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Finra Series 7 Jobs (NOW HIRING)

Jobtailor

Senior Director, Wealth Management

Roseland, NJ · On-site

$120 - $180/hr

FINRA Registrations SRC Indicator: Series 7; Series 63; Series 65; Series 66; Series 24 or Series 9/10 Core Competencies Demonstrates expertise in Wealth Management, focusing on client relationship ...

New

Leland

FINRA Exams (Series 7 & SIE) Tutor

We're seeking an experienced FINRA exams tutor to work with candidates preparing for licensing exams including SIE, Series 7, Series 6, Series 63, Series 65, and Series 66. This role includes ...

Varsity Tutors

Series 7 Tutor

Erie, PA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Fort Lauderdale, FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Athens, GA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Amarillo, TX · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Grand Prairie, TX · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Tallahassee, FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Memphis, TN · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Reading, PA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Hoboken, NJ · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Hialeah, FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

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How much do finra series 7 jobs pay per hour?

As of Aug 16, 2026, the average hourly pay for finra series 7 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What is a Finra Series 7?

A FINRA Series 7 job refers to a position that requires a candidate to hold the Series 7 license, which is administered by the Financial Industry Regulatory Authority (FINRA). This license qualifies individuals to trade securities such as stocks, bonds, options, and mutual funds. Common job titles include financial advisor, stockbroker, and registered representative. To obtain the Series 7 license, candidates must pass the Series 7 exam and, in most cases, the Securities Industry Essentials (SIE) exam. These roles typically involve advising clients, executing trades, and staying informed on market trends to provide investment recommendations.

What skills and qualifications are needed for a Finra Series 7?

To thrive as a FINRA Series 7 licensed professional, you need a deep understanding of securities markets, financial instruments, and compliance regulations, supported by successful completion of the Series 7 exam. Familiarity with trading platforms, customer relationship management (CRM) software, and regulatory filing systems is essential. Strong interpersonal skills, attention to detail, and the ability to build client trust are crucial soft skills for this role. These competencies are vital for delivering sound investment guidance, ensuring regulatory compliance, and maintaining client satisfaction in a fast-paced financial environment.

What are common career advancement opportunities for professionals with a FINRA Series 7 license?

Earning your Series 7 license opens doors to various career paths within the financial services industry, such as becoming a senior financial advisor, portfolio manager, or branch manager. Many professionals use this role as a stepping-stone to pursue additional certifications like the Series 66 or Certified Financial Planner (CFP) designation, which can lead to higher-responsibility positions. Advancement often comes with increased client management, leadership opportunities, and exposure to more complex financial products. Employers also frequently invest in continued professional development, helping Series 7 professionals stay current and competitive in the industry.

Is the Finra Series 7 worth it?

The FINRA Series 7 license qualifies individuals to work as general securities representatives, enabling them to sell a wide range of investment products. It is often required for careers in brokerage firms and financial advising, and passing the exam demonstrates a foundational knowledge of securities regulations and products. The certification can enhance job prospects and earning potential in the finance industry.

What kind of jobs can you do with a Finra Series 7?

A FINRA Series 7 license qualifies individuals to work as registered representatives in securities firms, enabling them to sell a wide range of investment products such as stocks, bonds, mutual funds, and options. Common roles include stockbroker, financial advisor, and investment consultant, often requiring strong sales, customer service, and financial analysis skills.
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Finra Series 7 jobs near you
Infographic showing various Finra Series 7 job openings in the United States as of August 2026, with employment types broken down into 84% Full Time, 12% Part Time, 1% Temporary, and 3% Contract. Highlights an 84% Physical, 4% Hybrid, and 12% Remote job distribution, with an average salary of $57,583 per year, or $27.7 per hour.

Sr. Associate Financial Planner - FINRA Series 7 and Series 66

Talent Search PRO

Bellevue, WA

$75K - $83K/yr

Full-time

Re-posted 8 days ago

Job description

Sr. Associate Financial Planner (High-Net-Worth Clients | CFP® | Series 7 & 66)

Location: Bellevue, WA
Salary: $75,000 - $83,000

What's In It for You?

• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice

Overview

Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.

What You Will Be Doing

• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation

What You Will Need

• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities

Ideal Candidate

A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.