Compliance Associate Location : Hoover, AL Schedule: Full-Time | Hybrid Our client is seeking a detail-oriented Compliance Associate to support compliance operations, quality documentation, and ...
New
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Compliance Associate Location : Hoover, AL Schedule: Full-Time | Hybrid Our client is seeking a detail-oriented Compliance Associate to support compliance operations, quality documentation, and ...
New
Quick apply
Compliance Associate Location : Hoover, AL Schedule: Full-Time | Hybrid Our client is seeking a detail-oriented Compliance Associate to support compliance operations, quality documentation, and ...
New
Washington, PA · On-site
$55K - $60K/yr
Description Compliance Associate Help Us Build a Culture of Quality, Integrity, and Excellence Do you enjoy solving problems, improving processes, and helping organizations stay on track? Are you ...
Washington, PA · On-site
$55K - $60K/yr
Description Compliance Associate Help Us Build a Culture of Quality, Integrity, and Excellence Do you enjoy solving problems, improving processes, and helping organizations stay on track? Are you ...
Riverside, RI · On-site
The Compliance Associate collaborates with the Interdisciplinary Teams (IDT) and department managers to ensure staff have knowledge of the regulatory processes they must uphold. Through regular chart ...
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Riverside, RI · On-site
The Compliance Associate collaborates with the Interdisciplinary Teams (IDT) and department managers to ensure staff have knowledge of the regulatory processes they must uphold. Through regular chart ...
The Compliance Associate will be responsible for managing the marketing review process, administering compliance tests to confirm adherence to policies and procedures, and handling tasks associated ...
The Compliance Associate will be responsible for managing the marketing review process, administering compliance tests to confirm adherence to policies and procedures, and handling tasks associated ...
Washington, PA · On-site
Compliance Associate Help Us Build a Culture of Quality, Integrity, and Excellence Do you enjoy solving problems, improving processes, and helping organizations stay on track? Are you someone who ...
Washington, PA · On-site
Compliance Associate Help Us Build a Culture of Quality, Integrity, and Excellence Do you enjoy solving problems, improving processes, and helping organizations stay on track? Are you someone who ...
Considered Compliance Associate candidates will have: * Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management * Familiarity with various SEC, CFTC/NFA ...
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Considered Compliance Associate candidates will have: * Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management * Familiarity with various SEC, CFTC/NFA ...
PR · On-site
POSITION SUMMARY The Compliance Associate reports directly to the Compliance Director and plays a key role in ensuring the organization's adherence to all applicable federal and state regulations ...
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Columbus, OH · On-site
Assists ACO and Senior Compliance Associate(s) on compliance program effectiveness initiatives. * Assists with the development, implementation, and communication of policies and procedures, changes ...
Columbus, OH · On-site
Assists ACO and Senior Compliance Associate(s) on compliance program effectiveness initiatives. * Assists with the development, implementation, and communication of policies and procedures, changes ...
Columbus, OH · On-site
Assists ACO and Senior Compliance Associate(s) on compliance program effectiveness initiatives. * Assists with the development, implementation, and communication of policies and procedures, changes ...
Columbus, OH · On-site
Assists ACO and Senior Compliance Associate(s) on compliance program effectiveness initiatives. * Assists with the development, implementation, and communication of policies and procedures, changes ...
Smithtown, NY · On-site
$60K - $70K/yr
Regulatory Compliance Associate Location: Smithtown, NY (In-Office) Company: CXG ( ) CXG is seeking a Regulatory Compliance Associate to support broker-dealer and investment adviser regulatory ...
Smithtown, NY · On-site
$60K - $70K/yr
Regulatory Compliance Associate Location: Smithtown, NY (In-Office) Company: CXG ( ) CXG is seeking a Regulatory Compliance Associate to support broker-dealer and investment adviser regulatory ...
Chicago, IL · On-site
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
Chicago, IL · On-site
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Newport Beach, CA · On-site
$75K - $85K/yr
Profit sharing Compliance Associate Location: Newport Beach (Note that this position is located at our Newport Beach, California office. We have a hybrid schedule where all staff are expected to be ...
