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Chief Compliance Officer Jobs (NOW HIRING)

Storm2

Chief Compliance Officer

Dallas, TX · On-site

⚡ Chief Compliance Officer 💼 Institutional Broker Dealer & Clearing 💲 $250,000 to $350,000 + Bonus + Equity 🌎 Dallas, Texas A regulated financial services firm operating across ...

EagleBank

Chief Compliance Officer

Bethesda, MD · On-site

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

EagleBank

Chief Compliance Officer

Bethesda, MD · Hybrid

$176K - $303K/yr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

Eagle Bancorp, Inc.

Chief Compliance Officer

Bethesda, MD · On-site

$176.97 - $303.37/hr

The Chief Compliance Officer also serves as the Bank's Privacy Officer, CRA Compliance Officer, Reg O Officer and is a key member of the Ethics Office. The Chief Compliance Officer partners closely ...

Banking

Deputy Chief Compliance Officer

New York, NY

Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance ...

Lennar USA

Chief Compliance Officer

Tallahassee, FL · On-site

$190 - $230/hr

Chief Compliance Officer We are Lennar Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary experience for their Homeowners, Communities ...

Posted today

Lennar

Chief Compliance Officer

Tallahassee, FL · On-site +1

Chief Compliance Officer We are Lennar Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary experience for their Homeowners, Communities ...

Lennar Homes

Chief Compliance Officer

Tallahassee, FL · On-site

Chief Compliance Officer We are Lennar  Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary experience for their Homeowners, Communities ...

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Lennar

Chief Compliance Officer

Tallahassee, FL

Chief Compliance Officer We are Lennar Lennar is one of the nation's leading homebuilders, dedicated to making an impact and creating an extraordinary experience for their Homeowners, Communities ...

Five Starinvest

Chief Compliance Officer

Manhattan, NY · On-site

$160 - $210/hr

Chief Compliance Officer Regular Full-Time Compliance 220 Liberty St, Warsaw, NY, US Salary Range: $160,000.00 To $210,000.00 Annually Purpose As a key senior leader of a growing and innovative ...

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Chief Compliance Officer information

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$31.5K

$98.9K

$207.5K

How much do chief compliance officer jobs pay per year?

As of Aug 21, 2026, the average yearly pay for chief compliance officer in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is a chief compliance officer?

A Chief Compliance Officer (CCO) is a senior executive responsible for overseeing and managing an organization's compliance with laws, regulations, and internal policies. The CCO develops and implements compliance programs, conducts regular risk assessments, and ensures employees are educated on compliance requirements. They act as a liaison between the company and regulatory bodies, helping to prevent legal or ethical violations that could harm the organization. The CCO plays a critical role in maintaining the company's integrity and reputation.

What does a chief compliance officer do?

As a chief compliance officer (CCO), you work with leadership and employees in your company to ensure that they are complying with federal, state, local, and company policies. You may investigate and report on policy or ethics violations, monitor current policies, and educate the staff of your company regarding compliance.

What are the key skills and qualifications needed to thrive as a chief compliance officer?

To thrive as a Chief Compliance Officer, you need expertise in regulatory compliance, risk management, and a strong understanding of industry laws, often supported by a law degree or relevant certifications such as Certified Compliance & Ethics Professional (CCEP). Familiarity with compliance management systems, audit software, and data privacy tools is crucial for monitoring and enforcing standards. Outstanding leadership, integrity, and communication skills help drive a culture of compliance and effectively manage cross-functional teams. These skills ensure organizations meet legal and ethical requirements, avoid costly penalties, and maintain reputational trust.

How does a chief compliance officer typically interact with other departments to ensure regulatory adherence across the organization?

A Chief Compliance Officer (CCO) works closely with various departments such as legal, finance, HR, and operations to embed compliance into day-to-day activities. This collaboration often involves conducting training sessions, reviewing departmental processes, and providing guidance on regulatory requirements. The CCO also facilitates open communication channels so employees feel comfortable reporting potential issues and ensures that compliance considerations are factored into strategic decisions. This cross-functional engagement is crucial for maintaining a culture of integrity and minimizing organizational risk.

What is the difference between Chief Compliance Officer vs Compliance Manager?

