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Compliance Associate Jobs in Ohio (NOW HIRING)

Talen Energy

NERC Compliance Associate

Byesville, OH · On-site

The Manager will work closely with facility staff, corporate NERC resources, and external regulators to maintain and improve the NERC compliance posture of Guernsey Power Station. This includes ...

Talen Energy

NERC Compliance Associate

Byesville, OH · On-site

The Manager will work closely with facility staff, corporate NERC resources, and external regulators to maintain and improve the NERC compliance posture of Guernsey Power Station. This includes ...

Talen Energy

NERC Compliance Associate

Byesville, OH · On-site

The Manager will work closely with facility staff, corporate NERC resources, and external regulators to maintain and improve the NERC compliance posture of Guernsey Power Station. This includes ...

ultimus

AVP, Fund Compliance - Mutual Funds

Elkhorn, NE · On-site

$119K - $160K/yr

Performs reviews of a subset of quarterly compliance reporting prepared by compliance associates. * Reviews the investment restrictions detailed in Prospectus and Statement of Additional Information ...

libbey

HR Representative

Toledo, OH

The position provides broad exposure to talent acquisition, employee relations, onboarding, payroll, benefits, compliance, associate engagement, and HR operations, offering opportunities to learn ...

Bread Financial

Senior Compliance Specialist

Columbus, OH · Hybrid

$93K - $162K/yr

The Senior Compliance Specialist at Bread Financial is a key advisor focused on regulatory ... New associate elected coverage begins on date of hire (with the exception of disability coverage ...

Bread Financial

Senior Compliance Specialist

Columbus, OH · On-site

$93K - $162K/yr

The Senior Compliance Specialist at Bread Financial is a key advisor focused on regulatory ... New associate elected coverage begins on date of hire (with the exception of disability coverage ...

libbey

HR Representative

Toledo, OH

The position provides broad exposure to talent acquisition, employee relations, onboarding, payroll, benefits, compliance, associate engagement, and HR operations, offering opportunities to learn ...

Foxen

Compliance Manager

Columbus, OH

You will report to Foxen's Chief Legal & Insurance Officer, with a dotted line to Foxen's Senior Director, Associate General Counsel. This role will support legal compliance across a range of ...

Foxen

Compliance Manager

Columbus, OH

You will report to Foxen's Chief Legal & Insurance Officer, with a dotted line to Foxen's Senior Director, Associate General Counsel. This role will support legal compliance across a range of ...

Foxen

Compliance Manager

Columbus, OH · On-site

You will report to Foxen's Chief Legal & Insurance Officer, with a dotted line to Foxen's Senior Director, Associate General Counsel. This role will support legal compliance across a range of ...

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How much do compliance associate jobs pay per hour?

As of Sep 1, 2026, the average hourly pay for compliance associate in Ohio is $33.66, according to ZipRecruiter salary data. Most workers in this role earn between $21.92 and $41.83 per hour, depending on experience, location, and employer.

What is a compliance associate?

A Compliance Associate is a professional responsible for ensuring that an organization adheres to internal policies, industry regulations, and legal requirements. They assist with monitoring business activities, conducting audits, preparing reports, and helping to implement compliance programs. By identifying and addressing potential risks, Compliance Associates help organizations avoid legal issues and maintain ethical standards. Their work is vital in industries like finance, healthcare, and corporate governance.

What is a compliance associate?

A compliance associate performs a variety of duties related to ensuring that a business follows all regulations, including those governing health, safety, accounting, and public relations. Your job duties include performing research about regulatory practices, assessing the company’s compliance with all laws and regulations, and promoting a variety of policy initiatives developed by human resources and other departments. You may also help the compliance department with audits and administrative tasks. The ideal qualifications for this career include having analytical problem-solving skills and attention to detail. A few years of related experience and a bachelor’s degree are typically preferred by employers.

What are some common challenges compliance associates face when adapting to new regulations?

Compliance Associates often encounter the challenge of keeping up with frequent changes in laws and industry regulations. This requires continuous learning and the ability to quickly interpret and implement new compliance standards within company policies and procedures. Collaborating closely with legal, audit, and operational teams is essential to ensure all departments are updated and aligned. Staying proactive and leveraging compliance management software can help manage these changes efficiently.

What are the key skills and qualifications needed to thrive as a compliance associate, and why are they important?

To thrive as a Compliance Associate, you need strong analytical abilities, attention to detail, and a solid understanding of regulatory frameworks, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, regulatory databases, and certifications such as Certified Compliance & Ethics Professional (CCEP) are typically required. Excellent communication, integrity, and problem-solving skills help build trust and ensure effective collaboration across departments. These capabilities are crucial to help organizations mitigate risk, maintain legal standards, and foster a culture of ethical conduct.

What is the difference between Compliance Associate vs Compliance Analyst?