Newport Beach, CA · On-site
$75K - $85K/yr
Profit sharing Compliance Associate Location: Newport Beach (Note that this position is located at our Newport Beach, California office. We have a hybrid schedule where all staff are expected to be ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Chicago, IL · On-site
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
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Chicago, IL · On-site
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
Lincoln, NE · On-site
PrimeSites is looking for a detail-oriented, motivated LIHTC Compliance Associate to join our team in Lincoln! This role is essential in keeping our affordable housing communities in full compliance ...
Lincoln, NE · On-site
PrimeSites is looking for a detail-oriented, motivated LIHTC Compliance Associate to join our team in Lincoln! This role is essential in keeping our affordable housing communities in full compliance ...
Riverside, RI · On-site
$60K - $67K/yr
Job Summary Reporting to the Compliance Manager, the Compliance Associate supports the organization's adherence to regulatory guidelines through education, provision of information, and auditing.
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Riverside, RI · On-site
$60K - $67K/yr
Job Summary Reporting to the Compliance Manager, the Compliance Associate supports the organization's adherence to regulatory guidelines through education, provision of information, and auditing.
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
$75K - $90K/yr
Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance ...
Salary: $18+ DOE Overview As a Screening & Compliance Associate you will manage tenant application processing, perform various compliance-related tasks, and assist with property certification and ...
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Salary: $18+ DOE Overview As a Screening & Compliance Associate you will manage tenant application processing, perform various compliance-related tasks, and assist with property certification and ...
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
$12.50 - $17.15
5% of jobs
$17.15 - $21.81
19% of jobs
$22.20 is the 25th percentile. Wages below this are outliers.
$21.81 - $26.46
9% of jobs
$26.46 - $31.12
15% of jobs
The median wage is $31.58 / hr.
$31.12 - $35.77
16% of jobs
$40.11 is the 75th percentile. Wages above this are outliers.
$35.77 - $40.43
12% of jobs
$40.43 - $45.08
4% of jobs
$45.08 - $49.74
7% of jobs
$49.74 - $54.39
5% of jobs
$54.39 - $59.05
5% of jobs
$59.05 - $63.70
2% of jobs
$12
$35
$63
A compliance associate performs a variety of duties related to ensuring that a business follows all regulations, including those governing health, safety, accounting, and public relations. Your job duties include performing research about regulatory practices, assessing the company’s compliance with all laws and regulations, and promoting a variety of policy initiatives developed by human resources and other departments. You may also help the compliance department with audits and administrative tasks. The ideal qualifications for this career include having analytical problem-solving skills and attention to detail. A few years of related experience and a bachelor’s degree are typically preferred by employers.
| Aspect | Compliance Associate | Compliance Analyst |
|---|---|---|
| Required Credentials | Bachelor's degree, certifications like CCEP or CAMS often preferred | Similar credentials, often with additional certifications like CRCM or CIA |
| Work Environment | Financial institutions, healthcare, or corporate compliance teams | Regulatory agencies, financial firms, or consulting firms |
| Employer & Industry Usage | Common in banking, healthcare, and corporate sectors | Used in finance, banking, and regulatory bodies |
| Search & Comparison Intent | People compare to Compliance Analyst to understand role differences | Often compared to Compliance Associate for role scope and responsibilities |
Compliance Associates and Compliance Analysts share similar educational backgrounds and work environments, often within financial or healthcare sectors. While both roles focus on ensuring adherence to regulations, Compliance Analysts typically handle more complex analysis and reporting tasks. Understanding these differences helps job seekers and employers clarify role expectations and requirements.
Compliance Associate Location: Hoover, AL Schedule: Full-Time | Hybrid
Our client is seeking a detail-oriented Compliance Associate to support compliance operations, quality documentation, and administrative processes within a growing organization. This role is ideal for someone who enjoys working with data, coordinating projects, communicating with clients, and ensuring accuracy in a fast-paced environment.
Responsibilities
Qualifications
If you're highly organized, enjoy working with technical documentation, and thrive in a collaborative environment, we'd love to hear from you. Apply today!
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Express Employment Professionals, based in Oklahoma City, OK, USA, operates in the staffing industry and is renowned for providing robust and reliable staffing solutions. Their official website - expresspros.com - details their variety of services, which include temporary and full-time staffing, human resources services, and professional search. The company was established in 1983 with the aim of helping as many people as possible to find good jobs, and since then, it has grown exponentially, expanding its reach to various domains within the job market.
Recruiting and staffing services
11 - 50 Employees
Oklahoma City, OK, US