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Full Time Finra Series 7 Jobs (NOW HIRING)

Wells Fargo

Financial Advisory Senior Area Manager

Cheyenne, WY · On-site

$103K - $140K/yr

  • Medical

  • Life

  • Retirement

  • PTO

Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired ...

Wells Fargo

Financial Advisory Senior Area Manager

Billings, MT · On-site

$107K - $146K/yr

  • Medical

  • Life

  • Retirement

  • PTO

Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired ...

Wells Fargo

Financial Advisory Senior Area Manager

Boise, ID · On-site

$103K - $141K/yr

  • Medical

  • Life

  • Retirement

  • PTO

Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired ...

Wells Fargo

Financial Advisory Senior Area Manager

Denver, CO · On-site

$112K - $152K/yr

  • Medical

  • Life

  • Retirement

  • PTO

Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired ...

Wells Fargo

Financial Advisory Senior Area Manager

Jackson, WY · On-site

$113K - $153K/yr

  • Medical

  • Life

  • Retirement

  • PTO

Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired ...

Wells Fargo

Financial Advisory Senior Area Manager

Spokane, WA · On-site

$110K - $150K/yr

  • Medical

  • Life

  • Retirement

  • PTO

Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired ...

Wells Fargo

Financial Advisory Senior Area Manager

Bozeman, MT · On-site

$111K - $151K/yr

  • Medical

  • Life

  • Retirement

  • PTO

Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired ...

Hantz Group

Experienced Financial Planning Assistant

Saginaw, MI · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7, FINRA Series 66, State Life, Accident & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for ...

Hantz Group

Experienced Financial Planning Assistant

Saginaw, MI · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7, FINRA Series 66, State Life, Accident & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for ...

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Full Time Finra Series 7 information

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How much do full time finra series 7 jobs pay per hour?

As of Aug 19, 2026, the average hourly pay for full time finra series 7 in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What is a full time FINRA Series 7 professional?

A Full Time FINRA Series 7 professional is an individual who has passed the FINRA Series 7 exam and works full time in the financial industry as a registered representative. These professionals are licensed to sell a broad range of securities, including stocks, bonds, mutual funds, and other investment products. They typically work for brokerage firms, investment banks, or financial advisory companies, providing investment advice and executing trades on behalf of clients. To maintain their license, they must comply with industry regulations and complete ongoing continuing education requirements.

What are some typical challenges faced by professionals in a full time FINRA Series 7 role, and how can they be managed?

Professionals in a full-time FINRA Series 7 role often encounter challenges such as staying current with regulatory changes, managing a large and diverse client base, and consistently achieving sales or client acquisition targets. Balancing compliance requirements while providing excellent client service can also be demanding, especially in fast-paced environments. To manage these challenges, it’s important to engage in ongoing education, utilize CRM tools for client management, and maintain open communication with compliance and support teams to ensure all activities meet industry standards.

What are the key skills and qualifications needed to thrive as a full time FINRA Series 7 licensed professional, and why are they important?

To thrive as a Full-Time FINRA Series 7 licensed professional, you need a solid understanding of securities products, financial markets, and compliance regulations, along with passing the FINRA Series 7 exam. Familiarity with financial software platforms, CRM systems, and portfolio management tools is typically required. Strong interpersonal skills, ethical judgment, and the ability to communicate complex financial concepts clearly make someone stand out in this role. These skills and qualities are crucial for building client trust, ensuring regulatory compliance, and delivering effective investment solutions.

What is the difference between Full Time Finra Series 7 vs Full Time Finra Series 63?

AspectFull Time Finra Series 7
CertificationsRequires Series 7 license; often paired with Series 63 or 66
Work EnvironmentFinancial firms, brokerage houses, securities firms
Job RoleBuying/selling securities, investment advice, client account management

Full Time Finra Series 7 holders primarily focus on executing securities transactions and managing client portfolios. In contrast, Full Time Finra Series 63 is a state securities law exam that complements Series 7, focusing on state regulations and ethical practices. While Series 7 qualifies individuals for a broad range of securities activities, Series 63 is often required alongside it for compliance purposes. Both licenses are essential in the brokerage industry, but they serve different functions in securities licensing and job responsibilities.

What kind of jobs can you do with a full time FINRA Series 7?

A full-time FINRA Series 7 license qualifies individuals for roles such as stockbroker, financial advisor, or securities representative. These positions involve selling securities, providing investment advice, and managing client portfolios, often requiring strong sales skills and knowledge of financial products.
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Full Time Finra Series 7 jobs near you
Infographic showing various Full Time Finra Series 7 job openings in the United States as of August 2026, with employment types broken down into 84% Full Time, 13% Part Time, 1% Temporary, and 2% Contract. Highlights an 84% Physical, 4% Hybrid, and 12% Remote job distribution, with an average salary of $57,583 per year, or $27.7 per hour.

Team Leader, Client Services

Fidelity Investments

Salt Lake City, UT

Full-time

Re-posted 20 days ago

Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 272 frontline employees who took The Breakroom Quiz

16th of 150 rated financial services

Job description

Job Description:
Job Description:

Team Leader, Client Services

Note: Fidelity will not provide immigration sponsorship for this position.

The Role

The Team Leader is a key member of the Regional Center Client Services group providing leadership to a team of licensed associates. Their primary responsibility is to lead, coach, and develop the team to drive exceptional customer experiences and build lifetime relationships with our customers.

The Expertise and Skills You Bring

  • Proven Leadership Experience

  • Previous Management or Leadership Experience in financial services is a plus

  • Series 7, 63, 9/10 licenses preferred or able to obtain within 120 days

  • Your outstanding mentoring and leadership skills, and ability to empower associates to grow and develop

  • Your ability to balance leadership and supervisory responsibilities

  • Your ability to partner with peers locally and nationally to maintain a culture of collaboration, success and reward

  • Your experience with regulatory and compliance practices and rules

  • Your relationship expertise, leading with empathy and enhancing team cohesion

The Value You Deliver

  • Coaching and developing a team of associates to deliver an outstanding experience to our clients

  • Enabling your team to drive outstanding client service interactions/ results

  • Helping associates realize their own personal definitions of success

  • Ability to inspire associates to deliver their best

  • Partnering with associates to build personalized plans that support their development towards career goals

  • Protecting the Fidelity brand through active supervision of associate interactions and transactions

  • Being coachable, collaborative, and curious are your "go to" attributes

Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Certifications:Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 63 - FINRACategory:Customer Service

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

What Fidelity Investments employees say

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Hours and flexibility

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