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Executive Finra Series 7 Jobs (NOW HIRING)

Leland

FINRA Exams (Series 7 & SIE) Tutor

We're seeking an experienced FINRA exams tutor to work with candidates preparing for licensing exams including SIE, Series 7, Series 6, Series 63, Series 65, and Series 66. This role includes ...

Varsity Tutors

Series 7 Tutor

Erie, PA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Fort Lauderdale, FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Amarillo, TX · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Athens, GA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Grand Prairie, TX · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Memphis, TN · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Bryan, TX · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

NC · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Hoboken, NJ · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Buffalo, NY · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Reading, PA · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

Varsity Tutors

Series 7 Tutor

Tallahassee, FL · Remote

$30 - $40/hr

What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...

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Executive Finra Series 7 information

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$26.5K

$93.6K

$184K

How much do executive finra series 7 jobs pay per year?

As of Aug 14, 2026, the average yearly pay for executive finra series 7 in the United States is $93,552.00, according to ZipRecruiter salary data. Most workers in this role earn between $58,000.00 and $120,500.00 per year, depending on experience, location, and employer.

What is the difference between Executive Finra Series 7 vs Financial Advisor?

AspectExecutive Finra Series 7Financial Advisor
CertificationsSeries 7, Series 63/66Series 7, Series 63/66, CFP (optional)
Work EnvironmentBrokerage firms, securities firmsIndependent or firm-based financial planning
Employer & IndustryFinancial services, securities industryFinancial planning, wealth management

The Executive Finra Series 7 is primarily a licensing exam required for securities trading and brokerage activities, while a Financial Advisor focuses on providing comprehensive financial planning and advice. The Series 7 qualifies individuals to sell a wide range of securities, whereas Financial Advisors often hold additional certifications like CFP for holistic client planning. Both roles operate within the financial services industry but serve different functions and client needs.

What are the key skills and qualifications needed to thrive as an executive with a FINRA Series 7 license, and why are they important?

To thrive as an Executive with a FINRA Series 7 license, you need in-depth knowledge of securities, investment products, and financial regulations, backed by passing the Series 7 exam and often holding a bachelor's degree in finance or a related field. Mastery of financial analysis software, CRM platforms, and regulatory compliance systems is typical in this role. Strong interpersonal skills, leadership, and ethical decision-making set top performers apart. These competencies are crucial for building client trust, ensuring regulatory compliance, and effectively leading teams in the fast-paced financial services industry.

What is an Executive FINRA Series 7 professional?

An Executive FINRA Series 7 professional is an individual who has passed the Series 7 exam, administered by the Financial Industry Regulatory Authority (FINRA), and holds an executive or senior role within a financial services firm. The Series 7 license allows them to buy and sell a broad range of securities products, including stocks, bonds, options, and mutual funds, on behalf of clients. Executives with this designation often oversee teams of financial advisors, ensure regulatory compliance, and help develop business strategies. Their expertise and licensing enable them to provide high-level guidance on investment products and services. This credential is crucial for those in leadership positions within broker-dealer firms or investment companies.

What can you do with an Executive FINRA Series 7?

An individual with a Series 7 license, often held by financial advisors and securities representatives, can sell a wide range of securities including stocks, bonds, options, and mutual funds. It allows them to provide investment advice, manage client portfolios, and work in brokerage firms or financial institutions. The license requires passing the Series 7 exam and adhering to FINRA regulations and continuing education requirements.

What are some common challenges faced by an executive with a FINRA Series 7 license when managing high-net-worth client portfolios?

Executive FINRA Series 7 professionals often encounter challenges such as balancing compliance with complex regulatory requirements while providing tailored investment advice to high-net-worth clients. They must stay updated on market trends and products to offer suitable recommendations, all while managing client expectations and risk tolerance. Additionally, building trust and maintaining strong client relationships requires excellent communication and proactive portfolio management skills. Collaboration with other financial specialists and staying organized under tight deadlines are also crucial aspects of the role.
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Executive Finra Series 7 jobs near you
Infographic showing various Executive Finra Series 7 job openings in the United States as of August 2026, with employment types broken down into 1% Internship, 89% Full Time, 6% Part Time, and 4% Contract. Highlights an 84% Physical, 5% Hybrid, and 11% Remote job distribution, with an average salary of $93,552 per year, or $45 per hour.

Sr. Associate Financial Planner - FINRA Series 7 and Series 66

Talent Search PRO

Bellevue, WA • On-site

$75K - $83K/yr

Full-time

Re-posted 5 days ago

Job description

Sr. Associate Financial Planner (High-Net-Worth Clients | CFP® | Series 7 & 66)

Location: Bellevue, WA
Salary: $75,000 - $83,000

What's In It for You?

• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice

Overview

Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.

What You Will Be Doing

• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation

What You Will Need

• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities

Ideal Candidate

A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.