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Finra Series 24 Remote Jobs (NOW HIRING)

ONE

Brokerage Operations Lead

$120K - $160K/yr

Active FINRA licenses: Series 7, 63, and 24 (required) * Experience as a supervisory principal with ... Remote-friendly (US), flexible time off (FTO), and opportunities for growth * A high-growth ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

Active Series 66 and Series 24 in good standing * Comprehensive knowledge of FINRA and SEC rules ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...

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How much do finra series 24 remote jobs pay per hour?

As of Aug 6, 2026, the average hourly pay for finra series 24 remote in the United States is $27.57, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $34.62 per hour, depending on experience, location, and employer.

What are the typical daily responsibilities for a Finra Series 24 remote?

In a FINRA Series 24 Remote role, your daily responsibilities typically include supervising registered representatives, reviewing and approving marketing and sales materials, monitoring compliance with regulatory policies, and conducting remote audits. You will frequently collaborate with compliance officers, support teams, and other supervisors via digital platforms to address potential regulatory issues or escalate concerns. Managing workflow across multiple time zones and adapting to evolving virtual oversight methods are common aspects of this position. This dynamic environment can make each day different, with tasks varying based on regulatory updates or business priorities.

What are the key skills and qualifications needed for a Finra Series 24 remote?

To excel as a FINRA Series 24 Remote professional, you need a comprehensive understanding of securities regulations, supervisory procedures, and compliance, supported by an active FINRA Series 24 license. Proficiency with compliance monitoring tools, regulatory reporting systems, and virtual communication platforms is often required. Strong attention to detail, organizational skills, and the ability to communicate complex regulations clearly are vital soft skills. These attributes are essential to effectively oversee remote teams, ensure adherence to industry regulations, and maintain high standards across dispersed work environments.

What is a Finra Series 24 remote?

A FINRA Series 24 remote job is a supervisory role in the financial services industry that allows professionals to work from home or another remote location. Individuals in this role must hold the FINRA Series 24 license, which qualifies them to oversee registered representatives, ensure compliance with regulations, and manage daily operations. Responsibilities often include reviewing trades, monitoring regulatory filings, and enforcing firm policies. Remote Series 24 professionals typically work for brokerage firms, investment companies, or financial institutions. Strong communication, analytical skills, and knowledge of FINRA rules are essential for success in this role.

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Finra Series 24 Remote jobs near you
Infographic showing various Finra Series 24 Remote job openings in the United States as of August 2026, with employment types broken down into 75% Full Time, 21% Part Time, 1% Temporary, and 3% Contract. Highlights an 84% Physical, 3% Hybrid, and 13% Remote job distribution, with an average salary of $57,352 per year, or $27.6 per hour.

Managing Director, Broker-Dealer Supervision

NewEdge Capital Group LLC

Pittsburgh, PA • On-site, Remote

Full-time

Re-posted 2 days ago

Job description

About the Role

NewEdge Securities is seeking a seasoned supervisory professional to serve as Managing Director of Broker-Dealer Supervision. This senior leader owns the design, implementation, and day-to-day management of the firm's supervisory framework across all registered representative and branch activity. The role is distinct from the compliance function and focuses on day-to-day operational supervision — ensuring the firm meets its FINRA Rule 3110 obligations and that supervisory controls are embedded in business processes firm-wide.

Location: The ideal candidate will be located in Pittsburgh, PA and able to report to our office there. However, remote candidates are encouraged to apply.

Key Responsibilities

  • Ensure alignment with Firm WSPs, current regulatory requirements and actual business practices
  • Execute daily supervisory review of registered representative activity across equities, fixed income, options, alternative investments, and annuity/insurance products
  • Oversee onboarding supervision of registered representatives, including review of U4/U5 filings and disclosure events
  • Manage escalation of supervisory findings to senior leadership; partner with the CCO where matters have compliance or regulatory implications
  • Supervise and develop the supervision team; set performance standards and manage workflow
  • Oversee CAT reporting obligations and ensure accuracy and timeliness of submissions in coordination with operations
  • Oversee TRACE reporting supervision for fixed income transactions, including exception review and error remediation
  • Administer and leverage Smarsh for electronic communications surveillance, including email and correspondence review
  • Administer and leverage Protegent for supervisory exception reporting and trade review
  • Monitor FINRA Notices and rule updates with direct supervisory implications and update WSPs accordingly
  • Coordinate with NFS on operational supervision matters related to the clearing relationship
  • Support FINRA cycle examinations and for-cause inquiries as the subject matter expert on supervisory systems and procedures
  • Maintain the firm's supervisory review logs and exception reporting infrastructure

Qualifications

  • 10+ years of broker-dealer supervision experience in a FINRA-regulated environment
  • Active Series 24 required; Series 9/10 a plus given options and equities business lines
  • Deep working knowledge of FINRA Rule 3110, 3120, 3130, and related supervisory obligations
  • Hands-on experience with trade review and electronic communications surveillance platforms including email and correspondence review; familiarity with Protogent preferred
  • Experience supervising across multiple product types including equities, fixed income, options, alternative investments, and annuities/insurance products
  • Experience with FINRA examination processes, particularly in a supervisory capacity
  • Proven ability to build and manage supervisory systems and procedures in a growing or evolving firm
  • Strong written communication skills; WSP drafting experience required
  • Excellent interpersonal and management skills with ability to work across the spectrum of clients, business partners and regulators
  • Must possess complex problem-solving skills to deal with the daily challenges that arise from supervising registered representatives that engage in multiple and different lines of business
  • Ability to address issues in an efficient manner in a fast-paced environment
  • Correspondent broker-dealer experience a plus
  • Investment advisor experience a plus

Apply