Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the ... FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or ...
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Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the ... FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or ...
Marketing & Advertising Compliance Supervisory Principal - FINRA Series 7 & 24
Charlotte, NC · Remote
$45 - $48/hr
Series 9/10 does not substitute for Series 24. Preferred Experience Strong preference for ... If eligible, the benefits available for this temporary role may include the following: • Medical ...
Marketing & Advertising Compliance Supervisory Principal - FINRA Series 7 & 24
Charlotte, NC · Remote
$45 - $48/hr
Series 9/10 does not substitute for Series 24. Preferred Experience Strong preference for ... If eligible, the benefits available for this temporary role may include the following: • Medical ...
Marketing & Advertising Compliance Supervisory Principal - FINRA Series 7 & 24
Tempe, AZ · Remote
$45 - $48/hr
Series 9/10 does not substitute for Series 24. Preferred Experience Strong preference for ... If eligible, the benefits available for this temporary role may include the following: • Medical ...
Marketing & Advertising Compliance Supervisory Principal - FINRA Series 7 & 24
Tempe, AZ · Remote
$45 - $48/hr
Series 9/10 does not substitute for Series 24. Preferred Experience Strong preference for ... If eligible, the benefits available for this temporary role may include the following: • Medical ...
Branch Office Examiner
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Scottsdale, AZ · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Scottsdale, AZ · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Scottsdale, AZ · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Scottsdale, AZ · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Petersburg, VA · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Petersburg, VA · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Oakdale, MN · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Oakdale, MN · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Holds FINRA Series 7 license upfront; will also require series 24 and 63 licenses to be acquired within 90 days of hire. * 15 years of experience in client relationship management, institutional ...
Holds FINRA Series 7 license upfront; will also require series 24 and 63 licenses to be acquired within 90 days of hire. * 15 years of experience in client relationship management, institutional ...
Branch Office Examiner
La Vista, NE · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
La Vista, NE · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Saint Petersburg, FL · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Branch Office Examiner
Saint Petersburg, FL · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Holds FINRA Series 7 license upfront; will also require series 24 and 63 licenses to be acquired within 90 days of hire. * 15 years of experience in client relationship management, institutional ...
Holds FINRA Series 7 license upfront; will also require series 24 and 63 licenses to be acquired within 90 days of hire. * 15 years of experience in client relationship management, institutional ...
Branch Office Examiner
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Branch Office Examiner
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Enterprise Compliance Differentiated Solutions Consultant
Milwaukee, WI · On-site
$121K/yr
FINRA Series 7 and Series 24 are required. #LI-Hybrid This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 24 - FINRA, Series 7 - ...
Enterprise Compliance Differentiated Solutions Consultant
Milwaukee, WI · On-site
$121K/yr
FINRA Series 7 and Series 24 are required. #LI-Hybrid This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 24 - FINRA, Series 7 - ...
Branch Office Examiner
Saint Petersburg, FL · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Branch Office Examiner
Saint Petersburg, FL · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Branch Office Examiner
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Branch Office Examiner
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Branch Office Examiner
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Branch Office Examiner
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
FINRA Series 7 and Series 24 are required. #LI-Hybrid This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 24 - FINRA, Series 7 - ...
FINRA Series 7 and Series 24 are required. #LI-Hybrid This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 24 - FINRA, Series 7 - ...
Temporary Finra Series 24 information
See salary details
$36K - $45.8K
3% of jobs
$45.8K - $55.6K
3% of jobs
$55.6K - $65.5K
10% of jobs
$65.5K - $75.3K
9% of jobs
$75.5K is the 25th percentile. Wages below this are outliers.
$75.3K - $85.1K
11% of jobs
$85.1K - $94.9K
8% of jobs
The median wage is $101.3K / yr.
$94.9K - $104.7K
11% of jobs
$104.7K - $114.5K
10% of jobs
$114.5K - $124.4K
10% of jobs
$126.8K is the 75th percentile. Wages above this are outliers.
$124.4K - $134.2K
8% of jobs
$134.2K - $144K
19% of jobs
$36K
$102.1K
$144K
How much do temporary finra series 24 jobs pay per year?
As of Sep 1, 2026, the average yearly pay for temporary finra series 24 in the United States is $102,134.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,000.00 and $131,000.00 per year, depending on experience, location, and employer.
What is the difference between Temporary Finra Series 24 vs Temporary Finra Series 7?
| Aspect | Temporary Finra Series 24 | Temporary Finra Series 7 |
|---|---|---|
| Certifications | Series 24 (Principal Securities) required | Series 7 (General Securities Representative) required |
| Work Environment | Supervisory, compliance, and managerial roles in brokerage firms | Sales, trading, and client interaction roles in brokerage firms |
| Employer & Industry Usage | Used by firms needing compliance oversight | Used by firms engaging in securities sales and trading |
The Temporary Finra Series 24 focuses on supervisory and compliance roles, requiring a Series 24 license, while the Temporary Finra Series 7 is geared toward sales and trading roles, requiring a Series 7 license. Both are essential in brokerage firms but serve different functions within the industry.
More about Temporary Finra Series 24 jobs
What cities are hiring for Temporary Finra Series 24 jobs?
Cities with the most Temporary Finra Series 24 job openings:
What are the most commonly searched types of Finra Series 24 jobs?
The most popular types of Finra Series 24 jobs are:
What states have the most Temporary Finra Series 24 jobs?
States with the most job openings for Temporary Finra Series 24 jobs include:
What job categories do people searching Temporary Finra Series 24 jobs look for?
The top searched job categories for Temporary Finra Series 24 jobs are:
Full-time
Re-posted 26 days ago
Job description
About San Blas Securities:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We provide our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
We are seeking a highly organized and detail-oriented Compliance Supervisor to help support our regulatory and compliance efforts. This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere. The position is full-time, based in Chicago, with less than 10% travel. Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA rules.
Competitive Compensation + bonus based on experience. $80 - $100K
Responsibilities include:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We provide our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
We are seeking a highly organized and detail-oriented Compliance Supervisor to help support our regulatory and compliance efforts. This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere. The position is full-time, based in Chicago, with less than 10% travel. Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA rules.
Competitive Compensation + bonus based on experience. $80 - $100K
Responsibilities include:
- Review and enforce the firms Written Supervisory Procedures and Compliance initiatives.
- Manage Firm’s Onboarding Training Program for compliance with new hires
- Schedule new hire training
- Assist in administering firm annual training and advisor attestations
- Schedule targeted training as required
- Foster a culture of compliance
- Document supervisory activities
- Review advisors purchase and sales blotter
- Review advisors communications to (and from) clients
- Review/report customer complaints to CCO
- Assist in conducting Branch Exams
- Assist in review and follow up with exception reports generated by Compliance which require action from supervisors
- Bachelor’s degree or experience equivalent
- FINRA Series 7 and FINRA Series 24 required
- 3 – 5 years relevant experience at RIA and BD or industry regulator
- Working knowledge of the Investment Advisers Act, the Investment Company Act, and related regulatory requirements; application of SEC rules
- Familiarity with RBC and Schwab back-office a plus
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About San Blas Securities
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
11 - 50 Employees
Headquarters location
Atlanta, GA, US
Year founded
2001