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Finra Series 26 Jobs (NOW HIRING)

FBL Financial Group

Compliance Field Advisor

FINRA Series 6 (or 7) required at the time of hire, and Series 26 (or 24) preferred. If not already obtained, Series 7 and 24 are required within 4 months of hire. * Series 66 (or equivalent ...

M&T Bank

Financial Consultant

Utica, NY

$26 - $43.34/hr

FINRA Series 7 license FINRA Series 65 or 66 licenses as appropriate M&T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $26.00 ...

M&T Bank

Financial Consultant

Utica, NY · On-site

$26 - $43.34/hr

FINRA Series 7 license FINRA Series 65 or 66 licenses as appropriate M&T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $26.00 ...

American Fidelity

General Counsel

Oklahoma City, OK · On-site

CLU, CLFC or FLMI designations or similar, FINRA Registered Representative (Series 6) Securities License, FINRA Investment Principal (Series 26) Securities License, and State Securities Law (Series ...

Americanfidelity

General Counsel

Oklahoma City, OK · On-site

CLU, CLFC or FLMI designations or similar, FINRA Registered Representative (Series 6) Securities License, FINRA Investment Principal (Series 26) Securities License, and State Securities Law (Series ...

TIAA

National Contact Center Team Manager

Dallas, TX

$77K - $88K/yr

No Advanced Degree Required Preferred Work Experience * 3+ Years Required; 5+ Years Preferred FINRA Registrations * SRC Indicator: Series 6 or 7; Series 63; Series 26 or 24 Physical Requirements

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Finra Series 26 information

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$7

$22

$47

How much do finra series 26 jobs pay per hour?

As of Aug 26, 2026, the average hourly pay for finra series 26 in the United States is $22.34, according to ZipRecruiter salary data. Most workers in this role earn between $16.59 and $23.32 per hour, depending on experience, location, and employer.

What is the FINRA Series 26 license?

The FINRA Series 26 license, also known as the Investment Company and Variable Contracts Products Principal exam, qualifies individuals to supervise and manage the activities of brokers and agents who sell investment company securities and variable contracts. This license is essential for those who wish to oversee operations at firms dealing with mutual funds, variable annuities, and insurance products with investment features. To earn the Series 26 license, candidates must pass the exam administered by FINRA and typically must first hold a Series 6 or Series 7 license.

What are the key skills and qualifications needed to thrive as a FINRA Series 26-licensed registered principal, and why are they important?

To succeed as a FINRA Series 26-licensed Registered Principal, you need a deep understanding of securities regulations, supervisory procedures, and compliance standards, typically demonstrated by passing the Series 26 exam and relevant industry experience. Familiarity with regulatory reporting systems, compliance software, and financial documentation tools is crucial. Strong leadership, attention to detail, and effective communication skills help ensure proper oversight and management of registered representatives. These capabilities are vital for maintaining regulatory compliance, mitigating risk, and fostering ethical operations within financial organizations.

What are some common challenges faced by professionals in a FINRA Series 26 supervisory role, and how can they effectively address them?

Professionals holding a FINRA Series 26 license often face challenges such as staying current with regulatory updates, effectively overseeing multiple registered representatives, and ensuring compliance across all supervised activities. Balancing administrative responsibilities with mentoring and training team members requires strong organizational and communication skills. To address these challenges, supervisors should prioritize continuous education, leverage compliance tools and resources provided by their firm, and foster an open environment where representatives feel comfortable discussing compliance concerns.

What is the difference between Finra Series 26 vs Finra Series 7?

AspectFinra Series 26Finra Series 7
Certifications RequiredSeries 26Series 7
Work EnvironmentInvestment company compliance, supervisory rolesGeneral securities sales, trading, and investment advice
Employer & Industry UsageBroker-dealers, investment firmsBroker-dealers, securities firms
Common Search & ComparisonSeries 26 vs Series 7

The Series 26 license qualifies individuals to supervise and oversee investment banking and securities activities, often in supervisory roles within investment firms. The Series 7 license allows for broader securities sales and trading activities. While both require passing the Series 7 exam, the Series 26 is more focused on supervisory responsibilities, making it suitable for those overseeing securities operations rather than direct sales.

