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Senior Compliance Officer Jobs (NOW HIRING)

Broadway Bank

Senior Compliance Officer

San Antonio, TX · On-site

Senior Compliance Officer Division: Enterprise Risk Mgmt WorkDays:Monday - Friday Hours of Operation:8:00am - 5:00pm Why Broadway Bank: We are one of the largest independently owned banks inTexas ...

Gunvor

Senior Compliance Officer - ABC

Houston, TX · On-site

Senior Compliance Officer - ABC Contract Type: Permanent Time Type: The Senior Compliance Officer will report to the Regional Head of ABC Compliance, Americas with responsibility for administering ...

Gunvor

Senior Compliance Officer - ABC

Houston, TX · On-site

Senior Compliance Officer - ABC Contract Type: Permanent Time Type: The Senior Compliance Officer will report to the Regional Head of ABC Compliance, Americas with responsibility for administering ...

Invesco

Senior Compliance Officer

Houston, TX · Hybrid

The Senior Compliance Officer position assists Invesco's Americas business operations with respect to compliance with applicable state, federal and self-regulatory agency requirements. This position ...

Invesco

Senior Compliance Officer

Houston, TX · On-site

The Senior Compliance Officer position assists Invesco's Americas business operations with respect to compliance with applicable state, federal and self-regulatory agency requirements. This position ...

Invesco

Senior Compliance Officer

Atlanta, GA · Hybrid

The Senior Compliance Officer position assists Invesco's Americas business operations with respect to compliance with applicable state, federal and self-regulatory agency requirements. This position ...

Equity Trust

Senior Compliance Officer

Dallas, TX · Hybrid

*This position is based out of our Dallas, TX office and will have a hybrid schedule after training JOB OVERVIEW The Senior Compliance Officer reports directly to the Risk and Compliance Operations ...

Equity Trust

Senior Compliance Officer

Dallas, TX · On-site

JOB OVERVIEW The Senior Compliance Officer reports directly to the Risk and Compliance Operations Officer and plays a pivotal role in ensuring the firm's adherence to external regulatory requirements ...

Invesco Real Estate

Sr. Compliance Officer

Houston, TX · On-site

$90 - $140/hr

## Sr. Compliance OfficerApplylocations: Houston, Texastime type: Full timeposted on: Posted ... The Compliance Officer monitors employee compliance with the Code of Ethics and Personal Trading ...

Invesco

Sr. Compliance Officer

Atlanta, GA · Hybrid

As a Senior Compliance Officer, you will be primarily responsible for ensuring that the company's business complies with applicable rules and regulations, regulatory requirements, internal company ...

Invesco

Sr. Compliance Officer

Houston, TX · Hybrid

As a Senior Compliance Officer, you will be primarily responsible for ensuring that the company's business complies with applicable rules and regulations, regulatory requirements, internal company ...

Bank of Hawaii

Senior Compliance Officer

Honolulu, HI · On-site

$109K - $192K/yr

Under the direction of the Chief Compliance Officer, this position is responsible for implementing the Bank's Consumer Compliance Program. If applicable or appropriate, assists in business units ...

Bank of Hawaii

Senior Compliance Officer

Honolulu, HI · On-site

Under the direction of the Chief Compliance Officer, this position is responsible for implementing the Bank's Consumer Compliance Program. If applicable or appropriate, assists in business units ...

Invesco

Sr. Compliance Officer

Atlanta, GA · On-site

As a Senior Compliance Officer, you will be primarily responsible for ensuring that the company's business complies with applicable rules and regulations, regulatory requirements, internal company ...

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Senior Compliance Officer information

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How much do senior compliance officer jobs pay per year?

As of Aug 29, 2026, the average yearly pay for senior compliance officer in the United States is $80,781.00, according to ZipRecruiter salary data. Most workers in this role earn between $54,000.00 and $104,000.00 per year, depending on experience, location, and employer.

What is a senior compliance officer?

A senior compliance officer manages an organization’s compliance team to ensure employees and the company follow all industry guidelines. You check for, investigate, and resolve any potential unethical or illegal behavior. Important job duties include identifying regulatory compliance issues and conduct, and correcting compliance risks. Most senior compliance officers work in the financial or healthcare industries. The main career qualifications are a bachelor’s degree in a field related to the industry as well as work experience in a similar job sector. Strong leadership and management skills are necessary.

How does a senior compliance officer typically collaborate with other departments within an organization?

A Senior Compliance Officer works closely with various departments such as Legal, Risk Management, Internal Audit, and Operations to ensure that all business practices align with regulatory requirements. This often involves providing guidance on compliance matters, conducting training sessions, and facilitating risk assessments. Regular meetings and cross-functional projects are common, allowing the Compliance Officer to address potential issues proactively and implement effective compliance controls organization-wide. Clear communication and relationship-building skills are essential for success in this collaborative environment.

What are the key skills and qualifications needed to thrive as a senior compliance officer, and why are they important?

To thrive as a Senior Compliance Officer, you need in-depth knowledge of regulatory frameworks, risk management, and compliance best practices, typically backed by a relevant degree and experience in compliance or legal roles. Familiarity with compliance management systems, audit tools, and certifications such as CAMS or CRCM is highly valued. Exceptional analytical skills, attention to detail, and the ability to communicate complex regulations clearly set top performers apart. These skills ensure organizations effectively mitigate risks, maintain legal and ethical standards, and foster a culture of compliance.
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Senior Compliance Officer jobs near you
Infographic showing various Senior Compliance Officer job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $80,781 per year, or $38.8 per hour.

Senior Compliance Officer

Broadway Bank

San Antonio, TX

Full-time

Re-posted 27 days ago

Job description

Why Broadway Bank:
We are one of the largest independently owned banks inTexas with offerings in personal and private banking, wealth management,business banking and mortgage lending.

Position Overview: 

The Senior Compliance Officer operates under the directionof the Senior Compliance Manager.  This role ispivotal in ensuring the bank's adherence to applicable laws and regulations.With primary responsibilities including offering compliance advice to businesspartners, conducting testing and monitoring for regulatory compliance, creatingand analyzing compliance-related reports, and reviewing marketing materials,the Senior Compliance Officer is a compliance generalist with a deepspecialization in either deposit or loan compliance. This role tackles complexcompliance challenges, oversees significant monitoring activities, and offersmentorship to junior department members.

Essential Functions:

  • Acquires and maintains advanced knowledge of banking laws, regulations, and guidelines, specializing in a particular area of compliance. Provides backup support for other Compliance Officers and leads the implementation of regulatory changes.
  • Offers strategic advice on risk assessment processes and control design to mitigate risks effectively.
  • Assumes primary responsibility for essential regulatory reporting, including annual Reg O compliance.
  • Manages and updates the bank's Business Continuity Management documentation and coordinates related activities.
  • Delivers accurate and comprehensive responses to compliance inquiries from bank staff, aiding in the compliance aspects of new product and service implementation.
  • Develops and administers a comprehensive compliance training program for all bank personnel.
  • Plays a key role in the management and enhancement of the bank's web-based compliance management system, including compliance review coordination and direct compliance testing.
  • Oversees the review and approval of bank marketing materials, ensuring compliance with regulatory requirements.
  • Collaborates with department specialists to maintain, review, and update compliance policies and procedures, with a focus on loan compliance.
  • Handles consumer inquiries and complaints related to regulatory compliance, ensuring issues are addressed promptly and effectively.
  • Facilitates interactions between regulatory personnel/auditors and bank staff, contributing to procedural adjustments based on compliance findings.
  • This position may require travel within the Bank's geographic area.  

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