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Associate Compliance Officer Jobs (NOW HIRING)

Oceanview Life & Annuity

ASSOC, COMPLIANCE

Denver, CO · On-site

Oceanview Life and Annuity Company is seeking a detail-oriented and analytical Associate ... In this role, you will work closely with the Chief Compliance Officer (CCO), Operations leadership ...

Hilltop Holdings

Compliance Officer

Dallas, TX · On-site +1

The Compliance Officer responsibilities may include providing compliance surveillance, monitoring ... Our nationwide presence in 400 locations across 44 states provides our associates with extensive ...

Midwest Bank

Compliance Officer

Norfolk, NE · On-site

Join Our Team as a Compliance Officer Are you detail-oriented, analytical, and passionate about ... Associate's degree (or higher) in Finance, Banking, or related field * 5 years or more of bank ...

Hilltop Holdings

Compliance Officer

Dallas, TX · On-site

The Compliance Officer responsibilities may include providing compliance surveillance, monitoring ... Our nationwide presence in 400 locations across 44 states provides our associates with extensive ...

Hilltop Holdings

Compliance Officer

Dallas, TX · On-site

The Compliance Department is responsible for ensuring that Hilltop Securities Inc. has effective ... Firm associates with respect to regulatory issues. * Assist with the annual CEO Certification ...

Hilltop Holdings

Compliance Officer

Dallas, TX

The Compliance Officer responsibilities may include providing investment advisory support ... Our nationwide presence in 400 locations across 44 states provides our associates with extensive ...

Harford Community College

Compliance Officer

Bel Air, MD · On-site

$67K - $87K/yr

Position Information Position Title Compliance Officer Posting Category Full-Time Staff/Management ... Active or associate admission to any state's Bar Association * Working knowledge of FERPA, Title IX ...

Harford Community College

Compliance Officer

Bel Air, MD · On-site

$67K - $87K/yr

Position Details Position Information Position Title Compliance Officer Posting Category Full-Time ... Active or associate admission to any state's Bar Association * Working knowledge of FERPA, Title IX ...

Luana Savings Bank

Compliance Officer

Norwalk, IA

... Officer responsible for the overall administration, direction, and effectiveness of the Bank ... Associate's Degree or equivalent banking/compliance experience Desired Skills * Working knowledge ...

Luana Savings Bank

Compliance Officer

Norwalk, IA · On-site

... Officer responsible for the overall administration, direction, and effectiveness of the Bank ... Associate's Degree or equivalent banking/compliance experience Desired Skills * Working knowledge ...

Luna County, NM

Court Compliance Officer

Deming, NM · On-site

$35K/yr

Court Compliance Officers attend court hearings, prepare status reports and probation violations as ... Associate degree and two years of experience in the judiciary, in a criminal justice position or in ...

County of Luna

Court Compliance Officer

Deming, NM · On-site

$35K/yr

Court Compliance Officers attend court hearings, prepare status reports and probation violations as ... Associate degree and two years of experience in the judiciary, in a criminal justice position or in ...

Luana Savings Bank

Compliance Officer

Norwalk, IA · On-site

... Officer responsible for the overall administration, direction, and effectiveness of the Bank ... Associate's Degree or equivalent banking/compliance experience Desired Skills * Working knowledge ...

Advyzon

Associate Compliance Specialist

Lisle, IL · On-site

$65K/yr

We are seeking a highly motivated and detail-oriented Associate Compliance Specialist to support ... This role reports directly to the COO/CCO and will play a key role in building and scaling the firm ...

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How much do associate compliance officer jobs pay per hour?

As of Aug 16, 2026, the average hourly pay for associate compliance officer in the United States is $35.41, according to ZipRecruiter salary data. Most workers in this role earn between $23.08 and $43.99 per hour, depending on experience, location, and employer.

What does an associate compliance officer get paid?

An associate compliance officer typically earns between $50,000 and $70,000 annually, depending on experience, location, and industry. Entry-level positions may start lower, while those with specialized skills or certifications can earn higher salaries. The role often requires knowledge of regulations and compliance tools such as audit software.

How hard is it to become an associate compliance officer?

Becoming an associate compliance officer typically requires a bachelor's degree in a related field such as finance, law, or business, along with relevant skills in regulatory knowledge and attention to detail. Entry-level positions may also require some experience or certifications like the Certified Compliance & Ethics Professional (CCEP), but overall, it is accessible with proper education and training.

What are the key skills and qualifications needed to thrive as an associate compliance officer?

To thrive as an Associate Compliance Officer, you need a solid understanding of regulatory frameworks, risk assessment, and compliance procedures, often supported by a bachelor's degree in law, finance, or a related field. Familiarity with compliance management software, auditing tools, and certifications such as CRCM or CAMS is typically expected. Attention to detail, strong analytical skills, and effective communication are essential soft skills for this role. These competencies help ensure that organizations adhere to laws and regulations, reducing legal risks and maintaining ethical standards.

What is an associate compliance officer?

An associate compliance officer is an entry-level professional responsible for helping ensure that a company adheres to legal standards and internal policies. They assist in monitoring compliance activities, conducting audits, and maintaining records, often working under the supervision of senior compliance staff. Strong attention to detail and knowledge of regulatory requirements are important for this role.

