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Senior Compliance Associate Jobs (NOW HIRING)

Vaco LLC

Sr. Compliance Associate - SOX

Irvine, CA

A well-established, global organization is seeking a Senior Reporting Associate to support its internal control and regulatory compliance programs. This role will play a key part in ensuring ongoing ...

Vaco LLC

Sr. Compliance Associate - SOX

Irvine, CA

A well-established, global organization is seeking a Senior Reporting Associate to support its internal control and regulatory compliance programs. This role will play a key part in ensuring ongoing ...

Fairview

Compliance Associate

Raleigh, NC · On-site

... Associate to join our dynamic team. At Fairview, we prepare clients for SEC exams and offer ... Provide administrative support services to Senior Compliance, Lead Compliance and Relationship ...

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All JobsSenior Compliance Associate Jobs

Senior Compliance Associate information

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$43K

$106.7K

$159.5K

How much do senior compliance associate jobs pay per year?

As of Jun 9, 2026, the average yearly pay for senior compliance associate in the United States is $106,734.00, according to ZipRecruiter salary data. Most workers in this role earn between $88,000.00 and $124,000.00 per year, depending on experience, location, and employer.

What are the typical challenges faced by a Senior Compliance Associate when balancing regulatory requirements with business objectives?

A Senior Compliance Associate often encounters the challenge of ensuring that all business activities align with complex and evolving regulations without hindering organizational goals. This requires strong communication skills to interpret regulations, advise business units, and negotiate practical solutions that protect the company while enabling growth. Collaborating closely with legal teams, operations, and senior leadership is essential to foster a culture of compliance and proactively address potential issues before they escalate. Staying updated on regulatory changes and adapting internal policies accordingly is also a key part of the role.

What is the difference between Senior Compliance Associate vs Compliance Analyst?

AspectSenior Compliance AssociateCompliance Analyst
Required CredentialsBachelor's degree, compliance certifications (e.g., CAMS, CRCM)Bachelor's degree, often entry-level certifications
Work EnvironmentFinancial institutions, healthcare, regulated industriesFinancial services, corporate compliance teams
Employer & Industry UsageUsed in banking, finance, healthcare sectorsCommon in finance, insurance, corporate compliance
Search & Comparison IntentUnderstanding senior roles, responsibilities, career pathEntry to mid-level compliance roles, responsibilities

The Senior Compliance Associate typically holds more experience, advanced certifications, and handles complex compliance issues within regulated industries. Compliance Analysts are often entry-level or mid-level roles focused on monitoring and supporting compliance programs. The senior role involves leadership and strategic oversight, while the analyst role emphasizes data analysis and reporting.

What are Senior Compliance Associates?

Senior Compliance Associates are professionals responsible for ensuring that an organization adheres to relevant laws, regulations, and internal policies. They typically oversee compliance programs, conduct audits, and provide guidance to other staff on compliance matters. Their role often involves identifying potential risks, investigating compliance issues, and implementing corrective actions. Senior Compliance Associates also stay updated on regulatory changes to ensure the organization remains compliant. They may work in various industries, including finance, healthcare, and manufacturing.

What are the key skills and qualifications needed to thrive as a Senior Compliance Associate, and why are they important?

A Senior Compliance Associate typically needs a strong understanding of regulatory frameworks, risk assessment, and compliance monitoring, often supported by a degree in law, finance, or a related field. Familiarity with compliance management systems, reporting tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) are highly valued. Attention to detail, integrity, and excellent communication skills help navigate complex regulations and foster a culture of compliance. These skills are crucial to ensure organizational adherence to laws, mitigate risks, and maintain a trustworthy business environment.
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What cities are hiring for Senior Compliance Associate jobs? Cities with the most Senior Compliance Associate job openings:
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Senior Compliance Associate jobs near you
Infographic showing various Senior Compliance Associate job openings in the United States as of June 2026, with employment types broken down into 2% As Needed, 59% Full Time, 37% Part Time, and 2% Contract. Highlights an 87% Physical, 5% Hybrid, and 8% Remote job distribution, with an average salary of $106,734 per year, or $51.3 per hour.
Compliance Associate / Senior Compliance Associate

Compliance Associate / Senior Compliance Associate

Optima Partners Holdings LLC

Manhattan, NY • On-site

Full-time

Posted 8 days ago

Job description

Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients.

Considered Compliance Associate candidates will have:

  • Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management
  • Familiarity with various SEC, CFTC/NFA, FINRA rules and compliance policies, procedures and materials produced by asset managers, hedge funds, private equity and real-estate funds
  • Expertise in supporting compliance program email reviews, expert network processes, marketing materials and personal trading
  • Ability to succinctly identify and communicate required compliance advisory feedback, explain the regulatory basis for suggested changes to clients
  • Ability to assist with compliance protocols and training regarding all compliance policies, procedures, examinations and audits
  • Ability to independently review, interpret and share feedback / opinions for new regulations coming online
  • Finds the answer to regulatory questions and explains the process and how certain conclusions were derived
  • Experience with Financial Conduct Authority (FCA) a plus


COMPLIANCE ASSOCIATE REQUIREMENTS:

  • Undergrad degree required from an accredited college or university, J.D. or Master’s degree a plus.
  • 3 - 6yrs of total industry experience working at an asset manager, consultant or ex. regulator
  • Must have in-house compliance experience and responsibility for conducting compliance program reviews
  • Must be willing to immediately start
  • Excellent written and verbal communication skills
  • Independent, self–starter, as well as collaborative problem solver
  • Strong analytical and research skills
  • Ability to multi-task and prioritize across a range of projects with constantly shifting priorities in a team environment
  • Ability to master new tasks quickly

Optima Partners is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status age or disability.

Location: New York City

About Optima Partners

Optima established itself as a market leader by setting up a unique team to address regulatory matters facing our clients in the market today. Consequently, Optima is able to provide comprehensive and cutting-edge regulatory compliance support both domestically and globally to leading hedge funds, private equity, asset managers, banks and broker-dealers.

Optima Partners is a unique global firm which understands that its people are its greatest asset. We are therefore 100% committed to attracting and keeping the highest quality people. As a market leading and growing firm with a very flat structure, we offer our people the chance to move forward quickly in their career within a meritocratic culture.

The core values that our team share are being proactive, solutions focused, interactive and dynamic in the ever evolving industry that we work in. We seek to encourage new ideas and proactive thinking across all members of the team and constantly invest in new people that share our values.

Optima Partners presents its people with a unique opportunity to work collectively and collaboratively within our global team as well as a platform to reap the rewards of strong performance. Optima’s experienced global team will accelerate the Analyst’s learning and growth by providing frequent trainings on various topics, shaping the Analyst’s career path to becoming an expert compliance professional in the financial services industry.