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Assistant Finra Series 7 Jobs (NOW HIRING)

Varsity Tutors

Series 7 Tutor

FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Athens, GA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Erie, PA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Amarillo, TX · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Leland

FINRA Exams (Series 7 & SIE) Tutor

We're seeking an experienced FINRA exams tutor to work with candidates preparing for licensing exams including SIE, Series 7, Series 6, Series 63, Series 65, and Series 66. This role includes ...

Varsity Tutors

Series 7 Tutor

Skokie, IL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Phoenix, AZ · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Wheaton, IL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Lawrence, MA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Mesa, AZ · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Miami, FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

OH · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Idaho Falls, ID · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Cincinnati, OH · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

KS · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

PA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

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Assistant Finra Series 7 information

Is the FINRA Series 7 worth it?

The FINRA Series 7 license qualifies individuals to work as general securities representatives, enabling them to sell a wide range of investment products. Obtaining the license involves passing a comprehensive exam and is often a prerequisite for roles in brokerage firms and financial advising, making it valuable for career advancement in finance. Its worth depends on career goals and the demand for licensed professionals in the industry.

What jobs can you get with your Series 7?

With a Series 7 license, you can work as a registered representative in roles such as stockbroker, financial advisor, or securities salesperson. These positions involve selling and trading securities, providing investment advice, and managing client portfolios, often requiring strong sales skills and compliance with FINRA regulations.

What professions make $500,000 a year?

In finance, roles such as senior investment bankers, hedge fund managers, and private equity executives often earn $500,000 or more annually, especially with bonuses and profit sharing. These positions typically require advanced certifications, extensive experience, and strong analytical skills, often working in high-pressure environments.

What are some typical responsibilities of an Assistant with FINRA Series 7 certification in a financial services team?

An Assistant with FINRA Series 7 certification often supports financial advisors or brokers by preparing client account paperwork, conducting preliminary investment research, and ensuring compliance with regulatory requirements. They may also interact directly with clients to address routine inquiries or assist in scheduling appointments. Collaboration with senior advisors, compliance officers, and back-office teams is common, making strong communication and organizational skills essential for success in this role.

What is the difference between Assistant Finra Series 7 vs Assistant Finra Series 6?

AspectAssistant Finra Series 7
CertificationsTypically requires passing the Series 7 exam
Work EnvironmentSupports licensed brokers in securities firms
Job ResponsibilitiesAssists with client transactions, account management, and compliance
Industry UsageCommonly employed in brokerage firms and financial services

Assistant Finra Series 7 and Assistant Finra Series 6 roles both support financial professionals, but the Series 7 role generally involves more complex securities transactions and requires passing the Series 7 exam. The Series 6 is more focused on mutual funds and insurance products. Both positions are vital in brokerage firms, with Series 7 assistants often working alongside licensed brokers handling a broader range of securities.

What jobs let you keep Series 7?

Jobs that typically allow individuals to keep their Series 7 license include roles such as financial advisor, stockbroker, or securities representative, where the license is required to sell securities and provide investment advice. These positions often involve client-facing responsibilities, sales, and portfolio management, and maintaining the license requires ongoing continuing education and compliance with FINRA regulations.

What is an Assistant FINRA Series 7?

An Assistant FINRA Series 7 is typically a support role within a financial services firm, assisting licensed representatives who have passed the FINRA Series 7 exam. The Series 7 license allows individuals to sell a wide range of securities, and assistants often help with administrative tasks, client communications, and preparing documents for transactions. While an Assistant may not need the Series 7 license themselves, familiarity with securities regulations and procedures is crucial. This role can be a stepping stone for those planning to pursue full licensure in the future.

What are the key skills and qualifications needed to thrive as an Assistant with a FINRA Series 7 license, and why are they important?

To thrive in an Assistant role requiring a FINRA Series 7 license, a solid understanding of financial products, securities regulations, and general investment principles is essential, often proven by passing the Series 7 exam and holding relevant industry experience. Familiarity with CRM software, financial databases, and compliance tracking systems is typically required. Exceptional organizational skills, attention to detail, and effective communication help individuals excel in supporting financial advisors and clients. These abilities ensure regulatory compliance, efficient client service, and contribute to the overall success and integrity of financial operations.
What cities are hiring for Assistant Finra Series 7 jobs? Cities with the most Assistant Finra Series 7 job openings:
What are the most commonly searched types of Finra Series 7 jobs? The most popular types of Finra Series 7 jobs are:
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Assistant Finra Series 7 jobs near you
Infographic showing various Assistant Finra Series 7 job openings in the United States as of July 2026, with employment types broken down into 77% Full Time, 9% Part Time, 9% Contract, and 5% Nights. Highlights an 95% In-person, and 5% Hybrid job distribution.
Sr. Associate Financial Planner - FINRA Series 7 and Series 66

Sr. Associate Financial Planner - FINRA Series 7 and Series 66

Talent Search PRO

Bellevue, WA • On-site

$75K - $83K/yr

Full-time

Posted 16 days ago

Job description

Sr. Associate Financial Planner (High-Net-Worth Clients | CFP® | Series 7 & 66)
Location: Bellevue, WA
Salary: $75,000 - $83,000
What's In It for You?
• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice
Overview
Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.
What You Will Be Doing
• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation
What You Will Need
• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities
Ideal Candidate
A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.

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