Compliance Associate
Raleigh, NC · On-site
Description Join Fairview Compliance Services Fairview Compliance Services is pleased to announce an exciting opportunity for a dedicated and detail-oriented Compliance Associate to join our dynamic ...
Raleigh, NC · On-site
Description Join Fairview Compliance Services Fairview Compliance Services is pleased to announce an exciting opportunity for a dedicated and detail-oriented Compliance Associate to join our dynamic ...
Raleigh, NC · On-site
Description Join Fairview Compliance Services Fairview Compliance Services is pleased to announce an exciting opportunity for a dedicated and detail-oriented Compliance Associate to join our dynamic ...
Washington, PA · On-site
$55K - $60K/yr
Description Compliance Associate Help Us Build a Culture of Quality, Integrity, and Excellence Do you enjoy solving problems, improving processes, and helping organizations stay on track? Are you ...
Washington, PA · On-site
$55K - $60K/yr
Description Compliance Associate Help Us Build a Culture of Quality, Integrity, and Excellence Do you enjoy solving problems, improving processes, and helping organizations stay on track? Are you ...
Riverside, RI · On-site
The Compliance Associate collaborates with the Interdisciplinary Teams (IDT) and department managers to ensure staff have knowledge of the regulatory processes they must uphold. Through regular chart ...
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Riverside, RI · On-site
The Compliance Associate collaborates with the Interdisciplinary Teams (IDT) and department managers to ensure staff have knowledge of the regulatory processes they must uphold. Through regular chart ...
Considered Compliance Associate candidates will have: * Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management * Familiarity with various SEC, CFTC/NFA ...
Quick apply
Considered Compliance Associate candidates will have: * Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management * Familiarity with various SEC, CFTC/NFA ...
Compliance Associate Help Us Build a Culture of Quality, Integrity, and Excellence Do you enjoy solving problems, improving processes, and helping organizations stay on track? Are you someone who ...
Compliance Associate Help Us Build a Culture of Quality, Integrity, and Excellence Do you enjoy solving problems, improving processes, and helping organizations stay on track? Are you someone who ...
The Compliance Associate will be responsible for managing the marketing review process, administering compliance tests to confirm adherence to policies and procedures, and handling tasks associated ...
The Compliance Associate will be responsible for managing the marketing review process, administering compliance tests to confirm adherence to policies and procedures, and handling tasks associated ...
Lake Mary, FL · Remote
$20/hr
Job Summary We are seeking a detail-oriented Compliance Associate for a 1-year contract opportunity supporting regulatory reporting and customer complaint review within the financial services ...
New
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Lake Mary, FL · Remote
$20/hr
Job Summary We are seeking a detail-oriented Compliance Associate for a 1-year contract opportunity supporting regulatory reporting and customer complaint review within the financial services ...
New
PR · On-site
POSITION SUMMARY The Compliance Associate reports directly to the Compliance Director and plays a key role in ensuring the organization's adherence to all applicable federal and state regulations ...
New
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Columbus, OH · On-site
Assists ACO and Senior Compliance Associate(s) on compliance program effectiveness initiatives. * Assists with the development, implementation, and communication of policies and procedures, changes ...
Columbus, OH · On-site
Assists ACO and Senior Compliance Associate(s) on compliance program effectiveness initiatives. * Assists with the development, implementation, and communication of policies and procedures, changes ...
Columbus, OH · On-site
Assists ACO and Senior Compliance Associate(s) on compliance program effectiveness initiatives. * Assists with the development, implementation, and communication of policies and procedures, changes ...
Columbus, OH · On-site
Assists ACO and Senior Compliance Associate(s) on compliance program effectiveness initiatives. * Assists with the development, implementation, and communication of policies and procedures, changes ...
Birmingham, AL · On-site
$21.20 - $26.11/hr
Join Our Team - Construction Products Group - Compliance Associate (Hybrid Schedule) Are you highly organized, detail-oriented, & energized by keeping operations running smoothly? Do you enjoy ...
Birmingham, AL · On-site
$21.20 - $26.11/hr
Join Our Team - Construction Products Group - Compliance Associate (Hybrid Schedule) Are you highly organized, detail-oriented, & energized by keeping operations running smoothly? Do you enjoy ...
Chicago, IL · On-site
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
Chicago, IL · On-site
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
Shamrock Trading Corporation and Ryan Transportation are looking for a Carrier Compliance Associate to join the team. Working with the compliance team on a multitude of duties related to new carrier ...
Shamrock Trading Corporation and Ryan Transportation are looking for a Carrier Compliance Associate to join the team. Working with the compliance team on a multitude of duties related to new carrier ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Franklin, TN · On-site
Compliance Associate Location: Cool Springs / Franklin, TN - on-site schedule M-F Pay: $75k-$85k based on experience Determining compensation for this role (and others) at Vaco/Highspring depends ...