AspectCompliance AssociateCompliance Analyst
Required CredentialsBachelor's degree, certifications like CCEP or CAMS often preferredSimilar credentials, often with additional certifications like CRCM or CIA
Work EnvironmentFinancial institutions, healthcare, or corporate compliance teamsRegulatory agencies, financial firms, or consulting firms
Employer & Industry UsageCommon in banking, healthcare, and corporate sectorsUsed in finance, banking, and regulatory bodies
Search & Comparison IntentPeople compare to Compliance Analyst to understand role differencesOften compared to Compliance Associate for role scope and responsibilities

Compliance Associates and Compliance Analysts share similar educational backgrounds and work environments, often within financial or healthcare sectors. While both roles focus on ensuring adherence to regulations, Compliance Analysts typically handle more complex analysis and reporting tasks. Understanding these differences helps job seekers and employers clarify role expectations and requirements.

What degree do I need to work in compliance?

A compliance associate typically needs at least a bachelor's degree in fields such as business, finance, law, or a related area. Relevant skills include knowledge of regulations and strong attention to detail, and certifications like Certified Compliance & Ethics Professional (CCEP) can enhance job prospects.
More about Compliance Associate jobs

What are the most commonly searched types of Compliance jobs in Ohio?

The most popular types of Compliance jobs in Ohio are:

What cities in Ohio are hiring for Compliance Associate jobs?

Cities in Ohio with the most Compliance Associate job openings:

Compliance Associate jobs near you
Infographic showing various Compliance Associate job openings in Ohio as of August 2026, with employment types broken down into 1% As Needed, 78% Full Time, 15% Part Time, and 6% Contract. Highlights an 86% Physical, 2% Hybrid, and 12% Remote job distribution, with an average salary of $70,017 per year, or $33.7 per hour.

Compliance Associate

Cleveland, OH • On-site

Cleveland Research Company
See more jobs at Cleveland Research Companyexternal

Full-time

Medical, Dental, Vision, Retirement

Posted 22 days ago

Job description

Compliance Associate
Have immediate impact | Be passionate about what you do | Grow with us
Cleveland Research Company is an independent research firm headquartered in Cleveland, Ohio. Founded in 2006, CRC has expanded to 17 research teams across 50 key channels publishing research on over 180 companies. We pride ourselves on a disciplined research process that has us regularly engaged with the channels and companies we cover. We built the foundation of CRC in the equity research business with institutional money managers as our primary client base (mutual funds, hedge funds, pension funds).
We are mainly focused on uncovering fundamental business inflection points via rigorous digging in the channel that serve as a foundation for our company and industry forecasts. Our clients find value from getting in front of key themes and trends that lead to faster and better strategic and financial decisions.
Cleveland Research Company is a truly independent firm owned by its founders and employees. Our independent research provides our customers with the insights needed to gain conviction behind their business decisions. We are committed to a singular focus on providing the most accurate and reliable research product in the market.
Cleveland Research Company, LLC, an equity research firm and Broker Dealer registered in Cleveland, Ohio, is seeking a qualified candidate to help promote and maintain the firm's culture of regulatory compliance. The Compliance Associate is a key resource for the firm by assisting the Chief Compliance Officer in identifying and mitigating potential conflicts and risks associated with a Broker Dealer firm. Our Compliance Department develops and maintains strong relationships across the departments to foster a culture of professional, ethical, and responsible behavior. A successful candidate will possess a high level of initiative, professionalism, attention to detail, and organizational skills. The position will have daily interaction with individuals from all departments.
Responsibilities
  • Review written research product for approval prior to being sent to clients in our Equity business as well as our Market Research business.
  • Review of email correspondence and social media accounts, prepare weekly report to review with CCO
  • Review of alpha account trades, prepare weekly report to review with CCO
  • Review and approve personal trading requests and monitor exception reports
  • Conduct vendor risk assessment reviews
  • Conduct reviews of client account files and other required FINRA files
  • Attend internal department training sessions and client webinars for any Compliance questions
  • Assist with FINRA exams as applicable
  • Assist with annual compliance reporting requirements
  • Review FINRA notices and relevant industry news, follow up with CCO
  • Prompt escalation of any potential issues to CCO
  • Develop and maintain positive working relationships with internal clients, staff, and peers.
  • Other duties as assigned to support the CCO and Compliance Team
Required Qualifications
  • Undergraduate degree is required; Business related degree is preferred
  • Critical thinking skills and a high attention to detail
  • Outstanding time management skills
  • High ethical standards
  • Able to communicate to all levels of staff effectively, both written and verbally
  • Able to multi-task and remain organized and focused in a high-paced environment
  • Able to work and adapt as needed to provide support to all levels of the organization
  • Applicants must obtain FINRA licenses within the first 12 months (SIE, Series 7, 24 and 16). Materials provided by CRC upon hire.
  • This position requires a full-time, on-site presence at our downtown Cleveland office in order to effectively work with teams.

BENEFITS: Competitive pay plus bonus potential, fully paid health insurance coverage, Dental and Vision Insurance, 401(k) with matching, and variety of other perks.

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