Branch Office Examiner
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Petersburg, VA · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Petersburg, VA · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most ...
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most ...
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most ...
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most ...
Saint Petersburg, FL · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most ...
Saint Petersburg, FL · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most ...
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most ...
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most ...
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most ...
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most ...
Smithtown, NY · On-site +1
$40 - $60/hr
The ideal candidate will possess prior experience and hold active FINRA Series 7 & 24 licenses ... We offer a fully remote work environment with a company culture that promotes personal and ...
Smithtown, NY · On-site +1
$40 - $60/hr
The ideal candidate will possess prior experience and hold active FINRA Series 7 & 24 licenses ... We offer a fully remote work environment with a company culture that promotes personal and ...
Franklin, WI · On-site +1
$134K/yr
Series 24 - FINRA, Series 63 - FINRA, Series 7 - FINRA, SIE - FINRA Compensation Range: Pay Range - Start: $89,360.00 Pay Range - End: $134,040.00 Geographic Specific Pay Structure: Structure 110:
Franklin, WI · On-site +1
$134K/yr
Series 24 - FINRA, Series 63 - FINRA, Series 7 - FINRA, SIE - FINRA Compensation Range: Pay Range - Start: $89,360.00 Pay Range - End: $134,040.00 Geographic Specific Pay Structure: Structure 110:
Franklin, WI · On-site +1
$134K/yr
Series 24 - FINRA, Series 63 - FINRA, Series 7 - FINRA, SIE - FINRA Compensation Range: Pay Range - Start: $89,360.00 Pay Range - End: $134,040.00 Geographic Specific Pay Structure: Structure 110:
Franklin, WI · On-site +1
$134K/yr
Series 24 - FINRA, Series 63 - FINRA, Series 7 - FINRA, SIE - FINRA Compensation Range: Pay Range - Start: $89,360.00 Pay Range - End: $134,040.00 Geographic Specific Pay Structure: Structure 110:
Milwaukee, WI · On-site +1
$113K/yr
FINRA series 7 & 24 required or can be obtained within 6 months. * Minimum of 4 years of relevant experience. Experience in financial services industry preferred. * Communications, customer service ...
Milwaukee, WI · On-site +1
$113K/yr
FINRA series 7 & 24 required or can be obtained within 6 months. * Minimum of 4 years of relevant experience. Experience in financial services industry preferred. * Communications, customer service ...
Tampa, FL · On-site +1
Must pass FINRA Series 24 exam prior to stepping into leadership * Ability to draw upon past ... Work-life balance and access to a full suite of remote-work technology solution Equitable Advisors ...
Tampa, FL · On-site +1
Must pass FINRA Series 24 exam prior to stepping into leadership * Ability to draw upon past ... Work-life balance and access to a full suite of remote-work technology solution Equitable Advisors ...
Orlando, FL · On-site +1
... FINRA Series 24 exam prior to stepping into leadership Ability to draw upon past/present ... Basic Group Life Insurance Work-life balance and access to a full suite of remote-work technology ...
Orlando, FL · On-site +1
... FINRA Series 24 exam prior to stepping into leadership Ability to draw upon past/present ... Basic Group Life Insurance Work-life balance and access to a full suite of remote-work technology ...
Bala Cynwyd, PA · On-site +1
Must pass FINRA Series 24 exam prior to stepping into leadership * Ability to draw upon past ... Work-life balance and access to a full suite of remote-work technology solutions Equitable Advisors ...
Bala Cynwyd, PA · On-site +1
Must pass FINRA Series 24 exam prior to stepping into leadership * Ability to draw upon past ... Work-life balance and access to a full suite of remote-work technology solutions Equitable Advisors ...
... FINRA Series 24 exam prior to stepping into leadership Ability to draw upon past/present ... Basic Group Life Insurance Work-life balance and access to a full suite of remote-work technology ...
... FINRA Series 24 exam prior to stepping into leadership Ability to draw upon past/present ... Basic Group Life Insurance Work-life balance and access to a full suite of remote-work technology ...
... Series 24 • FINRA Series 63 and 65, or FINRA Series 66 (with Series 7), or obtain within 12 ... • Remote Environment The Salary for this position generally ranges between $70,000-$80,000 ...
