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Volunteer Finra Examiner Jobs (NOW HIRING)

... paid time away, volunteer days, and more. For full details see Responsibilities * Conduct ... FINRA Series24 license required to be obtained within 180 days of hire. * Knowledge of retail ...

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

La Vista, NE · On-site

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Scottsdale, AZ · On-site

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Scottsdale, AZ · On-site

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Oakdale, MN · On-site

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Petersburg, VA · On-site +1

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.

Experience supporting FINRA member firms. * Experience managing regulatory examinations and ... and voluntary supplemental plans subject to plan terms. * Company-paid benefits such as life ...

Experience supporting FINRA member firms. * Experience managing regulatory examinations and ... and voluntary supplemental plans subject to plan terms. * Company-paid benefits such as life ...

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Showing results 1-20

Volunteer Finra Examiner information

See salary details

$33.5K

$61.4K

$99K

How much do volunteer finra examiner jobs pay per year?

As of Sep 4, 2026, the average yearly pay for volunteer finra examiner in the United States is $61,362.00, according to ZipRecruiter salary data. Most workers in this role earn between $48,000.00 and $69,500.00 per year, depending on experience, location, and employer.

What cities are hiring for Volunteer Finra Examiner jobs?

Cities with the most Volunteer Finra Examiner job openings:

What are the most commonly searched types of Finra Examiner jobs?

The most popular types of Finra Examiner jobs are:

What states have the most Volunteer Finra Examiner jobs?

States with the most job openings for Volunteer Finra Examiner jobs include:

Branch Office Examiner

Advisor Group Inc.

Scottsdale, AZ • On-site

$65 - $75/hr

Other

Medical, Dental, Vision, Retirement

Re-posted 12 days ago


Job description

Summary

Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This role administers branch exams to Financial Advisors affiliated with Osaic’s Broker Dealers, ensuring compliance with applicable regulations. Qualified remote applicants will be considered; the role is available for remote hire but requires a hybrid schedule of at least 4 days in the office each week, with travel up to 50% of the time for onsite examinations.

Location(s)
  • Atlanta: 2300 Windy Ridge Pkwy SE, Suite 750, Atlanta, GA 30339
  • La Vista: 12325 Port Grace Blvd, La Vista, NE 68128
  • Oakdale: 7755 3rd St. N, Oakdale, MN 55128
  • Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255
  • St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702
Compensation & Benefits

Salary ranges from $65,000 to $75,000 per year plus an annual bonus. Additional benefits include health, vision, dental insurance, a 401(k) plan, paid time away, volunteer days, and more. For full details see https://careers.osaic.com/Creative/Benefits.

Responsibilities
  • Conduct approximately 85-100 onsite exams per year.
  • Travel independently up to 50% of the time for onsite branch examinations.
  • Schedule and discuss exam expectations with OSJ and Satellite branches.
  • Prepare for each exam by generating and analyzing various reports.
  • Review exam findings with OSJ and Satellite Branch Managers.
  • Send exam reports to OSJ, Satellite Branch Managers, Supervision and Compliance departments in a timely manner.
  • Educate OSJ Managers, Financial Advisors, and support staff on various industry rules, regulations, and firm policies during the exam.
  • Identify and share best practices with OSJ Managers regarding supervisory systems during the exam.
Basic Requirements
  • Minimum 3 years of independent Broker-Dealer experience.
  • FINRA Series7 license required.
  • FINRA Series24 license required to be obtained within 180 days of hire.
  • Knowledge of retail brokerage business, fee-based advisory business, and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.
  • Strong verbal and written communication skills.
  • Basic knowledge and understanding of the Firm’s and Regulatory Policies.
  • Basic proficiency in information technology and related skills for electronic communication, activity organization, and information analysis.
  • Detail-oriented, investigative, and able to work independently.
Preferred Requirements
  • Branch Examiner experience.
  • FINRA Series24, Series65 and/or Series66 preferred.
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Advisor Group logo

About Advisor Group

Sourced by ZipRecruiter

Be a part of the team behind our success! At Advisor Group, we support financial professionals nationwide, the people who help everyday Americans achieve their dreams. We're a billion-dollar business with the mentality and drive of a startup. Join us in building something special.

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

1988

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