Roseland, NJ · On-site
$120 - $180/hr
FINRA Registrations SRC Indicator: Series 7; Series 63; Series 65; Series 66; Series 24 or Series 9/10 Core Competencies Demonstrates expertise in Wealth Management, focusing on client relationship ...
New
Roseland, NJ · On-site
$120 - $180/hr
FINRA Registrations SRC Indicator: Series 7; Series 63; Series 65; Series 66; Series 24 or Series 9/10 Core Competencies Demonstrates expertise in Wealth Management, focusing on client relationship ...
New
Chicago, IL · On-site
$65K - $115K/yr
Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the ... FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or ...
Quick apply
Chicago, IL · On-site
$65K - $115K/yr
Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the ... FINRA Series 7 and FINRA Series 24 required * 3 - 5 years relevant experience at RIA and BD or ...
FINRA Series 63 obtained within 120 days of start date ... Series 24 or Series 26 obtained within 90 days of start date TRAVEL REQUIREMENTS Travel Type:
FINRA Series 63 obtained within 120 days of start date ... Series 24 or Series 26 obtained within 90 days of start date TRAVEL REQUIREMENTS Travel Type:
FINRA Series 63 obtained within 120 days of start date ... Series 24 or Series 26 obtained within 90 days of start date TRAVEL REQUIREMENTS Travel Type:
FINRA Series 63 obtained within 120 days of start date ... Series 24 or Series 26 obtained within 90 days of start date TRAVEL REQUIREMENTS Travel Type:
Oregon, WI · On-site
$90 - $130/hr
Successfully completed FINRA Series 7, 9/10, and 63, or FINRA-recognized equivalents, sufficient for immediate FINRA registration * Series 9/10 are the only principal licenses required; Series 24 is ...
New
Oregon, WI · On-site
$90 - $130/hr
Successfully completed FINRA Series 7, 9/10, and 63, or FINRA-recognized equivalents, sufficient for immediate FINRA registration * Series 9/10 are the only principal licenses required; Series 24 is ...
New
FINRA Series 63 obtained within 120 days of start date ... Series 24 or Series 26 obtained within 90 days of start date TRAVEL REQUIREMENTS Travel Type:
FINRA Series 63 obtained within 120 days of start date ... Series 24 or Series 26 obtained within 90 days of start date TRAVEL REQUIREMENTS Travel Type:
Scottsdale, AZ · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Scottsdale, AZ · On-site
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Charlotte, NC · On-site
$114 - $130/hr
FINRA Series 63; Series 65; Series 6 * FINRA Series 24 (must be obtained in first 120 days) Related Skills: Business Development, Client Relationship Management, Collaboration, Consultative ...
Charlotte, NC · On-site
$114 - $130/hr
FINRA Series 63; Series 65; Series 6 * FINRA Series 24 (must be obtained in first 120 days) Related Skills: Business Development, Client Relationship Management, Collaboration, Consultative ...
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Petersburg, VA · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Petersburg, VA · On-site +1
$65K - $75K/yr
FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Oakdale, MN · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Scottsdale, AZ · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Saint Petersburg, FL · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
Saint Petersburg, FL · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...
FINRA Series 7 and Series 24 are required. #LI-Hybrid This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 24 - FINRA, Series 7 - ...
FINRA Series 7 and Series 24 are required. #LI-Hybrid This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 24 - FINRA, Series 7 - ...
Milwaukee, WI · On-site
$121K/yr
FINRA Series 7 and Series 24 are required. #LI-Hybrid This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 24 - FINRA, Series 7 - ...
Milwaukee, WI · On-site
$121K/yr
FINRA Series 7 and Series 24 are required. #LI-Hybrid This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 24 - FINRA, Series 7 - ...
$72K - $117K/yr
FINRA Series 24 Required (or FINRA Series 9/10) (Required or ability to obtain within scheduled time) * State Life & Health Insurance License (Required or ability to obtain within scheduled time)
$72K - $117K/yr
FINRA Series 24 Required (or FINRA Series 9/10) (Required or ability to obtain within scheduled time) * State Life & Health Insurance License (Required or ability to obtain within scheduled time)
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. Knowledge of the retail brokerage business, fee based advisory business and common investment ...
La Vista, NE · On-site +1
$65K - $75K/yr
FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. Knowledge of the retail brokerage business, fee based advisory business and common investment ...
$25K - $37K
2% of jobs
$37K - $49K
13% of jobs
$53.2K is the 25th percentile. Wages below this are outliers.
$49K - $61K
29% of jobs
The median wage is $65.8K / yr.
$61K - $73K
16% of jobs
$73K - $85K
13% of jobs
$88.8K is the 75th percentile. Wages above this are outliers.
$85K - $97K
9% of jobs
$97K - $109K
11% of jobs
$109K - $121K
2% of jobs
$121K - $133K
4% of jobs
$133K - $145K
2% of jobs
$145K - $157K
0% of jobs
$25K
$81.6K
$157K
Professionals with a FINRA Series 24 license are typically responsible for overseeing the activities of registered representatives, ensuring adherence to industry regulations, and implementing firm-wide compliance policies. Their daily tasks may include reviewing and approving new accounts, supervising trading activity, managing compliance audits, and addressing regulatory inquiries. They often collaborate with compliance officers, branch managers, and legal teams to uphold internal standards and respond to evolving regulatory requirements. This supervisory position is essential for maintaining the integrity of financial operations and supporting a strong compliance culture within the firm.
To excel in a Finra Series 24 supervisory role, individuals need in-depth knowledge of securities regulations, compliance procedures, and extensive experience in the financial services industry, backed by the FINRA Series 24 license. Familiarity with compliance monitoring systems, trading platforms, and regulatory reporting tools is crucial. Strong leadership, attention to detail, and effective communication skills help individuals guide teams and ensure adherence to industry rules. These abilities are critical to maintaining regulatory compliance, minimizing firm risk, and supporting a culture of ethical conduct within the organization.
A FINRA Series 24 job typically refers to a role in financial services that requires the Series 24 license, which qualifies individuals to supervise or manage brokerage operations. Professionals in this role oversee regulatory compliance, trading activities, and sales practices within a firm. Common job titles include Branch Manager, Compliance Officer, and Supervisory Principal. This license is required for individuals responsible for ensuring adherence to FINRA and SEC regulations within their firm.
Cities with the most Finra Series 24 job openings:
The most popular types of Finra Series 24 jobs are:
States with the most job openings for Finra Series 24 jobs include:
The top searched job categories for Finra Series 24 jobs are:
$120 - $180/hr
Other
Posted yesterday
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Demonstrates expertise in Wealth Management, focusing on client relationship management, team coaching, and strategic market growth. Proficient in evaluating complex client accounts and implementing effective engagement practices to enhance client experience.
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