opportunity Employer. Addison Group provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, gender, sexual orientation, national origin, age, disability, genetic information, marital status, amnesty, or status as a covered veteran in accordance with applicable federal, state and local laws. Addison Group complies with applicable state and local laws governing non-discrimination in employment in every location in which the company has facilities. Reasonable accommodation is available for qualified individuals with disabilities, upon request.
Location (City, State): Peoria, AZ
Compensation: $100K-$120K base during ramp-up, then $70K base + commission (10-20 bps);
Industry: Financial Services
Benefits: This position is eligible for health, dental, and vision coverage (75% employer-paid), 401(k) with 5% match, Roth option, PTO starting at 3 weeks/year, sick time, educational support, and annual award trips for goal achievement.
About Our Client:
Addison Group is hiring on behalf of a growing wealth management firm focused on helping clients save, invest, and plan for retirement with conservative, lower-risk strategies. The firm emphasizes a culture of collaboration, professional growth, and long-term career opportunity, with a strong retention rate and promotion-from-within philosophy. Advisors have access to AI-driven lead generation tools and a highly supportive team environment.
Job Description:
This Wealth Manager role offers a structured career path with a three-month training program before engaging in client-facing activities. Candidates will learn a consultative sales approach, obtain licensing if needed, and develop a book of business while delivering high-quality financial presentations.
Key Responsibilities:
• Complete a formal 3-month advisor training program
• Learn and apply the firm's consultative sales methodology
• Obtain Series 65 license if not currently held
• Build and expand a portfolio of clients
• Conduct polished presentations, including group seminars and dinners
• Generate new assets consistently, with growth expectations of $2M+ per month when fully ramped
• Leverage internal marketing and AI-enabled lead tools
• Manage client relationships using CRM and portfolio management platforms (Salesforce, Orion, Wealthscape)
• Maintain a disciplined daily routine to drive consistent prospecting and client follow-up
Qualifications:
Required:
• 10+ years professional experience in insurance, financial services, fundraising, or consultative sales
• Bachelor's degree
• Polished, professional presence with strong public speaking skills
• Demonstrated ability to generate revenue through presentations
• High level of discipline and structured daily habits
• Ability to quickly build trust and establish high-level connections
Preferred:
• Series 65 license or willingness to obtain during training
• Experience using Salesforce, Orion, or Wealthscape
• Experience in growth-focused, team-oriented environments
Culture Fit / Soft Skills:
• Growth mindset and coachable nature
• Team-first mentality and collaboration-focused
• Strong morning routine and personal development habits
• Comfortable presenting to groups and leading client-facing events
Additional Details:
• Reporting to Director of Sales
• Small team, highly collaborative environment
• Flexible work-life balance with weekly half-day Fridays
• Opportunities for long-term growth and uncapped earnings potential
• Stable, growing firm with a strong emphasis on teamwork and AI-driven client acquisition
Perks:
• Access to high-quality leads through AI and internal marketing
• Low turnover with 95% retention among senior staff
• Professional development and education support
• Award trips for goal attainment
• Collaborative, people-first office environment
Addison Group is an Equal Opportunity Employer. Addison Group provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, gender, sexual orientation, national origin, age, disability, genetic information, marital status, amnesty, or status as a covered veteran in accordance with applicable federal, state and local laws. Addison Group complies with applicable state and local laws governing non-discrimination in employment in every location in which the company has facilities. Reasonable accommodation is available for qualified individuals with disabilities, upon request.