What can I do with a FINRA Series 26 license?

A FINRA Series 26 license qualifies individuals to supervise and manage investment company products, such as mutual funds and variable annuities, and oversee associated sales activities. It is typically required for branch managers and supervisors in the mutual fund industry, ensuring compliance with industry regulations and standards.
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Finra Series 26 jobs near you
Infographic showing various Finra Series 26 job openings in the United States as of August 2026, with employment types broken down into 84% Full Time, 13% Part Time, 1% Temporary, and 2% Contract. Highlights an 84% Physical, 4% Hybrid, and 12% Remote job distribution, with an average salary of $46,466 per year, or $22.3 per hour.

Solutions Center Rep - Bilingual

Scottsdale, AZ • On-site

PYRAMID SERVICES
See more jobs at PYRAMID SERVICESexternal

$18 - $19/hr

Other

Medical, Dental, Vision, Retirement

Posted 21 days ago

Job description

Solutions Center Rep – Bilingual

Immediate need for a talented Solutions Center Rep – Bilingual. This is a 12 Months Contract opportunity with long-term potential and is located in Scottsdale AZ (Hybrid).

Job ID:26-23020 Pay Range: $18 - $19/hour. Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location).

Key Responsibilities:
  • Receives and responds to incoming calls from investment professionals, plan sponsors and members on a variety of topics
  • Respond to inbound calls from members, plan sponsors, and investment professionals regarding accounts, retirement plans, and investment products.
  • Provide support for both current and legacy product offerings requiring ongoing servicing.
  • Interpret and apply product updates, policy changes, and service enhancements.
  • Identify customer needs through consultative conversations and recommend appropriate solutions.
  • Maintain accurate and detailed documentation of customer interactions in internal systems.
  • Educate customers regarding:
    • Tax implications
    • Penalties and surrender charges
    • Death benefit protection
    • Lifetime income options
    • Capital preservation
    • Plan and contract benefits
  • Analyze customer concerns and work toward first-call resolution whenever possible.
  • Partner with internal departments to resolve escalated customer issues.
  • Ensure compliance with FINRA regulations, policies, plan documents, and applicable federal, state, and local laws.
  • Participate in team meetings, continuous improvement initiatives, and career development activities.
  • Perform additional duties as assigned.
Key Requirements and Technology Experience:
  • Must have skills: - Candidate must be bilingual in Spanish and English.
  • Knowledge of various insurance products and the sales process
  • High School Diploma or equivalent required.
  • Bachelor's degree in Finance, Business Administration, Insurance, Economics, Communications, or a related field preferred.
  • Minimum one (1) year of experience in Customer Service or Sales-related roles.
  • Knowledge of insurance products and the financial services industry.
  • Understanding of FINRA rules, regulations, and compliance requirements.
  • FINRA Series 6 and/or Series 26 licenses preferred (may be required depending on assigned business line).
  • Professional certifications such as ChFC, CLU, or other industry designations are considered a plus.
  • Bilingual communication skills.
  • Excellent verbal and written communication skills
  • Strong customer service orientation
  • Problem-solving and analytical abilities
  • Active listening and consultative communication
  • Ability to manage multiple tasks in a fast-paced environment
  • Computer proficiency and familiarity with Microsoft Office applications
  • Accurate documentation and record-keeping skills
  • Knowledge of financial products and retirement plans
  • Strong attention to detail
  • Team collaboration and interpersonal skills
  • Work Environment
  • Fast-paced inbound customer service environment.
  • Collaborative team culture with ongoing coaching and professional development.
  • Opportunities for career growth through leadership support and performance development.

Our client is a leading Banking Industry and we are currently interviewing to fill this and other similar contract positions. If you are interested in this position, please apply online for immediate consideration.

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