Compliance Associate
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Buffalo, NY · On-site
Compliance Associate Location: Larkin Bldg @ Exchange Street Location of Job : US:NY:Buffalo Work Type : Full-Time Shift 1 Provide support to Internal Audit, Corporate Compliance and Privacy ...
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firm's compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firms compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Carmel, IN · On-site
The Compliance Associate will assist the Chief Compliance Officer in executing the firms compliance program in accordance with the Investment Advisers Act of 1940. This position is responsible for ...
Brookings, SD · On-site
$18/hr
Overview As a Screening & Compliance Associate you will manage tenant application processing, perform various compliance-related tasks, and assist with property certification and tenant eligibility.
Brookings, SD · On-site
$18/hr
Overview As a Screening & Compliance Associate you will manage tenant application processing, perform various compliance-related tasks, and assist with property certification and tenant eligibility.
Overview As a Screening & Compliance Associate you will manage tenant application processing, perform various compliance-related tasks, and assist with property certification and tenant eligibility.
Overview As a Screening & Compliance Associate you will manage tenant application processing, perform various compliance-related tasks, and assist with property certification and tenant eligibility.
Chicago, IL · On-site +1
$225K - $260K/yr
Position: Consumer Finance Regulatory & Compliance Associate Location: Multiple U.S. Offices + Virtual Option (Remote Available) Experience: 4-6 Years Preferred Compensation: $225K-$260K+ (DOE ...
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Chicago, IL · On-site +1
$225K - $260K/yr
Position: Consumer Finance Regulatory & Compliance Associate Location: Multiple U.S. Offices + Virtual Option (Remote Available) Experience: 4-6 Years Preferred Compensation: $225K-$260K+ (DOE ...
Oakland, CA · On-site +1
$225K - $260K/yr
Position: Consumer Finance Regulatory & Compliance Associate Location: Multiple U.S. Offices + Virtual Option (Remote Available) Experience: 4-6 Years Preferred Compensation: $225K-$260K+ (DOE ...
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Oakland, CA · On-site +1
$225K - $260K/yr
Position: Consumer Finance Regulatory & Compliance Associate Location: Multiple U.S. Offices + Virtual Option (Remote Available) Experience: 4-6 Years Preferred Compensation: $225K-$260K+ (DOE ...
PR · On-site
DOE Job Overview The Compliance Associate supports the BSA/AML and OFAC Program (Compliance Program) across the following regulated businesses: Advantage International Bank Corp., Advantage Life ...
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PR · On-site
DOE Job Overview The Compliance Associate supports the BSA/AML and OFAC Program (Compliance Program) across the following regulated businesses: Advantage International Bank Corp., Advantage Life ...
The primary responsibilities of the Compliance Associate will be to ensure we are publishing updated compliance requests in a timely manner, providing information and documentation needed to ...
The primary responsibilities of the Compliance Associate will be to ensure we are publishing updated compliance requests in a timely manner, providing information and documentation needed to ...
New York, NY · On-site
$70K - $160K/yr
Compliance Associate The Compliance Department at Millennium serves to adopt, implement, and carry out a compliance program, including policies and procedures, processes, systems, controls ...
New York, NY · On-site
$70K - $160K/yr
Compliance Associate The Compliance Department at Millennium serves to adopt, implement, and carry out a compliance program, including policies and procedures, processes, systems, controls ...
$50K - $65K/yr
EDUCATION and EXPERIENCE Associates or Bachelor's degree. Bank compliance, audit or related banking experience a plus. CERTIFICATES, LICENSES, REGISTRATIONS Must have a current driver's license and ...
$50K - $65K/yr
EDUCATION and EXPERIENCE Associates or Bachelor's degree. Bank compliance, audit or related banking experience a plus. CERTIFICATES, LICENSES, REGISTRATIONS Must have a current driver's license and ...
Dallas, TX · On-site
Compliance Associate Location: Dallas, TX Company Description : Client X is a top-ranked global, independent fund administrator. Client X provides uniquely client-centric service and is the industry ...
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Dallas, TX · On-site
Compliance Associate Location: Dallas, TX Company Description : Client X is a top-ranked global, independent fund administrator. Client X provides uniquely client-centric service and is the industry ...
Manhattan, NY · On-site
Alternative Asset Manager seeks Associate to join their Compliance team in New York. Responsibilities Compliance Monitoring & Oversight * Support the execution of the firm's compliance monitoring and ...
Manhattan, NY · On-site
Alternative Asset Manager seeks Associate to join their Compliance team in New York. Responsibilities Compliance Monitoring & Oversight * Support the execution of the firm's compliance monitoring and ...
