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33 Icapital Compliance Associate Jobs Hiring Near You

iCapital

Control Room - Associate

Salt Lake City, UT · Hybrid

$70K - $85K/yr

About the Role iCapital is looking to hire a Control Room Associate to join its Regulatory and Compliance team to assist in the implementation, and enforcement of the firm's informationbarrier, MNPI ...

iCapital

Control Room - Associate

Salt Lake City, UT · On-site

$70K - $85K/yr

About the Role iCapital is looking to hire a Control Room Associate to join its Regulatory and Compliance team to assist in the implementation, and enforcement of the firm's information-barrier, MNPI ...

iCapital

Control Room - Associate

Salt Lake City, UT · Hybrid

$70K - $85K/yr

About the Role iCapital is looking to hire a Control Room Associate to join its Regulatory and Compliance team to assist in the implementation, and enforcement of the firm's information-barrier, MNPI ...

iCapital

Fund Origination - Analyst / Associate

New York, NY · Hybrid

$70K - $110K/yr

About the Role iCapital is seeking an Analyst or Associate to focus on both feeder and direct fund ... Coordinate with the internal Compliance and Legal teams on review and approvals. * Assist with the ...

iCapital

Fund Origination - Analyst / Associate

New York, NY · On-site

$70K - $110K/yr

About the Role iCapital is seeking an Analyst or Associate to focus on both feeder and direct fund ... Coordinate with the internal Compliance and Legal teams on review and approvals. * Assist with the ...

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What are the key skills and qualifications needed to thrive as a Compliance Associate, and why are they important?

To thrive as a Compliance Associate, you need strong analytical abilities, attention to detail, and a solid understanding of regulatory frameworks, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, regulatory databases, and certifications such as Certified Compliance & Ethics Professional (CCEP) are typically required. Excellent communication, integrity, and problem-solving skills help build trust and ensure effective collaboration across departments. These capabilities are crucial to help organizations mitigate risk, maintain legal standards, and foster a culture of ethical conduct.

What are some common challenges Compliance Associates face when adapting to new regulations?

Compliance Associates often encounter the challenge of keeping up with frequent changes in laws and industry regulations. This requires continuous learning and the ability to quickly interpret and implement new compliance standards within company policies and procedures. Collaborating closely with legal, audit, and operational teams is essential to ensure all departments are updated and aligned. Staying proactive and leveraging compliance management software can help manage these changes efficiently.

What is a Compliance Associate?

A Compliance Associate is a professional responsible for ensuring that an organization adheres to internal policies, industry regulations, and legal requirements. They assist with monitoring business activities, conducting audits, preparing reports, and helping to implement compliance programs. By identifying and addressing potential risks, Compliance Associates help organizations avoid legal issues and maintain ethical standards. Their work is vital in industries like finance, healthcare, and corporate governance.

What is the difference between Compliance Associate vs Compliance Analyst?

AspectCompliance AssociateCompliance Analyst
Required CredentialsBachelor's degree, certifications like CCEP or CAMS often preferredSimilar credentials, often with additional certifications like CRCM or CIA
Work EnvironmentFinancial institutions, healthcare, or corporate compliance teamsRegulatory agencies, financial firms, or consulting firms
Employer & Industry UsageCommon in banking, healthcare, and corporate sectorsUsed in finance, banking, and regulatory bodies
Search & Comparison IntentPeople compare to Compliance Analyst to understand role differencesOften compared to Compliance Associate for role scope and responsibilities

Compliance Associates and Compliance Analysts share similar educational backgrounds and work environments, often within financial or healthcare sectors. While both roles focus on ensuring adherence to regulations, Compliance Analysts typically handle more complex analysis and reporting tasks. Understanding these differences helps job seekers and employers clarify role expectations and requirements.

What other companies are hiring for Compliance Associate jobs?
What are the most popular jobs at Icapital?
What are the most popular categories at Icapital?
Infographic showing various Compliance Associate job openings at Icapital in the United States as of May 2026, with employment types broken down into 100% Full Time. Highlights an 94% Physical, 1% Hybrid, and 5% Remote job distribution.

Regulatory and Compliance, Regulatory Reporting - Associate

iCapital

Salt Lake City, UT • Hybrid

$70K - $85K/yr

Other

Medical, Dental, Vision, Retirement, PTO

Posted 24 days ago

Job description

About the Role

iCapital is looking to hire a Regulatory Reporting Associate to join the Regulatory and Compliance team.  This position will work closely with the Vice President of Regulatory Reporting and the Co-Chief Compliance Officers of our Registered Investment Advisers on a variety of compliance matters, most specifically those pertaining to regulatory reporting.

Responsibilities

  • Assist and oversee preparation of regulatory filings including, but not limited to, Form D, blue-sky notices, Form ADV, Form PF, certain 34 Act filings, BE-185, and international filings similar to blue-sky.
  • Assist with other compliance-related matters as needed.
  • Develop and implement various compliance functions and tests.
  • Leverage firm technology to assist in both internal and external reporting.
  • Develop new procedures and amend existing ones as needed.
  • Monitor industry-wide compliance initiatives as well as important federal, state, and non-U.S. regulatory developments and conduct analyses on how such developments impact our activities.
  • Recommend solutions to resolve regulatory challenges.
  • Liaise with other internal and external stakeholders.

Qualifications

  • Bachelor's degree in a related field 
  • 2-5 years of experience, primarily focused on private funds and registered investment advisers
  • Strong knowledge of various reporting obligations of registered investment advisers (Form ADV; Form PF), private funds (Form D; blue-sky) and reports required under the 1934 Act
  • Excellent verbal communication skills and strong ability for personal interaction
  • Thrives in a fast-paced environment with a continuous learning mindset
  • Self-motivated with robust project management and process development skills

Benefits

The base salary range for this role is $70,000 to $85,000.  iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).

We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.

For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us  Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/

iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.

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