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Temporary Finra Series 24 Jobs in Boca Raton, FL

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Temporary Finra Series 24 information

See Boca Raton, FL salary details

$34.2K

$96.9K

$136.7K

How much do temporary finra series 24 jobs pay per year?

As of Aug 30, 2026, the average yearly pay for temporary finra series 24 in Boca Raton, FL is $96,922.00, according to ZipRecruiter salary data. Most workers in this role earn between $71,200.00 and $124,300.00 per year, depending on experience, location, and employer.

What is the difference between Temporary Finra Series 24 vs Temporary Finra Series 7?

AspectTemporary Finra Series 24Temporary Finra Series 7
CertificationsSeries 24 (Principal Securities) requiredSeries 7 (General Securities Representative) required
Work EnvironmentSupervisory, compliance, and managerial roles in brokerage firmsSales, trading, and client interaction roles in brokerage firms
Employer & Industry UsageUsed by firms needing compliance oversightUsed by firms engaging in securities sales and trading

The Temporary Finra Series 24 focuses on supervisory and compliance roles, requiring a Series 24 license, while the Temporary Finra Series 7 is geared toward sales and trading roles, requiring a Series 7 license. Both are essential in brokerage firms but serve different functions within the industry.

What are popular job titles related to Temporary Finra Series 24 jobs in Boca Raton, FL?

For Temporary Finra Series 24 jobs in Boca Raton, FL, the most frequently searched job titles are:

What job categories do people searching Temporary Finra Series 24 jobs in Boca Raton, FL look for?

The top searched job categories for Temporary Finra Series 24 jobs in Boca Raton, FL are:

What cities near Boca Raton, FL are hiring for Temporary Finra Series 24 jobs?

Cities near Boca Raton, FL with the most Temporary Finra Series 24 job openings:

Temporary Finra Series 24 jobs near you
Infographic showing various Temporary Finra Series 24 job openings in Boca Raton, FL as of August 2026, with employment types broken down into 1% Internship, 80% Full Time, 16% Part Time, 1% Temporary, and 2% Contract. Highlights an 83% Physical, 4% Hybrid, and 13% Remote job distribution, with an average salary of $96,922 per year, or $46.6 per hour.

Compliance Officer

Boca Raton, FL • On-site

Phyton Talent Advisors
Recruiting and Staffing Services • 11 - 50 employees
Learn more about Phyton Talent Advisorsexternal

Other

Posted 17 days ago

Job description

We are seeking an experienced Compliance Officer to support the firm's broker-dealer compliance program. This individual will work closely with senior Compliance leadership and business partners to ensure adherence to FINRA, SEC, and other applicable regulatory requirements.
Responsibilities:
  • Support the firm's overall broker-dealer compliance and supervisory program, including maintenance and implementation of Written Supervisory Procedures (WSPs).
  • Conduct supervisory reviews and monitoring of brokerage activities, trading, customer accounts, and registered personnel.
  • Assist with regulatory filings, examinations, inquiries, and requests from FINRA, SEC, and other regulators.
  • Review and monitor employee activities, including outside business activities, personal securities accounts, and other required disclosures.
  • Support trade surveillance and review for potential regulatory or compliance issues.
  • Assist with AML and financial crime compliance, including KYC/CIP, transaction monitoring, suspicious activity reviews, escalations, and sanctions-related matters.
  • Identify compliance risks and work with business and operations teams to strengthen controls and remediate issues.
  • Assist with compliance testing, annual reviews, training, recordkeeping, and regulatory reporting.
  • Stay current on changes to FINRA and SEC rules and assess their impact on the firm.
Qualifications:
  • 5+ years of broker-dealer compliance experience.
  • Active Series 7 and Series 24 licenses required.
  • Working knowledge of FINRA and SEC broker-dealer regulations.
  • Experience with AML/KYC and financial crime compliance.
  • Knowledge of brokerage operations, trading, clearing, and/or custody preferred.
  • Experience working with regulators and supporting regulatory examinations preferred.
  • Strong analytical, communication, and problem-solving skills.
  • Ability to work in a hands-on environment and manage multiple compliance responsibilities.
We are seeking an experienced Compliance Officer to support the firm's broker-dealer compliance program. This individual will work closely with senior Compliance leadership and business partners to ensure adherence to FINRA, SEC, and other applicable regulatory requirements.
Responsibilities:
  • Support the firm's overall broker-dealer compliance and supervisory program, including maintenance and implementation of Written Supervisory Procedures (WSPs).
  • Conduct supervisory reviews and monitoring of brokerage activities, trading, customer accounts, and registered personnel.
  • Assist with regulatory filings, examinations, inquiries, and requests from FINRA, SEC, and other regulators.
  • Review and monitor employee activities, including outside business activities, personal securities accounts, and other required disclosures.
  • Support trade surveillance and review for potential regulatory or compliance issues.
  • Assist with AML and financial crime compliance, including KYC/CIP, transaction monitoring, suspicious activity reviews, escalations, and sanctions-related matters.
  • Identify compliance risks and work with business and operations teams to strengthen controls and remediate issues.
  • Assist with compliance testing, annual reviews, training, recordkeeping, and regulatory reporting.
  • Stay current on changes to FINRA and SEC rules and assess their impact on the firm.
Qualifications:
  • 5+ years of broker-dealer compliance experience.
  • Active Series 7 and Series 24 licenses required.
  • Working knowledge of FINRA and SEC broker-dealer regulations.
  • Experience with AML/KYC and financial crime compliance.
  • Knowledge of brokerage operations, trading, clearing, and/or custody preferred.
  • Experience working with regulators and supporting regulatory examinations preferred.
  • Strong analytical, communication, and problem-solving skills.
  • Ability to work in a hands-on environment and manage multiple compliance responsibilities.

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