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Full Time Finra Series 24 Jobs (NOW HIRING)

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Scottsdale, AZ · On-site

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Petersburg, VA · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

FINRA Series 24 Required (or FINRA Series 9/10) (Required or ability to obtain within scheduled time) * State Life & Health Insurance License (Required or ability to obtain within scheduled time)

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Full Time Finra Series 24 information

What is the difference between Full Time Finra Series 24 vs Full Time Finra Series 7?

AspectFull Time Finra Series 24Full Time Finra Series 7
CertificationsSeries 24Series 7
Job RoleSupervises and manages securities activitiesSells securities and investment products
Work EnvironmentRegulatory oversight, compliance, supervisionClient-facing, sales, trading
Industry UsageBroker-dealers, compliance departmentsBroker-dealers, financial advisors

The Series 24 and Series 7 are both essential FINRA licenses but serve different functions. The Series 24 qualifies individuals to supervise and manage securities activities, while the Series 7 allows professionals to sell a wide range of investment products. Understanding these differences helps in choosing the right career path within the securities industry.

More about Full Time Finra Series 24 jobs
What cities are hiring for Full Time Finra Series 24 jobs? Cities with the most Full Time Finra Series 24 job openings:
What are the most commonly searched types of Finra Series 24 jobs? The most popular types of Finra Series 24 jobs are:
What job categories do people searching Full Time Finra Series 24 jobs look for? The top searched job categories for Full Time Finra Series 24 jobs are:
Infographic showing various Full Time Finra Series 24 job openings in the United States as of August 2026, with employment types broken down into 84% Full Time, 12% Part Time, 1% Temporary, and 3% Contract. Highlights an 84% Physical, 4% Hybrid, and 12% Remote job distribution.

Supervisor BD/RIA (Series 7&24)

San Blas Securities

Chicago, IL • On-site

$65K - $115K/yr

Full-time

Re-posted 6 days ago


Job description

About San Blas Securities:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We provide our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
We are seeking a highly organized and detail-oriented Compliance Supervisor to help support our regulatory and compliance efforts. This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere. The position is full-time, based in Chicago, with less than 10% travel. Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA rules.
Competitive Compensation + bonus based on experience.  $80 - $100K
Responsibilities include:
  • Review and enforce the firms Written Supervisory Procedures and Compliance initiatives.
  • Manage Firm’s Onboarding Training Program for compliance with new hires
    • Schedule new hire training
    • Assist in administering firm annual training and advisor attestations
    • Schedule targeted training as required
  • Foster a culture of compliance
  • Document supervisory activities
  • Review advisors purchase and sales blotter
  • Review advisors communications to (and from) clients
  • Review/report customer complaints to CCO
  • Assist in conducting Branch Exams
  • Assist in review and follow up with exception reports generated by Compliance which require action from supervisors
Qualifications
  • Bachelor’s degree or experience equivalent
  • FINRA Series 7 and FINRA Series 24 required
  • 3 – 5 years relevant experience at RIA and BD or industry regulator
  • Working knowledge of the Investment Advisers Act, the Investment Company Act, and related regulatory requirements; application of SEC rules
  • Familiarity with RBC and Schwab back-office a plus

 

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