La Vista, NE · Remote
$80K - $85K/yr
Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
La Vista, NE · Remote
$80K - $85K/yr
Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
Scottsdale, AZ · On-site
$80K - $85K/yr
Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
Scottsdale, AZ · On-site
$80K - $85K/yr
Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
Scottsdale, AZ · Remote
$80K - $85K/yr
Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
Scottsdale, AZ · Remote
$80K - $85K/yr
Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
Petersburg, VA · Remote
$80K - $85K/yr
Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
Petersburg, VA · Remote
$80K - $85K/yr
Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
Oakdale, MN · Remote
$80K - $85K/yr
Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
Oakdale, MN · Remote
$80K - $85K/yr
Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
Dallas, TX · On-site
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
Dallas, TX · On-site
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
At FINRA, you'll join a team of dedicated professionals committed to safeguarding the financial ... Drive Complex Examinations & Reviews : Independently lead examinations and risk reviews of the ...
Scottsdale, AZ · Remote
$80K - $85K/yr
REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
Scottsdale, AZ · Remote
$80K - $85K/yr
REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s ... FINRA series 7 and 24 (or 9/10) licenses are required. * Knowledge of the retail brokerage business ...
$37K - $45.3K
3% of jobs
$45.3K - $53.6K
7% of jobs
$53.6K - $62K
9% of jobs
$65.3K is the 25th percentile. Wages below this are outliers.
$62K - $70.3K
16% of jobs
$70.3K - $78.6K
10% of jobs
The median wage is $83.2K / yr.
$78.6K - $86.9K
10% of jobs
$86.9K - $95.2K
11% of jobs
$101K is the 75th percentile. Wages above this are outliers.
$95.2K - $103.5K
14% of jobs
$103.5K - $111.9K
10% of jobs
$111.9K - $120.2K
5% of jobs
$120.2K - $128.5K
5% of jobs
$37K
$86.2K
$128.5K
| Aspect | Senior Finra Examiner | Finra Examiner |
|---|---|---|
| Certifications | FINRA licenses, securities licenses, industry certifications | FINRA licenses, securities licenses |
| Work Environment | More experienced, often lead investigations, review complex cases | Entry to mid-level, conduct routine examinations and reviews |
| Employer & Industry | FINRA, securities industry, regulatory agencies | FINRA, securities industry, regulatory agencies |
The main difference between a Senior Finra Examiner and a Finra Examiner lies in experience and responsibilities. Senior Finra Examiners handle more complex cases, lead investigations, and review advanced compliance issues, whereas Finra Examiners focus on routine examinations and supporting investigations. Both roles require similar certifications and work within the same industry environment, but the senior position demands greater expertise and leadership in regulatory compliance.
$80K - $85K/yr
Full-time
Medical, Dental, Vision, Retirement
Posted 25 days ago
8.2
Based on 8 frontline employees who took The Breakroom Quiz
REMOTE Compliance Risk Opportunity in Financial Services
Senior Branch Office Examiner
Location(s): Open to Qualified Remote Applicants in the United States
Role Type:Full-time
Salary: $80,000 - $85,000 per year + annual bonus
Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.
Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.
Summary:
Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.
Education Requirements:
Responsibilities:
Basic Requirements:
Preferred Requirements:
#LI-Remote
Current Employees and Contractors Apply Here
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Finance and insurance
1,001 - 5,000 Employees
Phoenix, AZ, US
2016
