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Full Time Finra Series 7 Jobs (NOW HIRING)

Principal

Entry-Level Financial Advisor

Lansing, MI · On-site

Description Launch your career as a Financial Advisor with industry-leading training, mentorship, and sponsorship for FINRA Series 7 and Series 66 licensing. No prior Financial Advisor experience is ...

Principal

Entry-Level Financial Advisor

Lansing, MI

$76K/yr

What We Offer - Sponsorship for FINRA Series 7 and Series 66 licensing - Comprehensive training and onboarding program - Mentorship from experienced financial professionals - AI-powered prospecting ...

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Full Time Finra Series 7 information

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$27

$45

How much do full time finra series 7 jobs pay per hour?

As of Aug 2, 2026, the average hourly pay for full time finra series 7 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What jobs can you get with your Series 7?

A Series 7 license qualifies individuals to work as stockbrokers, financial advisors, securities traders, and other roles involving the sale of securities and investment products. It allows professionals to provide investment advice, manage client portfolios, and execute trades on behalf of clients in brokerage firms or financial institutions.

What is a Full Time FINRA Series 7 professional?

A Full Time FINRA Series 7 professional is an individual who has passed the FINRA Series 7 exam and works full time in the financial industry as a registered representative. These professionals are licensed to sell a broad range of securities, including stocks, bonds, mutual funds, and other investment products. They typically work for brokerage firms, investment banks, or financial advisory companies, providing investment advice and executing trades on behalf of clients. To maintain their license, they must comply with industry regulations and complete ongoing continuing education requirements.

What are the key skills and qualifications needed to thrive as a Full-Time FINRA Series 7 licensed professional, and why are they important?

To thrive as a Full-Time FINRA Series 7 licensed professional, you need a solid understanding of securities products, financial markets, and compliance regulations, along with passing the FINRA Series 7 exam. Familiarity with financial software platforms, CRM systems, and portfolio management tools is typically required. Strong interpersonal skills, ethical judgment, and the ability to communicate complex financial concepts clearly make someone stand out in this role. These skills and qualities are crucial for building client trust, ensuring regulatory compliance, and delivering effective investment solutions.

What jobs let you keep Series 7?

Jobs that typically allow individuals to keep their Series 7 license include roles such as financial advisor, stockbroker, or securities representative, where the license is required to sell securities and provide investment advice. These positions often involve client-facing responsibilities and require maintaining ongoing registration and compliance with FINRA regulations.

What is the difference between Full Time Finra Series 7 vs Full Time Finra Series 63?

AspectFull Time Finra Series 7
CertificationsRequires Series 7 license; often paired with Series 63 or 66
Work EnvironmentFinancial firms, brokerage houses, securities firms
Job RoleBuying/selling securities, investment advice, client account management

Full Time Finra Series 7 holders primarily focus on executing securities transactions and managing client portfolios. In contrast, Full Time Finra Series 63 is a state securities law exam that complements Series 7, focusing on state regulations and ethical practices. While Series 7 qualifies individuals for a broad range of securities activities, Series 63 is often required alongside it for compliance purposes. Both licenses are essential in the brokerage industry, but they serve different functions in securities licensing and job responsibilities.

How much do Series 7 holders make?

Full-time FINRA Series 7 license holders typically earn between $50,000 and $85,000 annually, with experienced professionals and those in senior roles earning higher salaries. Compensation often includes base salary, commissions, and bonuses, depending on performance and firm size.

What professions make $500,000 a year?

In finance, roles such as senior stockbrokers, investment bankers, hedge fund managers, and private equity executives can earn $500,000 or more annually, often through a combination of base salary, bonuses, and commissions. These positions typically require advanced certifications like the FINRA Series 7, strong sales skills, and extensive industry experience.

What are some typical challenges faced by professionals in a full-time FINRA Series 7 role, and how can they be managed?

Professionals in a full-time FINRA Series 7 role often encounter challenges such as staying current with regulatory changes, managing a large and diverse client base, and consistently achieving sales or client acquisition targets. Balancing compliance requirements while providing excellent client service can also be demanding, especially in fast-paced environments. To manage these challenges, it’s important to engage in ongoing education, utilize CRM tools for client management, and maintain open communication with compliance and support teams to ensure all activities meet industry standards.
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Full Time Finra Series 7 jobs near you
Infographic showing various Full Time Finra Series 7 job openings in the United States as of July 2026, with employment types broken down into 1% As Needed, 61% Full Time, 29% Part Time, and 9% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution, with an average salary of $57,583 per year, or $27.7 per hour.

Sr. Associate Financial Planner - FINRA Series 7 and Series 66

Talent Search PRO

Bellevue, WA

$75K - $83K/yr

Full-time

Re-posted 23 days ago

Job description

Sr. Associate Financial Planner (High-Net-Worth Clients | CFP® | Series 7 & 66)

Location: Bellevue, WA
Salary: $75,000 - $83,000

What's In It for You?

• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice

Overview

Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.

What You Will Be Doing

• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation

What You Will Need

• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities

Ideal Candidate

A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.