Bellevue, WA · On-site
$75K - $83K/yr
Active FINRA Series 7 and Series 66 licenses (or recognized equivalents) * CFP ® designation or other relevant financial planning credential * Experience supporting financial planning and wealth ...
Quick apply
Bellevue, WA · On-site
$75K - $83K/yr
Active FINRA Series 7 and Series 66 licenses (or recognized equivalents) * CFP ® designation or other relevant financial planning credential * Experience supporting financial planning and wealth ...
Bellevue, WA · On-site
$75K - $83K/yr
... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other relevant financial planning credential • Experience supporting financial planning and wealth ...
Bellevue, WA · On-site
$75K - $83K/yr
... FINRA Series 7 and Series 66 licenses (or recognized equivalents) • CFP ® designation or other relevant financial planning credential • Experience supporting financial planning and wealth ...
Chicago, IL · On-site
$65K - $115K/yr
Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the ... FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or ...
Quick apply
Chicago, IL · On-site
$65K - $115K/yr
Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the ... FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or ...
Parsippany, NJ · On-site
$50K - $70K/yr
This role is ideal for individuals who currently hold their FINRA Series 7 and Series 63 licenses and are looking to build a long-term career in financial services outside of a purely sales-focused ...
Quick apply
Parsippany, NJ · On-site
$50K - $70K/yr
This role is ideal for individuals who currently hold their FINRA Series 7 and Series 63 licenses and are looking to build a long-term career in financial services outside of a purely sales-focused ...
We're seeking an experienced FINRA exams tutor to work with candidates preparing for licensing exams including SIE, Series 7, Series 6, Series 63, Series 65, and Series 66. This role includes ...
We're seeking an experienced FINRA exams tutor to work with candidates preparing for licensing exams including SIE, Series 7, Series 6, Series 63, Series 65, and Series 66. This role includes ...
Franklin, WI · On-site +1
$34.66/hr
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) * Associates degree in business or related field or equivalent combination of education and experience * Minimum of 3 years related financial ...
Franklin, WI · On-site +1
$34.66/hr
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) * Associates degree in business or related field or equivalent combination of education and experience * Minimum of 3 years related financial ...
Erie, PA · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Erie, PA · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Fort Lauderdale, FL · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Fort Lauderdale, FL · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
FL · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
FL · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Amarillo, TX · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Amarillo, TX · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Athens, GA · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Athens, GA · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Franklin, WI · On-site +1
$34.66/hr
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) * Associates degree in business or related field or equivalent combination of education and experience * Minimum of 3 years related financial ...
Franklin, WI · On-site +1
$34.66/hr
FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) * Associates degree in business or related field or equivalent combination of education and experience * Minimum of 3 years related financial ...
Grand Prairie, TX · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Grand Prairie, TX · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Memphis, TN · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Memphis, TN · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Bryan, TX · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Bryan, TX · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
NC · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
NC · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Hoboken, NJ · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Hoboken, NJ · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Buffalo, NY · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Buffalo, NY · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Reading, PA · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Reading, PA · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Tallahassee, FL · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
Tallahassee, FL · Remote
$30 - $40/hr
What We Look For In a Series 7 Tutor * Advanced Test Mastery: Deep knowledge of Series 7 General ... Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ...
$7.93 - $11.56
2% of jobs
$11.56 - $15.19
8% of jobs
$16.97 is the 25th percentile. Wages below this are outliers.
$15.19 - $18.82
31% of jobs
The median wage is $19.70 / hr.
$18.82 - $22.44
38% of jobs
$22.44 - $26.07
16% of jobs
$26.07 - $29.70
1% of jobs
$29.70 - $33.33
1% of jobs
$33.33 - $36.95
3% of jobs
$36.95 - $40.58
0% of jobs
$40.58 - $44.21
0% of jobs
$44.21 - $47.84
0% of jobs
$7
$22
$47
| Aspect | Commission Finra Series 7 | Stockbroker |
|---|---|---|
| Certifications | Requires Series 7 license | Typically holds Series 7 license |
| Work Environment | Financial firms, brokerage houses | Financial firms, brokerage houses |
| Job Role | Licensed to sell securities and investments | Licensed to buy/sell securities for clients |
| Industry Usage | Regulated by FINRA, common in securities industry | Commonly used term for licensed securities agents |
The Commission Finra Series 7 is a licensing exam required for securities representatives, often called stockbrokers. Both roles involve selling securities and require the Series 7 license, working in similar environments within brokerage firms. The terms are often used interchangeably, but 'Stockbroker' is a more general, colloquial term, while 'Commission Finra Series 7' emphasizes the licensing aspect.
Bellevue, WA • On-site
$75K - $83K/yr
Full-time
Re-posted 4 days ago
Location: Bellevue, WA
Salary: $75,000 - $83,000
• Work directly with high-net-worth clients and experienced financial planners
• Gain exposure to comprehensive wealth management and financial planning strategies
• Participate in portfolio management, investment research, and financial planning initiatives
• Contribute to Investment Committee activities and portfolio decision-making
• Opportunity to independently manage client relationships and grow professionally
• Collaborative environment with mentorship from senior planning and investment professionals
• Long-term career path within a growing wealth management practice
Seeking a detail-oriented financial planning professional to support high-net-worth clients through comprehensive financial planning, investment management, and relationship development. This role combines client-facing responsibilities with portfolio management, investment research, and planning implementation.
What You Will Be Doing• Assist in preparing for and participating in client meetings
• Analyze client financial situations and develop planning recommendations
• Prepare meeting agendas, financial planning documents, and investment policy statements
• Coordinate implementation of planning strategies with external professionals when necessary
• Manage ongoing client relationships and provide exceptional client service
• Assist with trading, rebalancing, tax-loss harvesting, and portfolio maintenance activities
• Conduct investment and fund research under the guidance of senior investment leadership
• Support Investment Committee initiatives and portfolio review processes
• Monitor client portfolios and asset allocations to ensure alignment with objectives
• Maintain accurate client records and planning documentation
• Bachelor's degree in Finance, Business, Economics, Accounting, or a related field
• Active FINRA Series 7 and Series 66 licenses (or recognized equivalents)
• CFP® designation or other relevant financial planning credential
• Experience supporting financial planning and wealth management clients
• Strong financial analysis and investment knowledge
• Excellent attention to detail and organizational skills
• Ability to work independently and manage multiple priorities
• Strong communication and relationship-building abilities
A wealth management professional with active FINRA licenses and a CFP® designation who enjoys working with high-net-worth clients, providing financial planning support, managing investment portfolios, and developing long-term client relationships.
Sourced by ZipRecruiter
Human resources consulting services
1 - 10 Employees
Oakland, CA, US
