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Compliance Advisory Jobs (NOW HIRING)

Credit Agricole CIB

$180K - $220K/yr

Provide regulatory and compliance advice for fixed income product lines and mergers and acquisition advisory Provide regulatory and compliance advice for inquiries raised by Regulatory reporting (i.e ...

Avant LLC

Compliance Manager: Advisory

Chicago, IL · On-site

$115K - $135K/yr

As a Compliance Manager, you will be responsible for supporting all products across key areas including Compliance Advisory, Issue Management, Complaint Management, Licensing, Exams, and Regulatory ...

Millennium Management LLC

Compliance Associate

New York, NY · On-site

$70K - $160K/yr

Your primary focus will be delivering real-time compliance advisory services for Millennium's self-clearing futures business. You will oversee transactions, conduct self-examination reviews, educate ...

Artech

Provide compliance advisory support for various retail products, ensuring alignment with regulatory requirements and internal policies. Strong understanding of consumer compliance regulations (e.g ...

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$50K

$157.5K

How much do compliance advisory jobs pay per year?

As of May 28, 2026, the average yearly pay for compliance advisory in the United States is $152,036.00, according to ZipRecruiter salary data. Most workers in this role earn between $157,000.00 and $157,000.00 per year, depending on experience, location, and employer.

What is the difference between Compliance Advisory vs Compliance Analyst?

AspectCompliance AdvisoryCompliance Analyst
Required CredentialsCertifications like CCEP, CAMS, or CPA often preferredSimilar certifications, often including CCEP or CAMS
Work EnvironmentAdvises clients or internal teams, strategic focusAnalyzes data, monitors compliance, reports findings
Employer & Industry UsageConsulting firms, financial institutions, corporationsFinancial services, healthcare, corporate compliance departments

Compliance Advisory roles focus on providing strategic guidance and consulting to ensure organizations meet regulatory standards. Compliance Analysts primarily monitor, review, and analyze compliance data to identify issues. Both roles require similar certifications and often work within the same industries, but their core functions differ: advisory roles are more strategic, while analyst roles are more operational.

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What cities are hiring for Compliance Advisory jobs? Cities with the most Compliance Advisory job openings:
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Compliance Advisory jobs near you
Infographic showing various Compliance Advisory job openings in the United States as of May 2026, with employment types broken down into 5% Internship, and 95% Full Time. Highlights an 78% In-person, 11% Hybrid, and 11% Remote job distribution, with an average salary of $152,036 per year, or $73.1 per hour.

Compliance Advisory Officer - Insurance Solutions

Societe Generale

New York, NY • On-site

Other

Posted 23 days ago

Job description

DEPARTMENT DESCRIPTION

The Corporate and Investment Banking division of Societe Generale is looking to hire a Compliance Advisory Officer who will assume compliance coverage responsibility for the Insurance Solutions business line in the Americas.  This position is located in our New York City office.  This position is in the US Compliance Department and is part of the Investment Banking and Advisory and Conflicts Management team.

MAIN ACCOUNTABILITIES

Responsibilities will include: 

       Provide regulatory and Firm compliance policy advice / guidance to the Insurance Solutions team and management on issues related to a reinsurance brokerage business, including sidecars.

       Identify and prioritize regulatory and compliance risks associated with insurance, develop and execute the compliance program, and conduct periodic compliance risk assessments, such as insurance licenses, registrations, payments, internal controls and other issues typical of a global investment bank.

       Develop and implement relevant compliance policies and procedures.

       Develop and conduct relevant training.

       Coordinate with business, Control Room and Legal regarding the Firm's information barrier policy, and to manage conflicts of interest.

       Coordinate with internal audit and testing teams, as well as regulators / regulatory responses.

       Provide guidance to business management with respect to supervision structure, process, and responsibilities.

       Coordinate compliance issue management, escalation, and reporting.

       Effectively partner, and work closely with other Compliance teams, including Control Room; Bank Regulatory; Regulatory Change; Policy; Licensing and Registration; Personal Account Dealing, including Outside Business Activities and Personal Investments; and Surveillance.

The successful candidate must have proficient knowledge of the rules and regulations relating to US and foreign insurance operations.  An overall solid working knowledge of how global financial institutions function, including investment banking, is essential.  Ability to collaborate with the Firm's Compliance Advisory teams in Paris, London, and Hong Kong will be required.  

COMPETENCIES

Required:

  • Experience in providing legal, regulatory or compliance advice related to insurance regulatory frameworks, filing and risks associated with business engagements and transactions.

  • Proficient understanding of securities regulation and information barrier / conflicts clearance practices.

  • Ability to interact effectively with business management, and senior investment bankers, while working independently.

  • Ability to analyze complex situations and provide guidance in time sensitive situations.  Resolve issues quickly and effectively.

  • Ability to multi-task in a fast-paced environment.

  • Excellent organizational, oral, and written communication skills.

  • Attention to detail.

  • Strong interpersonal skills. Must be team player.

  • Strong work ethic and professionalism.

  • Desire to learn.

  • Adaptability and flexibility in a changing environment.

PRIOR WORK EXPERIENCE

Required:

       At least 10 years of relevant experience at an insurance company, investment bank covering insurance or equivalent in compliance advisory capacity specializing in insurance.

EDUCATION

Required:

       Bachelor's degree

       JD preferred

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