Franklin, TN · On-site
Compliance Associate Location: Cool Springs / Franklin, TN - on-site schedule M-F Pay: $75k-$85k based on experience Determining compensation for this role (and others) at Vaco/Highspring depends ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Newport Beach, CA · On-site
$75K - $85K/yr
Profit sharing Compliance Associate Location: Newport Beach (Note that this position is located at our Newport Beach, California office. We have a hybrid schedule where all staff are expected to be ...
Newport Beach, CA · On-site
$75K - $85K/yr
Profit sharing Compliance Associate Location: Newport Beach (Note that this position is located at our Newport Beach, California office. We have a hybrid schedule where all staff are expected to be ...
Chicago, IL · On-site
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
Quick apply
Chicago, IL · On-site
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
Chicago, IL · On-site
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
Chicago, IL · On-site
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
$12.50 - $17.15
5% of jobs
$17.15 - $21.81
19% of jobs
$22.20 is the 25th percentile. Wages below this are outliers.
$21.81 - $26.46
9% of jobs
$26.46 - $31.12
15% of jobs
The median wage is $31.58 / hr.
$31.12 - $35.77
16% of jobs
$40.11 is the 75th percentile. Wages above this are outliers.
$35.77 - $40.43
12% of jobs
$40.43 - $45.08
4% of jobs
$45.08 - $49.74
7% of jobs
$49.74 - $54.39
5% of jobs
$54.39 - $59.05
5% of jobs
$59.05 - $63.70
2% of jobs
$12
$35
$63
A compliance associate performs a variety of duties related to ensuring that a business follows all regulations, including those governing health, safety, accounting, and public relations. Your job duties include performing research about regulatory practices, assessing the company’s compliance with all laws and regulations, and promoting a variety of policy initiatives developed by human resources and other departments. You may also help the compliance department with audits and administrative tasks. The ideal qualifications for this career include having analytical problem-solving skills and attention to detail. A few years of related experience and a bachelor’s degree are typically preferred by employers.
| Aspect | Compliance Associate | Compliance Analyst |
|---|---|---|
| Required Credentials | Bachelor's degree, certifications like CCEP or CAMS often preferred | Similar credentials, often with additional certifications like CRCM or CIA |
| Work Environment | Financial institutions, healthcare, or corporate compliance teams | Regulatory agencies, financial firms, or consulting firms |
| Employer & Industry Usage | Common in banking, healthcare, and corporate sectors | Used in finance, banking, and regulatory bodies |
| Search & Comparison Intent | People compare to Compliance Analyst to understand role differences | Often compared to Compliance Associate for role scope and responsibilities |
Compliance Associates and Compliance Analysts share similar educational backgrounds and work environments, often within financial or healthcare sectors. While both roles focus on ensuring adherence to regulations, Compliance Analysts typically handle more complex analysis and reporting tasks. Understanding these differences helps job seekers and employers clarify role expectations and requirements.

Other
Medical, Dental, Vision, Life, Retirement, PTO
Posted 14 days ago
Description
Join Fairview Compliance Services
Fairview Compliance Services is pleased to announce an exciting opportunity for a dedicated and detail-oriented Compliance Associate to join our dynamic team. At Fairview, we prepare clients for SEC exams and offer comprehensive, hands-on support throughout the entire exam process, ensuring they remain compliant with the ever-evolving landscape of SEC regulations. Our team manages the day-to-day operations of RIA compliance programs-including maintaining essential records, filings, testing, and documentation-while also supporting the creation and ongoing refinement of clients' compliance manuals, codes of ethics, and cybersecurity policies. By leveraging proprietary software solutions, we streamline workflows and uphold the highest standards of regulatory excellence, delivering tailored services that meet each client's unique needs.
Key duties and skills:
Requirements
Qualifications
Working at Fairview Compliance Services
At Fairview, we understand that our employees are our greatest assets. That's why we offer competitive salaries, excellent career opportunity and a rich competitive benefits package: including 100% health care coverage for full-time employees AND dependents, as well as dental, vision and life insurance, a 401(k) with a match and generous paid time off.
All employees get the full experience - including a collaborative and supportive work environment, professional development opportunities and companies who truly care about their employees, services and clients. And we take pride in our diverse workforce, because we know that our differences make us stronger.
ViewPoint Partners and its affiliates Fairview and FilePoint are based in Raleigh, NC, which is consistently ranked on U.S. News & World Report's annual list as one of the Best Places to Live.
What makes us different
EEO Statement
ViewPoint Partners and / or each of its affiliated persons and entities (together referred to herein as the "Company") provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. In addition to federal law requirements, ViewPoint Partners. complies with applicable state and local laws governing nondiscrimination in employment in every location in which the company has facilities. This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training.