AspectChief Compliance OfficerCompliance Manager
CredentialsCertifications like CCEP, CRC, or CCEP-I; extensive experience in compliance rolesSimilar certifications, often CCEP or CRC; less senior experience required
Work EnvironmentExecutive level, strategic planning, board interactionsOperational focus, implementing compliance programs
Employer & Industry UsageUsed in large corporations across finance, healthcare, and manufacturingCommon in mid-sized to large organizations in similar industries
Search & Comparison IntentUnderstanding senior compliance roles, strategic responsibilitiesOperational compliance tasks, team management

The Chief Compliance Officer and Compliance Manager roles both focus on ensuring organizational adherence to laws and regulations. The CCO holds a senior, strategic position with broader responsibilities, while the Compliance Manager handles day-to-day compliance activities. Both roles require relevant certifications and experience, but the CCO typically operates at an executive level, influencing company-wide policies.

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For Chief Compliance Officer jobs, the most frequently searched job titles are:

Chief Compliance Officer jobs near you
Infographic showing various Chief Compliance Officer job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Chief Compliance Officer

Storm2

Dallas, TX • On-site

Other

Posted 18 days ago

Job description

⚡ Chief Compliance Officer

💼 Institutional Broker Dealer & Clearing

💲 $250,000 to $350,000 + Bonus + Equity

🌎 Dallas, Texas


A regulated financial services firm operating across institutional brokerage, clearing, electronic trading and digital assets is seeking a Chief Compliance Officer to lead its compliance programme. The business requires a hands on executive who can support growth while maintaining a strong supervisory framework and high standards of regulatory integrity.


About the role:

As Chief Compliance Officer, you will lead and oversee the compliance programme for the firm’s broker dealer and affiliated regulated entities. You will act as the primary adviser to senior management on regulatory, compliance and conduct risk, while serving as the principal liaison with FINRA, the SEC, state regulators, exchanges and other regulatory authorities.


This is a hands on leadership role requiring both strategic direction and operational execution. You will oversee General Compliance, AML and Trade Surveillance, while ensuring the firm’s compliance programme scales across institutional brokerage, self clearing, securities lending, electronic trading, futures and digital asset related activities.


The Perfect Candidate

  • Broker Dealer Compliance Leader with experience as a Chief Compliance Officer, Deputy Chief Compliance Officer or Head of Compliance
  • Strong exposure to institutional brokerage, self clearing, prime brokerage, ATS or electronic trading
  • Leadership responsibility across General Compliance, AML and Trade Surveillance


What You’ll Do

  • Regulatory Oversight: Act as the primary contact for FINRA, the SEC, state regulators and exchanges, leading regulatory examinations, investigations, inquiries and remediation programmes.
  • Programme Leadership: Design, implement and continuously enhance the firm’s compliance programme, Written Supervisory Procedures, risk assessments, testing, monitoring and licensing frameworks.
  • Trading Compliance: Oversee compliance across institutional brokerage, self clearing, market access, trade surveillance, communications surveillance, securities lending and futures activities.
  • Risk & Governance: Establish compliance risk indicators, executive reporting and governance processes while escalating and remediating regulatory or conduct risks.
  • Strategic Partnering: Work closely with Legal, Risk, Operations, Finance, Technology and business leadership to support new products, acquisitions, market entry and continued growth.


Qualifications

  • 10+ years of broker dealer compliance experience within a regulated financial services environment.
  • Deep knowledge of FINRA rules, SEC regulations, supervisory frameworks, AML, sanctions and trade surveillance.
  • Experience supporting institutional brokerage, self clearing, prime brokerage, ATS, electronic trading or related market activity.
  • Demonstrated experience managing regulatory examinations, investigations, enforcement matters and enterprise remediation.
  • Proven leadership across General Compliance, AML and Trade Surveillance, directly or through senior compliance leaders.
  • FINRA Series 7 and Series 24 are required. Series 3 is required or expected to be obtained shortly after joining.


Why Join

  • $250,000 to $350,000 Base + Targeted Discretionary Bonus + Equity Opportunity
  • Executive ownership of a multi disciplinary compliance organisation.
  • Direct interaction with senior leadership, governance committees and regulatory authorities.
  • Opportunity to transform and scale an enterprise compliance programme.
  • Exposure to institutional brokerage, clearing, electronic trading, futures and digital asset related activities.
  • Influence over new products, strategic initiatives and future business expansion.

Apply