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Manager Finra Series 7 Jobs (NOW HIRING)

Leland

FINRA Exams (Series 7 & SIE) Tutor

We're seeking an experienced FINRA exams tutor to work with candidates preparing for licensing exams including SIE, Series 7, Series 6, Series 63, Series 65, and Series 66. This role includes ...

Varsity Tutors

Series 7 Tutor

Fort Lauderdale, FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Athens, GA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Amarillo, TX · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Erie, PA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Naperville, IL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Reading, PA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Bryan, TX · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Buffalo, NY · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

NC · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Memphis, TN · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Hoboken, NJ · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Houston, TX · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Tallahassee, FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Grand Prairie, TX · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

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Manager Finra Series 7 information

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$74.7K

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How much do manager finra series 7 jobs pay per year?

As of Jul 20, 2026, the average yearly pay for manager finra series 7 in the United States is $74,718.00, according to ZipRecruiter salary data. Most workers in this role earn between $44,000.00 and $90,000.00 per year, depending on experience, location, and employer.

Is the FINRA Series 7 worth it?

The FINRA Series 7 license is essential for individuals seeking to work as a general securities representative, allowing them to sell a wide range of investment products. It requires passing a comprehensive exam and is often a prerequisite for careers in brokerage firms, making it valuable for those pursuing finance or investment roles.

What is a Manager with FINRA Series 7 certification?

A Manager with FINRA Series 7 certification is a financial professional who oversees teams or departments within brokerage firms or investment companies and holds the Series 7 license. The Series 7 license, issued by FINRA (Financial Industry Regulatory Authority), allows individuals to sell a broad range of securities, including stocks, bonds, and mutual funds. Managers with this credential are responsible for supervising brokers or advisors, ensuring regulatory compliance, and providing client service and strategic guidance. Having the Series 7 demonstrates a strong understanding of investment products and industry regulations, which is essential for managerial roles in financial services.

How much do Series 7 holders make?

Series 7 holders, typically financial professionals such as stockbrokers or registered representatives, earn an average annual salary ranging from $50,000 to $100,000, with experienced individuals or those in high-demand markets earning higher. Compensation often includes commissions, bonuses, and incentives based on sales performance and client assets managed.

What are the key skills and qualifications needed to thrive as a Manager with FINRA Series 7 certification, and why are they important?

To excel as a Manager with FINRA Series 7, you need a solid understanding of financial markets, securities regulations, and investment products, typically supported by Series 7 licensure and experience in financial services. Familiarity with tools such as CRM systems, portfolio management software, and compliance monitoring platforms is common in this role. Outstanding leadership, communication, and problem-solving skills help in guiding teams and building client relationships. These capabilities are crucial for ensuring regulatory compliance, driving team performance, and maintaining client trust in a highly regulated industry.

What jobs can you get with your Series 7?

A Series 7 license qualifies individuals to work as stockbrokers, financial advisors, or securities representatives, allowing them to buy and sell a wide range of securities including stocks, bonds, and mutual funds. It is often required for roles involving client investment recommendations, trading, and portfolio management in brokerage firms or financial institutions. Additional certifications or licenses may be needed for specialized areas such as investment banking or advisory services.

What job makes $1,000,000 a year?

High-level financial professionals such as hedge fund managers, investment bankers, and senior executives in large corporations can earn $1,000,000 or more annually. These roles often require extensive experience, advanced skills, and relevant certifications like the FINRA Series 7 for financial advisors, along with significant responsibility and performance-based bonuses.

What is the difference between Manager Finra Series 7 vs Financial Advisor?

AspectManager Finra Series 7Financial Advisor
CertificationsSeries 7, Series 63/66, possibly Series 24Series 7, Series 63/66, CFP often preferred
Work EnvironmentFinancial firms, brokerage housesIndependent or firm-based, client-facing
Primary RoleOversee trading, compliance, and team managementProvide financial planning and investment advice

The Manager Finra Series 7 typically oversees trading operations and compliance within financial firms, requiring Series 7 and related licenses. In contrast, a Financial Advisor focuses on advising clients on investments and financial planning, often holding similar licenses but with a client-centric approach. While both roles require Series 7, their responsibilities and work environments differ significantly.

What are some common challenges faced by a Manager with a FINRA Series 7 license, and how can they be addressed?

Managers holding a FINRA Series 7 license often face the challenge of balancing regulatory compliance with team performance goals. They must stay up to date with changing FINRA regulations while ensuring their team meets sales targets and provides excellent client service. Effective communication, ongoing training, and fostering a culture of integrity are key strategies to address these challenges. Additionally, collaborating closely with compliance departments and leveraging compliance tools can help managers navigate regulatory complexities and support their teams effectively.
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Manager Finra Series 7 jobs near you
Sr. Associate Financial Planner - FINRA Series 7 and Series 66

Sr. Associate Financial Planner - FINRA Series 7 and Series 66

Talent Search PRO

Bellevue, WA • On-site

$75K - $83K/yr

Full-time

Posted 12 days ago

Job description

Sr. Associate Financial Planner (High-Net-Worth Clients | CFP® | Series 7 & 66)
Location: Bellevue, WA
Salary: $75,000 - $83,000
What's In It for You?
• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice
Overview
Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.
What You Will Be Doing
• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation
What You Will Need
• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities
Ideal Candidate
A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.

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