Chicago, IL · On-site
$50 - $60/hr
Risk & Compliance Associate Location: Chicago, IL Industry: Management Consulting Compensation: $50 - $60 / hour (Contract) Work Schedule: Monday-Friday, 8:00 AM-5:00 PM - HYBRID Benefits: This ...
Chicago, IL · On-site
$50 - $60/hr
Risk & Compliance Associate Location: Chicago, IL Industry: Management Consulting Compensation: $50 - $60 / hour (Contract) Work Schedule: Monday-Friday, 8:00 AM-5:00 PM - HYBRID Benefits: This ...
Overland Park, KS · On-site
Competitive PTO and work from home opportunities after an introductory period About the Role Shamrock Trading Corporation and Ryan Transportation are looking for a Carrier Compliance Associate to ...
Overland Park, KS · On-site
Competitive PTO and work from home opportunities after an introductory period About the Role Shamrock Trading Corporation and Ryan Transportation are looking for a Carrier Compliance Associate to ...
Washington, DC · On-site
The primary responsibilities of the Compliance Associate will be to ensure we are publishing updated compliance requests in a timely manner, providing information and documentation needed to ...
Washington, DC · On-site
The primary responsibilities of the Compliance Associate will be to ensure we are publishing updated compliance requests in a timely manner, providing information and documentation needed to ...
Boston, MA · On-site
$70K - $85K/yr
Reporting to the Director, Investment Compliance, the Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the ...
Boston, MA · On-site
$70K - $85K/yr
Reporting to the Director, Investment Compliance, the Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the ...
Jersey City, NJ · On-site
Job Overview: The Compliance Associate will support Lord Abbett's Control Room covering core investment and employee-related compliance functions, including personal trading, Code of Ethics ...
Jersey City, NJ · On-site
Job Overview: The Compliance Associate will support Lord Abbett's Control Room covering core investment and employee-related compliance functions, including personal trading, Code of Ethics ...
The primary responsibilities of the Compliance Associate will be to ensure we are publishing updated compliance requests in a timely manner, providing information and documentation needed to ...
The primary responsibilities of the Compliance Associate will be to ensure we are publishing updated compliance requests in a timely manner, providing information and documentation needed to ...
Boston, MA · Hybrid
$70K - $85K/yr
Reporting to the Director, Investment Compliance, the Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the ...
Boston, MA · Hybrid
$70K - $85K/yr
Reporting to the Director, Investment Compliance, the Compliance Associate is responsible for assisting in the monitoring of the firm's investment compliance program. This role will focus on the ...
$12.50 - $17.15
5% of jobs
$17.15 - $21.81
19% of jobs
$22.20 is the 25th percentile. Wages below this are outliers.
$21.81 - $26.46
9% of jobs
$26.46 - $31.12
15% of jobs
The median wage is $31.58 / hr.
$31.12 - $35.77
16% of jobs
$40.11 is the 75th percentile. Wages above this are outliers.
$35.77 - $40.43
12% of jobs
$40.43 - $45.08
4% of jobs
$45.08 - $49.74
7% of jobs
$49.74 - $54.39
5% of jobs
$54.39 - $59.05
5% of jobs
$59.05 - $63.70
2% of jobs
$12
$35
$63
A compliance associate performs a variety of duties related to ensuring that a business follows all regulations, including those governing health, safety, accounting, and public relations. Your job duties include performing research about regulatory practices, assessing the company’s compliance with all laws and regulations, and promoting a variety of policy initiatives developed by human resources and other departments. You may also help the compliance department with audits and administrative tasks. The ideal qualifications for this career include having analytical problem-solving skills and attention to detail. A few years of related experience and a bachelor’s degree are typically preferred by employers.
| Aspect | Compliance Associate | Compliance Analyst |
|---|---|---|
| Required Credentials | Bachelor's degree, certifications like CCEP or CAMS often preferred | Similar credentials, often with additional certifications like CRCM or CIA |
| Work Environment | Financial institutions, healthcare, or corporate compliance teams | Regulatory agencies, financial firms, or consulting firms |
| Employer & Industry Usage | Common in banking, healthcare, and corporate sectors | Used in finance, banking, and regulatory bodies |
| Search & Comparison Intent | People compare to Compliance Analyst to understand role differences | Often compared to Compliance Associate for role scope and responsibilities |
Compliance Associates and Compliance Analysts share similar educational backgrounds and work environments, often within financial or healthcare sectors. While both roles focus on ensuring adherence to regulations, Compliance Analysts typically handle more complex analysis and reporting tasks. Understanding these differences helps job seekers and employers clarify role expectations and requirements.
7.1
Based on 90 frontline employees who took The Breakroom Quiz
404th of 877 rated healthcare providers
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Health care and social assistance
5,001 - 10,000 Employees
Buffalo, NY, US
1998