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$25K

$80.3K

$163.5K

How much do senior finra series 24 jobs pay per year?

As of Sep 4, 2026, the average yearly pay for senior finra series 24 in the United States is $80,287.00, according to ZipRecruiter salary data. Most workers in this role earn between $41,500.00 and $103,000.00 per year, depending on experience, location, and employer.

What is the difference between Senior Finra Series 24 vs Finra Series 7?

AspectSenior Finra Series 24Finra Series 7
CertificationsRequires Series 24 license, often held by supervisors and compliance managersRequires Series 7 license, held by general securities representatives
Work EnvironmentSupervises registered representatives, ensures compliance, manages firm operationsConducts securities transactions, provides investment advice, sells securities
Employer & Industry UsageUsed by broker-dealer firms for compliance and supervisory rolesUsed by securities representatives for client-facing sales and advice

The Senior Finra Series 24 primarily focuses on supervisory and compliance responsibilities within broker-dealer firms, requiring the Series 24 license. In contrast, the Series 7 license allows representatives to sell securities and provide investment advice. While both are essential in the securities industry, the Series 24 is more managerial, whereas the Series 7 is client-facing.

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Senior Finra Series 24 jobs near you
Infographic showing various Senior Finra Series 24 job openings in the United States as of August 2026, with employment types broken down into 1% Internship, 84% Full Time, 12% Part Time, 1% Temporary, and 2% Contract. Highlights an 83% Physical, 4% Hybrid, and 13% Remote job distribution, with an average salary of $80,287 per year, or $38.6 per hour.

Supervisor BD/RIA (Series 7&24)

San Blas Securities

Chicago, IL • On-site

$80 - $100/hr

Other

Re-posted 19 days ago

Job description

About San Blas Securities

San Blas Securities is a rapidly growing, full‑service investment bank and independent advisor network. We provide our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.

Position Overview

We are seeking a highly organized and detail‑oriented Compliance Supervisor to help support our regulatory and compliance efforts. This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere. The position is full‑time, based in Chicago, with less than 10% travel.

Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA rules.

Compensation

Competitive compensation and bonus based on experience. $80 – $100K.

Responsibilities
  • Review and enforce the firm’s Written Supervisory Procedures and Compliance initiatives.
  • Manage firm’s onboarding training program for compliance with new hires
    • Schedule new hire training
    • Assist in administering firm annual training and advisor attestations
    • Schedule targeted training as required
  • Foster a culture of compliance
  • Document supervisory activities
  • Review advisors purchase and sales blotter
  • Review advisors communications to (and from) clients
  • Review/report customer complaints to CCO
  • Assist in conducting Branch Exams
  • Assist in review and follow up with exception reports generated by Compliance which require action from supervisors
Qualifications
  • Bachelor’s degree or experience equivalent
  • FINRA Series 7 and FINRA Series 24 required
  • 3 – 5 years relevant experience at RIA and BD or industry regulator
  • Working knowledge of the Investment Advisers Act, the Investment Company Act, and related regulatory requirements; application of SEC rules
  • Familiarity with RBC and Schwab back‑office a plus
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