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Finra Series 63 Jobs (NOW HIRING)

Dale P. Guidry Jr. State Farm

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Licensed Investment Registered Representative

Humble, TX · On-site

$55K - $65K/yr

FINRA Series 7 and Series 66 (or Series 63/65) Core Responsibilities * Manage client portfolios: Build, monitor, and rebalance customized investment strategies with current in book clients. * Provide ...

Dale P. Guidry Jr. State Farm

Be Seen First

Licensed Investment Registered Representative

Humble, TX · On-site

$55K - $65K/yr

FINRA Series 7 and Series 66 (or Series 63/65) Core Responsibilities * Manage client portfolios: Build, monitor, and rebalance customized investment strategies with current in book clients. * Provide ...

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Finra Series 63 information

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$11

$27

$45

How much do finra series 63 jobs pay per hour?

As of Jun 15, 2026, the average hourly pay for finra series 63 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What jobs pay 10,000 a month without a degree?

The Finra Series 63 license qualifies individuals for roles such as securities agents or financial advisors, which can pay $10,000 or more monthly with experience and client base. Other high-paying jobs without a degree include sales managers, real estate brokers, and certain skilled trades like commercial pilots or tech specialists, often requiring certifications or licenses. Success in these roles depends on skills, experience, and industry demand.

What are some common challenges for professionals preparing for the FINRA Series 63 exam, and how can they overcome them?

A common challenge for candidates preparing for the FINRA Series 63 exam is mastering the legal concepts and state regulations that may differ from federal rules. Many find it difficult to retain the detailed information about fiduciary obligations and ethical practices required by state securities regulators. To overcome these challenges, it's helpful to use structured study guides, take regular practice exams, and join study groups for discussion and clarification. Time management and setting a consistent study schedule can also greatly improve retention and confidence before test day.

What is the average salary for a Series 63?

The average salary for a professional with a Series 63 license, typically a securities agent or financial advisor, ranges from $50,000 to $80,000 annually, depending on experience, location, and employer. Compensation often includes commissions and bonuses based on sales performance and client acquisition.

What are the key skills and qualifications needed to thrive as a FINRA Series 63-licensed securities agent, and why are they important?

To thrive as a FINRA Series 63-licensed securities agent, you need strong knowledge of state securities regulations, ethics, and investment products, supported by passing the Series 63 exam. Familiarity with CRM software, compliance management systems, and financial research tools is typically required. Exceptional communication, client relationship management, and attention to detail are vital soft skills for building trust and ensuring regulatory compliance. These skills and qualifications are crucial for protecting clients' interests, maintaining legal compliance, and succeeding in the highly regulated financial industry.

What is the difference between Finra Series 63 vs Finra Series 7?

AspectFinra Series 63Finra Series 7
PurposeQualifies individuals to sell securities and mutual funds within a stateQualifies individuals to sell a broad range of securities, including stocks, bonds, and options
Exam ContentState securities regulations, ethical practices, and fiduciary responsibilitiesComprehensive securities knowledge, including investment products and customer account handling
Credentials NeededPassed Series 63, often combined with Series 7Passed Series 7, often combined with Series 63
Work EnvironmentState-licensed securities agents, often working in brokerage firmsRegistered representatives selling a wide range of securities

The Series 63 and Series 7 exams are closely related, with Series 63 focusing on state securities regulations and Series 7 covering broader investment products. Many professionals obtain both to be fully licensed to sell securities across states and product types.

What is the FINRA Series 63 license?

The FINRA Series 63 license, also known as the Uniform Securities Agent State Law Exam, is a qualification required for individuals who wish to sell securities within a particular state in the U.S. It is designed to ensure that securities agents understand state laws and regulations governing the securities industry. The exam covers topics such as ethical practices, fiduciary obligations, and state securities regulations. Passing the Series 63 is typically necessary in addition to other FINRA licenses, like the Series 7, for those who want to act as securities agents for broker-dealers.

What jobs can you get with a series 63?

A Series 63 license qualifies individuals for roles such as securities agent, financial advisor, or broker-dealer representative, primarily involved in selling securities and providing investment advice. It is often required alongside other licenses like Series 7 and involves understanding state securities regulations. These roles typically require strong communication skills and compliance knowledge.

What does a series 63 license allow you to do?

A FINRA Series 63 license authorizes individuals to act as securities agents, allowing them to sell securities and provide investment advice within their state. It is often required alongside other licenses, such as the Series 7, to conduct securities transactions legally. The exam tests knowledge of state securities regulations and ethical practices relevant to the role.
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Finra Series 63 jobs near you
Infographic showing various Finra Series 63 job openings in the United States as of June 2026, with employment types broken down into 1% Internship, 89% Full Time, and 10% Part Time. Highlights an 96% Physical, 2% Hybrid, and 2% Remote job distribution, with an average salary of $57,583 per year, or $27.7 per hour.

Licensed Investment Registered Representative

Dale P. Guidry Jr. State Farm

Humble, TX • On-site

$55K - $65K/yr

Full-time

Medical

Posted 5 days ago

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Job description

Job Overview

Job Title: Investment Registered Representative

Employment Type: Full-Time

Compensation: Base salary plus commission and performance bonuses

Location: In-Office / Hybrid options available

Required Licenses: FINRA Series 7 and Series 66 (or Series 63/65)

Core Responsibilities

  • Manage client portfolios: Build, monitor, and rebalance customized investment strategies with current in book clients.
  • Provide financial planning: Deliver comprehensive advice on retirement, estate, and education planning.
  • Execute trade orders: Buy and sell equities, fixed-income products, and mutual funds.
  • Cultivate new business: Prospect network and convert leads into long-term wealth management clients.
  • Maintain regulatory compliance: Adhere strictly to FINRA, SEC, and internal firm policies.
  • Conduct market research: Analyze economic trends to identify optimal investment opportunities.

Required Qualifications

  • Active licensing: Valid FINRA Series 7 and Series 66 (or Series 63 & 65) registrations.
  • Industry experience: Minimum 2–5 years of retail investment advisory experience.
  • Clean CRD record: No active disclosures or regulatory disciplinary actions.
  • Educational background: Associates degree or better.
  • Technical proficiency: Mastery of wealth CRM platforms and portfolio accounting software.

Preferred Skills

  • Communication expertise: Strong relationship-building, public speaking, and presentation skills.
  • Market technicality: Deep knowledge of alternative investments, options, and structured products.

Company Description

Our culture is centered around key customer components such as customer communication, relationship building, needs based selling, assets protection and paycheck protection.