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Commission Finra Series 24 Jobs (NOW HIRING)

FINRA Registrations SRC Indicator: Series 7; Series 63; Series 65; Series 66; Series 24 or Series 9/10 Core Competencies Demonstrates expertise in Wealth Management, focusing on client relationship ...

New

Registered Principal

Jacksonville, FL · Hybrid

$75K - $110K/yr

... FINRA) Series 24 reviewing communications and marketing materials acting as a gatekeeper.You will ... Knowledge of financial regulations including Securities and Exchange Commission, FINRA, and The ...

Registered Principal

Jacksonville, FL · On-site

$75K - $110K/yr

... FINRA) Series 24 reviewing communications and marketing materials acting as a gatekeeper. You will ... Knowledge of financial regulations including Securities and Exchange Commission, FINRA, and The ...

Successfully completed FINRA Series 7, 9/10, and 63, or FINRA-recognized equivalents, sufficient for immediate FINRA registration * Series 9/10 are the only principal licenses required; Series 24 is ...

New

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...

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Commission Finra Series 24 information

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$36K

$102.1K

$144K

How much do commission finra series 24 jobs pay per year?

As of Aug 18, 2026, the average yearly pay for commission finra series 24 in the United States is $102,134.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,000.00 and $131,000.00 per year, depending on experience, location, and employer.

What is the difference between Commission Finra Series 24 vs Commission Finra Series 7?

AspectCommission Finra Series 24Commission Finra Series 7
CertificationsRequires Series 24 licenseRequires Series 7 license
Work EnvironmentSupervises registered reps, compliance oversightPerforms securities transactions, client sales
Employer & IndustryBroker-dealers, compliance departmentsBroker-dealers, securities firms

The Commission Finra Series 24 and Series 7 licenses are both essential in the securities industry. Series 24 focuses on supervisory and compliance roles, overseeing registered representatives, while Series 7 allows individuals to buy, sell, and recommend securities. Understanding these differences helps professionals choose the right certification for their career path in finance and securities.

What does a Commission Finra Series 24 allow you to do?

A FINRA Series 24 license, known as the General Securities Principal exam, authorizes individuals to oversee and manage the activities of registered representatives, including supervising securities transactions and compliance. It is required for supervising investment banking, trading, and general securities activities within a firm.

What jobs can I get with a commission FINRA Series 24?

A FINRA Series 24 license qualifies individuals to supervise and manage securities activities within broker-dealer firms, including roles such as branch manager, compliance officer, or securities supervisor. These positions involve overseeing sales practices, ensuring regulatory compliance, and managing staff, often requiring knowledge of securities laws and firm operations.

What cities are hiring for Commission Finra Series 24 jobs?

Cities with the most Commission Finra Series 24 job openings:

What are the most commonly searched types of Finra Series 24 jobs?

The most popular types of Finra Series 24 jobs are:

What states have the most Commission Finra Series 24 jobs?

States with the most job openings for Commission Finra Series 24 jobs include:

Senior Director, Wealth Management

Jobtailor

Roseland, NJ • On-site

$120 - $180/hr

Other

Posted 2 days ago

New


Job description

  • Oversight and management of an assigned group of Wealth Management Advisors.
  • Grows and maintains strong client and participant relationships evidenced through increased wallet share, product appropriateness, and net promoter scores.
  • Ensures the delivery of a seamless client experience through coaching the team to adopt the prescribed engagement practices.
  • Establish relationships across all touch points to ensure advocacy for client/participant needs.
  • Evaluates and assigns Advisors appropriate books of clients; assists Advisors in reviewing planning and advice cases for complex client accounts.
  • Implements appropriate strategies to increase market share.
  • Develops and maintains a good understanding of TIAA's competitors within the individual and institutional landscape.
Requirements
  • University (Degree) Preferred
  • 8+ Years Required; 10+ Years Preferred
  • FINRA Registrations SRC Indicator: Series 7; Series 63; Series 65; Series 66; Series 24 or Series 9/10
Core Competencies

Demonstrates expertise in Wealth Management, focusing on client relationship management, team coaching, and strategic market growth. Proficient in evaluating complex client accounts and implementing effective engagement practices to enhance client experience.

Highest-signal resume keywords
  • Wealth Management Oversight
  • Client Relationship Management
  • Team Coaching and Development
  • FINRA Series 7 Registration
  • Market Share Strategy Implementation
ATS Optimization KeywordsCertifications & Qualifications
  • FINRA Series 7
  • FINRA Series 63
  • FINRA Series 65
  • FINRA Series 66
  • FINRA Series 24
  • FINRA Series 9/10
Industry Keywords
  • Client Experience
  • Wealth Management Advisors
  • Market Share Growth
  • TIAA Competitors
  • Client Advocacy
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