ZipRecruiter

Log In

1

Series 7 Non Sales Jobs (NOW HIRING)

Loomis Sayles

Client Onboarding Specialist (Series 7)

Boston, MA · On-site

$18.50 - $24.50/hr

  • Medical

  • Dental

  • Life

  • Retirement

  • PTO

With consistent communication throughout the process, partner with Sales, Relationship Management ... Series 7 License - REQUIRED, NO EXCEPTIONS * At least five years of financial industry experience ...

PNC Bank

Capital Markets Director - Sales (IC)(F)

Dallas, TX · Hybrid

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

SIE, Series 7, 79 and 63. Required within 120 days of hire. PNC is an in-office company that ... Drives sales activities for a specific product(s) or transaction(s). Manages and develops client ...

next page

Showing results 1-20

All JobsSeries 7 Non Sales Jobs

Series 7 Non Sales information

See salary details

$18.5K

$60.7K

$134K

How much do series 7 non sales jobs pay per year?

As of Aug 15, 2026, the average yearly pay for series 7 non sales in the United States is $60,705.00, according to ZipRecruiter salary data. Most workers in this role earn between $32,500.00 and $65,500.00 per year, depending on experience, location, and employer.

What are typical daily responsibilities for a Series 7 Non Sales?

A Series 7 Non Sales professional typically supports compliance, operations, or client service functions within a brokerage or investment firm. Daily tasks may include reviewing and processing client account activities, assisting with regulatory reporting, communicating with internal and external stakeholders, and ensuring adherence to industry regulations. While you use your Series 7 knowledge, you are not responsible for selling financial products but instead focus on problem-solving, supporting financial advisors, and maintaining accurate records. This role often involves working closely with compliance and operations teams, providing a collaborative and fast-paced environment. Such a position is ideal for those interested in the financial services industry who prefer analysis and support over direct sales or business development.

What are the key skills and qualifications needed to thrive in the Series 7 Non Sales position, and why are they important?

To thrive as a Series 7 Non Sales professional, you need a solid understanding of investment products, securities regulations, and financial markets, supported by Series 7 FINRA licensure. Familiarity with compliance databases, trade monitoring systems, and CRM software is often required. Analytical thinking, attention to detail, and strong written communication are standout soft skills in this role. These skills are essential to ensure compliance, provide accurate support, and maintain effective operations within financial firms without direct sales duties.

What is a Series 7 Non Sales?

A Series 7 Non-Sales job refers to a financial services role that requires a Series 7 license but does not involve direct sales or commission-based work. These roles typically focus on trade support, compliance, operations, or financial analysis rather than generating revenue through client acquisition. Professionals in these positions may assist financial advisors, ensure regulatory compliance, or process trade transactions. This type of position is ideal for those who want to work in finance without the pressure of sales targets.

More about Series 7 Non Sales jobs

What cities are hiring for Series 7 Non Sales jobs?

Cities with the most Series 7 Non Sales job openings:

What states have the most Series 7 Non Sales jobs?

States with the most job openings for Series 7 Non Sales jobs include:

What job categories do people searching Series 7 Non Sales jobs look for?

The top searched job categories for Series 7 Non Sales jobs are:

Series 7 Non Sales jobs near you
Infographic showing various Series 7 Non Sales job openings in the United States as of August 2026, with employment types broken down into 85% Full Time, 5% Part Time, and 10% Contract. Highlights an 100% In-person job distribution, with an average salary of $60,705 per year, or $29.2 per hour.

Registered Client Service Associate (Series 7)

Hennion & Walsh Inc

Parsippany, NJ • On-site

$50K - $70K/yr

Full-time

Medical, Dental, Retirement

Re-posted 8 days ago

Job description


Position Overview

Hennion & Walsh is seeking motivated and detail-oriented Registered Client Service Associates to join our growing financial services team. This role is ideal for individuals who currently hold their FINRA Series 7 and Series 63 licenses and are looking to build a long-term career in financial services outside of a purely sales-focused role.

As a Registered Client Service Associate, you will work closely with Financial Advisors and clients to provide high-level service, operational support, and relationship management. This position combines client interaction, administrative support, and investment industry knowledge within a collaborative, team-oriented environment.

Hennion & Walsh provides ongoing training, mentorship, and career development opportunities, giving team members the support and resources needed to grow professionally within the firm.

Position Key Responsibilities
  • Support Financial Advisors with client servicing, operational processing, and administrative tasks
  • Develop and maintain strong client relationships through ongoing communication and support
  • Assist clients with account-related requests, paperwork, and general service inquiries
  • Provide operational support including account maintenance, money movement requests, and documentation processing
  • Collaborate with internal teams to ensure a seamless client experience
  • Maintain accurate client records and assist with regulatory and compliance-related processes
Position Must Haves
  • Active FINRA Series 7 and Series 63 licenses
  • Strong client service and relationship-building skills
  • Excellent communication and interpersonal abilities
  • Strong organizational skills and attention to detail
  • Ability to multitask and work in a fast-paced environment
  • Microsoft Office proficiency (Word, Excel, Outlook)
  • Bachelor’s Degree preferred or equivalent professional experience
  • 1–3 years of financial services or brokerage experience preferred
Position Preferences (if applicable)
  • Experience supporting Financial Advisors or wealth management teams
  • Knowledge of brokerage platforms and operational workflows
  • Interest in long-term career growth within the financial services industry
Benefits
  • Competitive compensation
  • Full medical and dental benefits
  • 401(k) plan with company match
  • Open and supportive team-based environment
  • Ongoing training and professional development opportunities
  • Career growth opportunities within a growing financial services firm



The base salary range for this position is $50,000-$70,000 per year. Please note this role requires in-person attendance.

Placement in the range will vary based on job responsibilities and scope, the candidate’s relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the position may also include other variable compensation and benefits, including health benefits, 401(k) plan, and paid time off.