... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other relevant financial planning credential • Experience supporting financial planning and wealth ...
Quick apply
... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other relevant financial planning credential • Experience supporting financial planning and wealth ...
Quick apply
... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other relevant financial planning credential • Experience supporting financial planning and wealth ...
Bellevue, WA · On-site
$75K - $83K/yr
... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other relevant financial planning credential • Experience supporting financial planning and wealth ...
Bellevue, WA · On-site
$75K - $83K/yr
... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other relevant financial planning credential • Experience supporting financial planning and wealth ...
Encino, CA · On-site
$36K - $68K/yr
Customer-Focused FINRA Series 6 Or 7 Licensed Support Representative DXC Technology helps global companies run their mission critical systems and operations while modernizing IT, optimizing data ...
Encino, CA · On-site
$36K - $68K/yr
Customer-Focused FINRA Series 6 Or 7 Licensed Support Representative DXC Technology helps global companies run their mission critical systems and operations while modernizing IT, optimizing data ...
Minneapolis, MN · On-site
$19/hr
Job Overview The FINRA Series 7 Study Class is designed for individuals preparing to take the SIE, Series 63, and Series 7 exam, which qualifies them to become registered representatives in the ...
Minneapolis, MN · On-site
$19/hr
Job Overview The FINRA Series 7 Study Class is designed for individuals preparing to take the SIE, Series 63, and Series 7 exam, which qualifies them to become registered representatives in the ...
Chicago, IL · On-site
$65K - $115K/yr
Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the ... FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or ...
Quick apply
Chicago, IL · On-site
$65K - $115K/yr
Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the ... FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or ...
We are seeking a customer-focused FINRA Series 6 or 7 Licensed Support Representative to provide service and support to clients with investment and retirement accounts. In this role, you will handle ...
We are seeking a customer-focused FINRA Series 6 or 7 Licensed Support Representative to provide service and support to clients with investment and retirement accounts. In this role, you will handle ...
Fort Lauderdale, FL · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Fort Lauderdale, FL · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Athens, GA · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Athens, GA · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
FL · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
FL · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Erie, PA · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Erie, PA · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Amarillo, TX · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Amarillo, TX · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Reading, PA · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Reading, PA · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Buffalo, NY · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Buffalo, NY · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Naperville, IL · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Naperville, IL · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Grand Prairie, TX · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Grand Prairie, TX · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Tallahassee, FL · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Tallahassee, FL · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Hialeah, FL · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Hialeah, FL · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Memphis, TN · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Memphis, TN · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Hoboken, NJ · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Hoboken, NJ · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Bryan, TX · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Bryan, TX · Remote
$40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
$11.30 - $14.42
12% of jobs
$14.42 - $17.55
12% of jobs
$18.46 is the 25th percentile. Wages below this are outliers.
$17.55 - $20.67
6% of jobs
$20.67 - $23.80
0% of jobs
$23.80 - $26.92
17% of jobs
The median wage is $27.24 / hr.
$26.92 - $30.05
36% of jobs
$30.05 - $33.17
1% of jobs
$33.17 - $36.30
0% of jobs
$36.30 - $39.42
8% of jobs
$39.42 - $42.55
5% of jobs
$42.55 - $45.67
3% of jobs
$11
$27
$45
Earning your Series 7 license opens doors to various career paths within the financial services industry, such as becoming a senior financial advisor, portfolio manager, or branch manager. Many professionals use this role as a stepping-stone to pursue additional certifications like the Series 66 or Certified Financial Planner (CFP) designation, which can lead to higher-responsibility positions. Advancement often comes with increased client management, leadership opportunities, and exposure to more complex financial products. Employers also frequently invest in continued professional development, helping Series 7 professionals stay current and competitive in the industry.
To thrive as a FINRA Series 7 licensed professional, you need a deep understanding of securities markets, financial instruments, and compliance regulations, supported by successful completion of the Series 7 exam. Familiarity with trading platforms, customer relationship management (CRM) software, and regulatory filing systems is essential. Strong interpersonal skills, attention to detail, and the ability to build client trust are crucial soft skills for this role. These competencies are vital for delivering sound investment guidance, ensuring regulatory compliance, and maintaining client satisfaction in a fast-paced financial environment.
A FINRA Series 7 job refers to a position that requires a candidate to hold the Series 7 license, which is administered by the Financial Industry Regulatory Authority (FINRA). This license qualifies individuals to trade securities such as stocks, bonds, options, and mutual funds. Common job titles include financial advisor, stockbroker, and registered representative. To obtain the Series 7 license, candidates must pass the Series 7 exam and, in most cases, the Securities Industry Essentials (SIE) exam. These roles typically involve advising clients, executing trades, and staying informed on market trends to provide investment recommendations.

$75K - $83K/yr
Full-time
Posted 3 days ago
Location: Bellevue, WA
Salary: $75,000 - $83,000
• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice
Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.
What You Will Be Doing• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation
• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities
A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.
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Human resources consulting services
1 - 10 Employees
Oakland, CA, US