What does an associate compliance officer do?

An Associate Compliance Officer helps ensure that an organization follows all applicable laws, regulations, and internal policies. They typically assist in monitoring and reporting compliance activities, conducting audits, and investigating potential compliance issues. Their work supports senior compliance staff and promotes a culture of integrity and accountability within the organization. The role often involves reviewing documents, maintaining records, and providing training or guidance to employees on compliance matters.

What are some common challenges faced by an associate compliance officer and how can they be overcome?

Associate Compliance Officers often encounter challenges such as keeping up with frequently changing regulations and ensuring all departments adhere to compliance standards. Balancing multiple projects and deadlines can also be demanding, especially when working with teams across the organization. To overcome these challenges, it's helpful to develop strong organizational skills, stay proactive with ongoing training, and foster good communication with colleagues in other departments. Building relationships and establishing clear procedures can make it easier to address compliance issues as they arise.

What is the difference between Associate Compliance Officer vs Compliance Analyst?

AspectAssociate Compliance OfficerCompliance Analyst
Required CredentialsBachelor's degree, compliance certifications often preferredBachelor's degree, compliance or related certifications beneficial
Work EnvironmentFinancial institutions, corporate compliance departmentsFinancial firms, regulatory agencies, corporate compliance teams
Employer & Industry UsageUsed in banking, finance, and corporate sectorsCommon in finance, insurance, and regulatory bodies
Search & Comparison IntentOften compared for entry-level compliance rolesCompared for analytical compliance roles

The Associate Compliance Officer and Compliance Analyst roles share similarities in required credentials and work environments, often found in financial and corporate sectors. While the Associate Compliance Officer may have more responsibilities in compliance program implementation, the Compliance Analyst focuses on data analysis and monitoring. Both roles are essential in maintaining regulatory adherence, but they differ in scope and daily tasks.

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Associate Compliance Officer jobs near you
Infographic showing various Associate Compliance Officer job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution, with an average salary of $73,648 per year, or $35.4 per hour.

Associate Compliance Officer

Rho Technologies

Salt Lake City, UT • On-site

Full-time

Posted 4 days ago

Job description

About Us
Rho is the modern banking platform built for startups. Open accounts in minutes, issue cards, manage expenses, pay bills, and close the books - all in one connected platform backed by real human support.
About the Role
Rho is seeking an Associate Compliance Officer to support our onboarding compliance team. You'll own day-to-day customer due diligence (CDD) and Know Your Business (KYB) work for new client onboarding - gathering and verifying documentation, running risk assessments against established frameworks, and escalating issues to senior compliance staff. You'll play a vital part in keeping Rho compliant with BSA/AML, OFAC, and FinCEN requirements while maintaining the application review velocity our customers expect. This full-time, onsite role is a strong fit for someone looking to build a career in banking or fintech compliance within a growing, mission-driven company.
What You'll Do
  • Support the CDD and KYC/KYB processes for new client onboarding by gathering and organizing required documentation in accordance with BSA/AML, OFAC, and FinCEN requirements
  • Collect and verify client documentation, including business formation documents, ownership structures, and beneficial ownership information, escalating discrepancies to senior team members
  • Assist in performing risk assessments on potential clients using established frameworks and checklists
  • Flag and escalate suspicious activity or potential compliance issues identified during onboarding to senior compliance staff
  • Coordinate with internal teams, including sales and operations, to collect outstanding client information and ensure timely onboarding
  • Maintain accurate and complete records of client onboarding files, compliance decisions, and supporting documentation in accordance with team standards
  • Support periodic reviews of existing client accounts by gathering and organizing documentation for senior team review
  • Assist in the preparation of compliance reports and data pulls as directed by management
  • Support updates to policies and procedures by documenting process changes and maintaining version-controlled records
  • Utilize compliance technology platforms to process onboarding tasks, input data, and maintain system accuracy
  • Follow established onboarding compliance policies and procedures, providing feedback to senior staff on potential process improvements
  • Participate in compliance training sessions and apply best practices to daily onboarding tasks, developing foundational knowledge of fintech and banking regulation through ongoing training and self-study
  • Take on other activities as determined by your supervisor

You Have
  • A Bachelor's degree in finance, business, or a related field preferred
  • 1-2 years of experience in compliance, finance, banking, or a related operations role
  • Working understanding of BSA/AML, OFAC, and FinCEN requirements, including CDD and KYB concepts
  • Exceptional attention to detail, strong organization, and a proactive approach to problem-solving
  • Ability to manage a queue independently, prioritize across competing deadlines, and meet required service levels
  • Comfort working in compliance technology platforms and learning new systems quickly
  • Clear written and verbal communication skills, with the judgment to know when to escalate

Compensation & Schedule
  • Full-time, salaried position with benefits
  • Onsite work environment
  • Standard weekday schedule; occasional flexibility may be needed to meet onboarding volume
  • Opportunity for growth into senior compliance roles based on performance and business needs

Diversity is a core value at Rho. We are committed to building a welcoming and inclusive workplace for all.

Apply