... Series 24 • FINRA Series 63 and 65, or FINRA Series 66 (with Series 7), or obtain within 12 ... • Remote Environment The Salary for this position generally ranges between $70,000-$80,000 ...
New York, NY · On-site +1
Today, Cash App has thousands of employees working globally across office and remote locations ... Provide Series 24 sign-off authority for the Books & Records FINRA Attestation (Rule 4511 / SEC ...
New York, NY · On-site +1
Today, Cash App has thousands of employees working globally across office and remote locations ... Provide Series 24 sign-off authority for the Books & Records FINRA Attestation (Rule 4511 / SEC ...
Charlotte, NC · On-site +1
$80K - $100K/yr
... be fully remote/hybrid . If you are located near our office (e.g., Charlotte, NC), a hybrid ... FINRA Series 24 or ability to obtain within 180 days of hire * Strong knowledge of alternative ...
Charlotte, NC · On-site +1
$80K - $100K/yr
... be fully remote/hybrid . If you are located near our office (e.g., Charlotte, NC), a hybrid ... FINRA Series 24 or ability to obtain within 180 days of hire * Strong knowledge of alternative ...
$14.42 - $17.92
22% of jobs
$18.27 is the 25th percentile. Wages below this are outliers.
$17.92 - $21.42
27% of jobs
The median wage is $21.61 / hr.
$21.42 - $24.91
19% of jobs
$28.16 is the 75th percentile. Wages above this are outliers.
$24.91 - $28.41
7% of jobs
$28.41 - $31.91
0% of jobs
$31.91 - $35.40
6% of jobs
$35.40 - $38.90
1% of jobs
$38.90 - $42.40
2% of jobs
$42.40 - $45.89
5% of jobs
$45.89 - $49.39
5% of jobs
$49.39 - $52.88
4% of jobs
$14
$27
$52
In a FINRA Series 24 Remote role, your daily responsibilities typically include supervising registered representatives, reviewing and approving marketing and sales materials, monitoring compliance with regulatory policies, and conducting remote audits. You will frequently collaborate with compliance officers, support teams, and other supervisors via digital platforms to address potential regulatory issues or escalate concerns. Managing workflow across multiple time zones and adapting to evolving virtual oversight methods are common aspects of this position. This dynamic environment can make each day different, with tasks varying based on regulatory updates or business priorities.
To excel as a FINRA Series 24 Remote professional, you need a comprehensive understanding of securities regulations, supervisory procedures, and compliance, supported by an active FINRA Series 24 license. Proficiency with compliance monitoring tools, regulatory reporting systems, and virtual communication platforms is often required. Strong attention to detail, organizational skills, and the ability to communicate complex regulations clearly are vital soft skills. These attributes are essential to effectively oversee remote teams, ensure adherence to industry regulations, and maintain high standards across dispersed work environments.
A FINRA Series 24 remote job is a supervisory role in the financial services industry that allows professionals to work from home or another remote location. Individuals in this role must hold the FINRA Series 24 license, which qualifies them to oversee registered representatives, ensure compliance with regulations, and manage daily operations. Responsibilities often include reviewing trades, monitoring regulatory filings, and enforcing firm policies. Remote Series 24 professionals typically work for brokerage firms, investment companies, or financial institutions. Strong communication, analytical skills, and knowledge of FINRA rules are essential for success in this role.

$65K - $75K/yr
Full-time
Medical, Dental, Vision, Retirement
Posted 20 days ago
8.2
Based on 8 frontline employees who took The Breakroom Quiz
REMOTE Compliance Risk Opportunity in Financial Services
Branch Office Examiner
Location(s): Open to Qualified Remote Applicants in the United States
Role Type:Full-time
Salary: $65,000 - $75,000 per year + annual bonus
Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.
Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.
Summary:
Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic's Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.
Education Requirements:
Responsibilities:
Basic Requirements:
Preferred Requirements:
#LI-Remote
Current Employees and Contractors Apply HereSourced by ZipRecruiter
Finance and insurance
1,001 - 5,000 Employees
Phoenix, AZ, US
2016